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Laurels

Best Financial Advisors in Santa Ana
2019

Why These Financial Advisors?

Our goal is to connect people with the best local experts. We scored financial advisors on more than 25 variables across five categories, and analysed the results to give you a hand-picked list of the best financial advisors in Santa Ana, CA.

Reviewed Curated Top Picks 100 69 23

Our Selection Criteria:

  • 1. Reputation

    A history of delighted customers and outstanding service.

  • 2. Credibility

    Building customer confidence with licensing, accreditations, and awards.

  • 3. Experience

    Masters of their craft, based on years of practical experience and education.

  • 4. Availability

    Consistently approachable and responsive, so customers never feel ignored.

  • 5. Professionalism

    Providing service with honesty, reliability, and respect.

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Ametrine Financial & Insurance Services

Ametrine Financial & Insurance Services is a financial management firm based in Orange, CA. The company prioritizes client convenience, even including an app clients can use on the go. Financial planning services include retirement and estate planning, investment management, tax burden planning, and other money management strategies. The company offers assistance with alternative investment opportunities, including hedge funds, managed futures, and real estate. Founder, Amine Mabsout, has CRPS, AWMA, RFC, and LACP certifications. Every client receives customized advice to help them achieve current and future financial goals.

Orange, CA 92868 (800) 560-1988

Website

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Ann Poloko, LLC

Ann Poloko, LLC is a Santa Ana financial advisory firm run by Ann Poloko. Ann is a certified financial planner and a member of the Legislative Action Committee which advocates for small businesses. The company provides clients with resources and solutions regarding tax planning, retirement and estate planning, money management, and investment advice. Ann helps people of all ages create a solid financial plan to help with their current and future financial plans. She's able to help clients who owe debts or who are looking to invest. Ann Poloko believes each client can get out of debt and flourish.

Tustin, CA 92780 (714) 508-4818

Website

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Arenite Advisory

Arenite Advisory is a group of financial advisors who provide California clients with wealth management solutions, retirement plans, education funding plans, legacy planning strategies, and wealth protection guidance. Based in Tustin, the company is run by Principal Founder Daniel Sands, a certified financial planner with more than 22 years of experience in the financial services industry. They aid individuals and families in preparing for the future in order to build a solid foundation. They're able to assist with IRA and 401Ks.

Tustin, CA 92780 (866) 330-1443

Website

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Aros Asset Management Inc

Aros Asset Management is a registered investment advisor located in Orange, CA. For more than 25 years, founder Shelly Aros and the Aros Asset Management Staff have provided investment solutions. The company specializes in comprehensive investment management, from IRA accounts to stocks and government securities. Clients also have access to financial planning solutions like retirement plans, estate plans, and college plans. In addition, the company offers insurance advice to help individuals select the ideal solution for their needs.

Orange, CA 92868 (714) 919-4383

Website

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Barnett Financial Planning

Barnett Financial Planning is an independent financial planning firm based in Orange. The company provides solutions on an hourly, as-needed basis. Each advisor seeks to minimize conflicts of interest. Clients of all income levels and life stages are eligible. Founded in 2007, Barnett Financial Planning provides financial planning and asset management services with a seven-step approach to success. Each plan Barnett creates is unique based on the individual or family's needs. For instance, a person receives advise based on their savings and how much risk they're willing to take.

Tustin, CA 92780 (714) 731-6300

Website

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Cole & Company, Inc.

Cole & Company is a wealth management advisory firm located in Orange. The company's goal is to act as each client's personal CFO, forging long-lasting relationships. Company president Daryl Cole has a CFP certification and has assisted more than 250 households since 1995. Cole & Company provides investment management, retirement planning, group retirement, and insurance plans, stocks and bonds, tax planning, insurance advice, and other important fiscal solutions to optimize an individual's or business' financial future.

