Expertise.com

2024

Last updated:

Best Financial Advisors in Warwick

Our Recommended Top 19

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Warwick Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

37Reviewed

29Curated

19Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider
SmartAdvisor by SmartAsset logoFEATUREDExpertise.com

SmartAdvisor by SmartAsset

Warwick, RI
  • Estate Planning
  • Financial Planning
  • Investment Management
  • Retirement Planning

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free Consultation

Warwick, RI

Why choose this provider?

Need help contacting a Financial Advisor in Warwick? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
1300 Division Road Suite 203, West Warwick, RI 02893
  • Certified Financial Planner (CFP)
  • Chartered Financial Analyst (CFA)

Why choose this provider?

Capital Wealth Management delivers customized advice to individuals, families, and organizations in Warwick for dealing with their finances and investments. It reviews the investment goals and situations of clients to make recommendations about options like exchange-traded funds, IRAs, variable annuities, mutual funds, and indexed annuities, as well as alternative investments. In addition, the firm's advisors help with retirement planning and offer insurance solutions. Lee A. Duckworth is the company's president and CEO. He is a Certified Financial Planner and an Accredited Investment Fiduciary.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (35)
Google
5.0 / 5 (3)

Website
275 Promenade St Ste 300, Providence, RI 02908-5755
  • Financial Planning
  • Wealth Management

Why choose this provider?

Jack Trevor, CFP, ChFC, CLU is a financial advisor who serves clients in Warwick and the surrounding areas. He assists clients on how to be financially secure through developing a customized financial plan based on clients' values and future goals. His financial planning services involve four steps, such as identification of goals, development of a personalized plan, implementation of strategies, and review of plans. Trevor's other services are retirement planning, education funding, and estate and business planning.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (14)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1350 Division Road Suite 200, West Warwick, RI 02893
  • Certified Financial Planner (CFP)

Why choose this provider?

Corner Office Financial, LLC, offers advice to clients in Warwick. Its advisors help individuals and families with short-term and long-term objectives by assisting with cash flow and selecting insurance policies, along with preparing for a retirement that provides a stable income even after leaving the workforce. The firm also offers estate planning services, which include drafting wills and setting up trusts. Company founder Michael Raspallo is a Chartered Financial Consultant with more than four decades of industry experience.

Website
1464 Warwick Avenue, Warwick, RI 02888
  • Wealth Management

Why choose this provider?

Serving Warwick and the surrounding areas, Nakowicz Financial is a group of accountants who help simplify the financial lives of its clients. Since its establishment in 1997, Nakowicz Financial has evolved into a full-service financial firm, providing services like financial advising and wealth management, trust and estate planning, and retirement planning. The firm also offers a variety of tax and business services, such as tax debt solutions, tax preparation, bookkeeping and accounting, and payroll services.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (4)
Yelp
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.3
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
85 Toll Gate Road, Warwick, RI 02886
  • Estate and Trust Specialist
  • Retirement Planning

Why choose this provider?

Creative Resources Investment Advisors, LLC, caters to clients in the Warwick area. The company assists individuals and families in developing financial strategies to help them achieve their short-term and long-term goals. Its advisors also assist with establishing investment portfolios and setting up retirement plans that provide a stable and sustainable income throughout a client's golden years. In addition, they help select insurance policies and provide estate planning services, such as drafting wills and administering trusts.

Website
2797 Post Road, Warwick, RI 02886
  • Tax Planning

Why choose this provider?

The Lifetime Advisors Group helps individuals, families, and business owners in Warwick and the nearby areas. The financial advisors assist with money management, asset protection, and social security, retirement planning. The group promotes holistic planning, where clients' resources are managed according to their life goals. The group is a fiduciary that bases the financial plan that revolves around a client's current economic standing. It has been helping clients stay financially safe and liquid for over 35 years.

Website
378 Main Street Suite 105, East Greenwich, RI 02818
  • Wealth Management

Why choose this provider?

