Expertise.com

Best Financial Advisors in Fall River

2023

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls
Financial Advisors FAQs 〉

Last updated:

SmartAdvisor by SmartAsset logo
FEATUREDExpertise.com

SmartAdvisor by SmartAsset

Fall River, MA
  • Estate Planning
  • Financial Planning
  • Retirement Planning
  • Investment Management

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free Consultation

Fall River, MA

Why choose this provider?

Need help contacting a Financial Advisor in Fall River? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
13 Water Street Suite 204, Holliston, MA 01746
  • Certified Financial Planner (CFP)
  • Financial Planning

Why choose this provider?

Meridian Financial handles any wealth management concerns for individuals, families, and businesses in Fall River. Its advisors assist clients in adjusting their asset allocation to match their time horizon, risk tolerance, and financial goals. They review estate plans, conduct insurance needs analyses, and create customized saving strategies to help clients make the right decisions for their best interests. Founder and Certified Financial Georgia Bruggeman is a registered investment advisor and a member of the National Association of Personal Financial Advisors.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
81 Samoset Street, Ste. 1, Plymouth, MA 02360
  • Retirement Planning
  • Financial Planning

Why choose this provider?

North Light Financial Services is a Plymouth-based financial and investment management service provider. Serving clients throughout the Fall River area, it offers various financial planning services, including retirement planning, risk management, investment selection, and tax management. It also assists clients in reviewing college savings programs and planning business retirement. Jane Ricardi, co-principal of the firm, has been a certified financial planner since 1991. She is also a member of the Financial Planning Association of Massachusetts and is FINRA Series 7 and Series 63 licensed.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Website
600 Putnam Pike, Suite 4, Greenville, RI 02828
  • Finance Planning

Why choose this provider?

Serving the Fall River area, Loring Advisory Group is a team of financial advisors who aim to maintain fiduciary relationships with clients. They offer a broad range of financial planning services to high-net-worth individuals and their families. These include personal financial planning, Social Security and Medicare analysis, tax planning, business management, retirement planning, and sustainable income strategies. Jeff Loring, the firm's founder, first worked in the insurance industry before starting his career as a financial advisor.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
14 Breakneck Hill Road, Suite 202, Lincoln, RI 02865
  • Certified Financial Planner (CFP)

Why choose this provider?

Since its establishment in 1993, Sowa Financial Group, Inc., has been serving individuals and families in Fall River. It offers financial planning, retirement planning, and investment management services focused on guiding clients in achieving their financial goals. Having access to industry-leading technology and research resources, its advisors work with the clients in crafting plans that ensure their financial interests are protected. Sowa Financial Group's founder, Donald J. Sowa, is a Certified Financial Planner. He also holds an Accredited Investment Fiduciary certification.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (8)

Website
128 Route 6A, Sandwich, MA 02563
  • Estate Planning
  • Finance Planning

Why choose this provider?

Cambridge Cape Cod Advisors is an independent, fiduciary, and investment advisory firm that offers financial management to the locals of Fall River. Its services include investment management, small business planning, investment property analysis, tax and estate planning, and financial planning. Gregory C. Fenton, the president, and founder has an extensive wealth management background with particular depth in multi-generational planning. He earned his Certified Financial Planner designation in 1990. The firm partners with Right Capital, Fidelity, and Alliance of Comprehensive Planners.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (12)

Website
443 East Central Street, Franklin, MA 02038
  • Certified Financial Planner (CFP)

Why choose this provider?

1776 Financial is a firm that assists in managing the finances of clients in Fall River and nearby areas. The financial advisors at this firm help develop an achievable financial plan that meets clients' values, goals, and lifestyles. In addition, they guide clients in selecting investment solutions, including alternative investments, managed discretionary accounts, traditional investments, and structured products and options. Co-founder and financial advisor Mark Dittrich devotes his time and resources to local charities, such as The Santa Foundation and the Random Smile Project.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
747 Aquidneck Avenue, Middletown, RI 02842
  • Certified Financial Planner (CFP)

Why choose this provider?

Corrigan Financial, Inc., caters to individuals and business owners in Fall River. Since its inception in 1989, the company has been helping clients achieve their goals and objectives through financial planning. Within the context of the planning framework, its advisors help clients manage risks and make informed decisions. The firm has managed investment assets and prepared income tax returns for over 950 families. Its principal shareholder, Daniel G. Corrigan, holds a Master of Business Administration degree. His designations include CPA, PFS, and CFP.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
20 Cabot Boulevard Suite 300, Mansfield, MA 02048
  • Estate Planning

Why choose this provider?

Planning for Good provides financial advice to the Fall River metro and surrounding areas. Led by Karen Melo Ticas, a Certified Financial Planner, the company assists clients in planning their finances holistically through cash flow analysis, risk management, and investment review. Ticas is also a Retirement Income Certified Professional and helps in estate and legacy planning, retirement planning, and designing investment-focused retirement strategies. She especially focuses on serving business professionals, health care providers, and the LGBTQ community.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (24)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
275 Promenade St Ste 300, Providence, RI 02908
  • Estate Planning
  • Retirement Planning
  • Financial Planning

Why choose this provider?