Orange, CA 92866 (714) 704-9085

Website

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Crossroads Planning, LLC

Crossroads Planning is a California-based investment advisory firm. Tony Chan, CFP®, EA has more than ten years of experience in the financial planning and tax strategy industries. Crossroads specializes in tax management and comprehensive financial planning for a variety of clients. The company genuinely believes in the strength financial security has on individuals and families. Tony's educational background has given him the ability to work with clients of all different financial backgrounds to improve their chances of financial freedom in the future.

Orange, CA 92868 (714) 393-9784

Website

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Daniel Roberts MSFS

Daniel Roberts MSFS is a financial advisor who's been practicing in the Santa Ana area since 2014. Daniel Roberts has more than 40 years of experience in the financial services industry, including 15 advanced certifications and eight financial licenses. Clients receive financial advisory services like retirement and education planning, insurance planning, disability income management, long-term business planning, and other plans for the future. Mr. Roberts received several awards for his services. In 2016, he earned a nomination for one of InvestmentNews' 40Under40.

Santa Ana, CA 92705 (714) 669-1855

Website

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Financial Advisors Network, Inc.

Financial Advisors Network is a Tustin-based financial advisory firm. FAN was founded by CFP Rod Kamps in 1999. The in-house investment management strategies help clients plan for the future. The company's main area of expertise is in tax planning strategies. In addition, the team of financial advisors helps with retirement and estate planning for long-term wealth management. Financial Advisors Network offers insurance planning as well to ensure all of a person's final expenses and wishes are covered.

Tustin, CA 92780 (714) 597-6510

Website

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Financial Strategies - Wealth Management Group

Financial Strategies - Wealth Management Group is a Santa Ana investment advisory firm that provides services to business owners, professionals, and successful individuals. Services include college funding strategies, asset management plans, and retirement planning solutions. Additionally, the company handles various other aspects of finances, such as investment solutions. They offer assistance determining the necessary insurance plans to protect a person or business' assets. Financial Strategies has been helping clients grow their assets and reduce fees for over 30 years.

Santa Ana, CA 92707 (714) 368-7494

Website

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Heritage Planning Financial Group Inc.

Heritage Planning Financial Group is a financial advisory firm that specializes in tax planning and retirement planning. Based in Santa Ana, the company's main focus is on helping self-employed individuals plan for retirement, manage their assets, and develop financial stability. The company's services also include insurance advice, college savings plans, and health savings accounts guidance. Heritage Planning has been in business for more than 30 years, with decades of combined financial experience among the advisors.

Santa Ana, CA 92705 (714) 836-5055

Website

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Insight Financial Advisors

Insight Financial Advisors is a Santa Ana financial advisory firm with security licenses in a total of 18 states. Founded in 1980, the organization focuses on individual investors and business owners. The fee-based company provides investment management, business planning, and financial planning services for clients with multiple types of assets. Every client is taken through a planning process that defines objectives and goals, creates data analysis, and implements solutions to optimize every client's financial future.

Santa Ana, CA 92780 (714) 541-1400

Website

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IWM Financial Inc.

IWM Financial is an intentional wealth management group that specializes in high-income families and business owners. Clients receive comprehensive planning services for the future, business planning strategies for employer benefits, tax-alleviation strategies, estate planning, and overall investment management. The firm offers investment management to ensure families or businesses make the wisest investment decisions for them. The Tustin firm has been providing financial solutions and investment management since 2010. They stress the importance of customized plans.

Tustin, CA 92780 (714) 263-1953

Website

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Jon Schrank Your Lifestyle Planner

Jon Schrank Your Lifestyle Planner is an investment advisor based in Orange. Company founder Jon Schrank creates goal-based financial plans to help clients achieve their desires and reach financial freedom. Jon attended the University of Calfornia before founding his financial advisory practice. Each client is taken through a step-by-step process to create their customized financial plan that fits their needs and budget. Services include investment management, tax strategies, retirement planning, estate conservation, and insurance guidance.