Balanced Wealth Management has been serving clients in Warwick and the surrounding areas since 2015. It assists diverse clients, including pre-retirees, in achieving their financial goals through estate planning, asset allocation, and investment planning solutions. Founder Rob Auclair is a CPA who integrates financial planning and technology with psychology to motivate people to reach their life and financial objectives. He has been featured on Providence Business News, Fox Providence, and Providence Journal for his financial insights.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
294 W Exchange St, Providence, RI 02903
  • Investment Management
  • Financial Planning

Why choose this provider?

StrategicPoint is a wealth management firm that provides investment management, financial planning, and insurance services to clients in Warwick. The firm takes a holistic approach by developing a strong financial foundation, evaluating clients' insurance needs, passing on wealth, and forecasting for retirement. Its investment team builds diversified portfolios, conducts market analysis, and makes adjustments based on its clients' investment objectives. In 2015, the firm's CIO, Betsey A. Purinton, was named a Business Women Achievement Honoree by Providence Business News.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1 Coast Way Boulevard Suite 103, Warwick, RI 02886
  • Certified Financial Planner (CFP)
  • Financial Planning
  • Wealth Management

Why choose this provider?

Oceanstate Financial Services provides businesses and individuals in Warwick with advice on how to accomplish and sustain financial goals. It assists clients with organizing finances, planning and managing investments, and managing risks. It also offers counsel for major purchase decisions and college savings, as well as estate planning matters. Among its team of financial advisors is John Kashmanian, who is designated as a Certified Financial Planner by the Certified Financial Planner Board of Standards, Inc.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.7
Google
5.0 / 5 (7)
Facebook
5.0 / 5 (7)
Yelp
1.0 / 5 (1)

Website
935 Jefferson Boulevard Suite 2000, Warwick, RI 02886
  • Certified Financial Planner (CFP)

Why choose this provider?

Independence Financial Partners is a full-service independent firm in Warwick. It specializes in individual retirement strategies, business retirement planning, personal consultations, and 401(k) rollovers. Some of the products they offer for individual solutions are long-term care insurance, annuities, investments, and disability insurance. Its business solutions range from employer-sponsored retirement plans to attracting and retaining key employees. This family-owned and family-operated firm was established in 1909, and has been in the consistent leadership of one family of financial professionals since 1978.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
125 Metro Center Blvd, Suite 3000, Warwick, RI 02886
  • Estate Planning
  • Finance Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Founded in 1857, Commonwealth Financial Group is a business that caters to the residents of Warwick and the surrounding metros. It provides a wide range of personal planning options such as financial and estate planning, as well as wealth and risk management. Its financial planning services include asset allocation analysis, fee-based and retirement income planning, budget and cash flow analysis, and education funding strategies. The company also assists business owners in integrating their financial life. Commonwealth Financial Group has served more than 95,000 clients.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.3

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
250F Centerville Road, Warwick, RI 02886
  • Financial Planning

Why choose this provider?

Massey and Associates, Inc., helps the people of Warwick and the surrounding communities achieve their desired financial future. Its team of financial professionals uses a 3-step plan to building a client’s wealth. It involves a discovery meeting, an evaluation of a customer’s financial situation, and a customized strategy. The company also provides wealth management and investment services. The firm’s president, Jeffrey H. Massey, is a Certified Financial Planner with more than 20 years of experience.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.8

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
1300 Division Rd, Suite 301, West Warwick, RI 02893

Why choose this provider?

Eliot Rose Wealth Management caters to clients in Warwick and the surrounding areas. Its staff helps clients make decisions about when to retire and guides them in managing challenging life transitions. Their services also include social security claiming strategy devising, medicare filing, life and long-term care insurance planning, portfolio withdrawal strategy planning, and elder care management. Gary Siperstein, the company's founder and chairman, has over 35 years of investment management experience. He is a former CPA.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (25)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
117 Metro Center Boulevard, Suite 2008, Warwick, RI 02886
  • Certified Financial Planner (CFP)

Why choose this provider?