Jack Trevor, CFP, ChFC, CLU, is a financial advisor with Northwestern Mutual who serves clients' needs in and around Fall River. He and his team help clients achieve financial independence and security through a broad range of financial planning solutions and strategies. This includes retirement planning, college funding counseling, wealth management, estate planning, and business succession planning. Trevor is an Elon University-educated professional who has been in the financial planning industry for half a decade.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (15)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
200 Ledgewood Place, Suite 101, Rockland, MA 02370
  • Certified Financial Planner (CFP)

Why choose this provider?

Financial Independence Advisors has decades of experience in assisting Fall River residents with their financial planning needs. The firm's advisors guide clients throughout financial planning processes and tailor their advice based on their clients' unique preferences. They also work closely with Raymond James, a company that offers financial planning resources and other client services that can streamline any finance process. Principal advisor, Mitchell Custenborder, has a blog titled, "The Enlightened Long Game," wherein he shares various articles about personal finance.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
62 State Road, North Dartmouth, Ma 02747
  • Finance Planning

Why choose this provider?

Coastal Financial assists Fall River clients in matters of financial management. Its advisors focus on six areas of financial planning, including wealth accumulation, tax management, and financial position review. Their services deliver comprehensive and tailored solutions for business planning concerns, including business valuations and estate plan integration. Owner Christopher M. Hodgson is a Certified Financial Planner. He previously served in the United Way of Greater New Bedford as Chairman of the Board and Campaign Chair.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
Mansfield, MA 02048
  • Retirement Planning

Why choose this provider?

Davis Financial offers financial advisory services to clients in Fall River. The firm teaches strategies that help clients protect their income, and it answers questions on retirement options, Social Security decisions, and retirement accounts and income. Steve Davis, the second-generation owner of Davis Financial, has more than 25 years of experience helping clients. He graduated from Bentley College and spent the first five years of his career as a banker, assisting small family-owned businesses in availing commercial loans.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (2)
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
175 Derby Street, Suite 24, Hingham, MA 02043
  • Finance Planning

Why choose this provider?

Serving the community of Fall River, Aequitas Investment Advisors, LLC, offers financial planning assistance to individual clients, families, charitable foundations, trustees, and non-profit organizations. It offers a broad range of financial planning services, including retirement planning, investment policy statement review, portfolio performance reports, charitable planning, and sustainability investment strategies. The independent investment advisory and financial planning firm has been serving clients since 1991. The firm’s founder and principal, Warner Arms Henderson, has over 45 years of experience in financial planning.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1 North Ave, North Attleboro, MA 02763
  • Retirement Planning
  • Wealth Management

Why choose this provider?

Constant Guidance Financial serves the residents of Fall River and its surrounding areas. The local advisory firm assists clients in managing their personal investments and finances. It offers a variety of services, such as wealth management; asset allocation and protection; financial advice; and retirement, estate, and financial planning. Mitch Zides, the company's founder, helps clients have peace of mind by explaining to them the risks and gains involved in financial management. Zides, who is a CFA and CFP, has over 16 years of experience.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (5)
Facebook
5.0 / 5 (2)

Website
378 Main Street Suite 105, East Greenwich, RI 02818
  • Retirement Planning

Why choose this provider?

Balanced Wealth Management serves clients in Fall River and the surrounding communities. It helps clients achieve their financial goals by recommending wealth management, portfolio management, and retirement planning strategies. The firm also provides an independent perspective on the financial objectives of clients to help them understand their choices. Founder Robert Auclair established the firm in 2015. For four years, he was featured on the Money Pros program of WNAC-64 Television as a financial planning expert.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • Are out-of-state investment advisory firms with clients in Fall River required to register with the state?

    It depends. Out-of-state investment advisor firms with no offices in Fall River or throughout the state are not required to register with Massachusetts Securities Division. They are also allowed to only have five clients in the state per year. On the other hand, SEC-registered firms have to register their individual advisors if they have physical offices in the state and meet the federal description of investment advisors.

  • Why do designations of financial advisors in Fall River matter?

    Financial advisors in Fall River who earned their designations are educated in industry-standard practices and committed to applying these to their practice. Some of these practices include regulatory compliance, investment management, and financial planning. In most cases, these advisors are obliged to provide fiduciary capacity, thus, upholding the client's best interests at all times and reducing any conflict of interest.

  • When do you pay a financial advisor in Fall River?

    Depending on the arrangement with the client, financial advisors in Fall River can be paid through commissions and fee-based compensation. With a commission, the advisor will collect a percentage of the financial product amount the client purchases or asset value the advisor will manage. For advisors with fee-based compensation, the client has to pay the advisor a flat rate or an hourly fee for the services. There are also advisors that combine both compensation models.

  • How can a key man life insurance help businesses in Fall River?

    Through a key man life insurance, businesses in Fall River can get financial protection in case something happens to the owners or key personnel that can threaten the business. The insurance policy provides benefits to cover expenses while the business is stabilizing and to offer income to the surviving spouse. It can also be a vehicle to obtain loans for the business and strengthen the credit status of the business.

  • Will your earnings at casinos or sports betting establishments in Fall River be subject to deductions?

    Aside from being subjected to tax, earnings at casinos or sports betting establishments could be checked and withheld for child support payments and past-due state tax liabilities. Individuals from Fall River who will win at slot machines $1,200 or excess will be subject to this withholding. The same threshold amount is also applicable to winnings such as cash prizes, cars, or vacation packages.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.