Pioneer Financial Group helps Warwick clients plan and manage their finances in line with their life goals. It assesses the current situation of its clients, recommends insurance and investment plans, and monitors progress. The products and services it also offers include immediate, fixed, and deferred annuities and insurances with varying terms. The firm was established in 1999 and has since then been active in various community events, such as the 5 for 5 Charity Series.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
70 Jefferson Blvd #201, Warwick, RI 02888
  • Certified Financial Planner (CFP)

Why choose this provider?

Diversified Resources, LLC, has been providing financial services to clients in Warwick since 1983. Individuals can get assistance with planning for current and future expenses. Its advisors handle cash flow management, along with setting up an investment portfolio that fits a client's goals and risk tolerance. They also help with retirement planning that provides a sustainable income in a person's golden years. Company president Karen Bacon is a Certified Financial Planner with more than 15 years of industry experience.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1350 Division Rd, Suite 200, Warwick, RI 02893
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Tax Planning

Why choose this provider?

Ivy Wealth Management is a group of certified financial planners and investment advisors in Warwick that offers services to individuals and families in the metro. The company was founded by Brad Ingegneri who also serves as its president and chief investment officer. Ingegneri has been in the financial industry for over two decades and leads his team in providing wealth management services such as insurance strategies, retirement planning, financial consulting, investment advisory, and personal financial planning.

Website
2348 Post Rd., Suite 6, Warwick, RI 02886
  • Certified Financial Planner (CFP)

Why choose this provider?

Medeiros Financial Services Inc. caters to clients in the Warwick area. Individuals and families can get the firm's help with budgeting and cash flow so that they meet their financial goals. Its team also assists with choosing insurance policies that would allow wealth to be passed on to beneficiaries, along with setting up a retirement plan that can sustain a client's needs after leaving the workforce. In addition, the company helps people and businesses by minimizing tax liabilities.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • How will you know if a financial advisor in Warwick is an investment advisor or a financial planner?

    By knowing their certifications, you will know whether financial advisors in Warwick are investment managers or financial planners. A financial planner holds a Certified Financial Planner (CFP) designation, while an investment advisor has a Chartered Financial Analyst (CFA) certification. Both also focus on different areas of your financial journey. Unlike investment advisors who exclusively deal with investment portfolios, financial planners assist with saving/budgeting, estate planning, insurance, and investments.

  • What specific advantages does partnering with a financial advisor in Warwick offer when it comes to managing and maximizing your retirement funds?

    Some financial advisors in Warwick have a Retirement Management Advisor (RMA) designation, meaning they are trained and certified to develop a payment replacement portfolio and deal with its corresponding tax considerations. RMAs are skilled in Social Security claiming strategies, Roth conversions, pension analysis, Medicare Income-Related Adjustment Amount (IRMAA) management, and investment allocations. All of these are necessary for you to manage and maximize your funds for retirement.

  • What are Series I bonds, and is it ideal for you to invest your Warwick funds in them?

    A Series I bond is a savings bond with an inflation-linked interest rate. Because the current rate is so high, if you are a trader trying to fund a short-term investment, you should consider investing in a Warwick Series I bond. Because of its tie to inflation, it may change in the next years, making it unsuitable for long-term investors. If you wish to invest in a Series I bond, speak with a financial advisor beforehand.

  • What is CollegeBound Savers, and how can it help families in Warwick?

    CollegeBound Savers is a 529 plan in Rhode Island that enables families in Warwick to save money for their children's college education. Money in the account can be withdrawn tax-free for qualified higher education costs and grows tax-deferred. Additionally, registered apprenticeship programs and accepted schools in the U.S. and abroad can be paid for using CollegeBound Savers.

  • How is 401(k) a better retirement savings choice for Warwick business owners than a SIMPLE IRA?

    401(k) is a better retirement savings or even wealth-building option for Warwick business owners because of its deferrals. Unlike SIMPLE IRAs that max out at $15,500 per year, 401(k) plan holders can defer up to $22,500 annually. It also goes even higher when catch-up contributions are included. Additionally, 401(k) plans are more flexible in terms of vesting schedules, cost management, and loan and Roth options.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.