Orange, CA 91786 (714) 289-1818

Website

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Martin A. Shapiro CFP MSFS

Martin A. Shapiro CFP MSFS is a certified financial planner who specializes in strategies for educators, business owners, and professionals. Martin has been in the industry since 1985, serving both the Orange and San Diego communities. As a representative of Woodbury Financial Services, Martin can offer multiple services and financial products to clients. The company aims to increase client assets through sound investment management. Other services include retirement and estate planning, along with plans to alleviate tax burdens. Truly, he believes his success is determined by the success of his clients through the use of his knowledge.

Orange, CA 92868 (858) 573-1680

Website

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Nguyen Financial LLC

Nguyen Financial is a Santa Ana financial advisory firm that provides independent advice on a fee-only basis. The company serves everyone from individuals to corporations and trust estates. Clients receive a consultation regarding their goals, and the company creates a step-by-step plan to achieve those goals. Nguyen Financial then provides ongoing service to monitor and adjust the goals as the client's circumstances change. The company has provided multiple investment advisory and financial planning services since 2010. They strongly believe each client can benefit from an individualized approach.

Santa Ana, CA 92705 (714) 200-7957

Website

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Nurture Financial Planning

Nurture Financial Planning is a financial advisory firm created specifically for physicians. The company takes a holistic approach to wealth management and retirement planning for health professionals. Typical services include holistic financial planning, with a specific focus adapting to each client's circumstances. Plans may include student loan repayments, asset protection, investment planning, contract review, and estate planning. Nurture's founder, Brandon Rivera, has been serving the Orange community since he received his first license at age 18. The company focuses on the goals of clients as opposed to taking a cookie-cutter approach.

Orange, CA 92868 (949) 864-6717

Website

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Ober Financial

Ober Financial is an Orange wealth management and financial advisory firm. The CPA services prepare tax returns and analyze tax situations to help clients save money. Clients also have access to investment strategies to grow their assets to help them prepare for the future. For families, the company creates plans by combining savings and investment into one overall plan to optimize financial success. Each person and family receives an individualized approach. Ober Financial was founded in 1979 by Caren Ober.

Orange, CA 92867 (714) 771-7570

Website

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Orange Capital Management, Inc.

Orange Capital Management is a wealth management firm that's served the Southern California community since 1990. From their nearly 30 years of experience, they've developed expertise in wealth management and financial planning. The firm currently manages more than $500 million. The independent company focuses on retirement income strategies and investment management to help prepare people for their future. They take an open, honest approach to financial planning. Their number one concern is doing what's best for their clients.

Orange, CA 92868 (714) 634-8051

Website

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Pacific Investment Research

Pacific Investment Research is an independent investment advisory firm with offices in Orange and Cupertino. The company specializes in helping couples and individuals over the age of 54 plan for retirement, manage their investments, and plan retirement income. The company doesn't take institutional clients, and president Richard Schultz has more than 25 years of experience in the financial advisory industry. Individuals at the company believe in the power of relating to clients; therefore, financial advisors there always speak in works clients can understand.

Orange, CA 92866 (714) 731-0848

Website

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R H Morris Insurance and Financial Services

R H Morris Insurance and Financial Services is a Tustin financial advisory firm. Company president Roger H. Morris has over 30 years of experience working with small business owners to help them plan for their financial now and future. The company specializes in addressing small business needs like long-term financial planning, retirement planning, and executive benefits. The company also handles taxes to ensure small business owners pay the least amount of money. Additionally, the company conducts estate and retirement planning.

Tustin, CA 92780 (714) 505-6500

Website

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Stone Hatcher Financial

Stone Hatcher Financial provides financial planning, investment management, and insurance advice to people in the Orange community. Casey Hatcher and Jason Stone both bring a combined 20 years of experience to the table. The company offers the region a solution for retirement, estate, taxation, and insurance planning. Their goal is to lessen the amount spent on taxes while maximizing profit. They help individuals and families profit throughout life and then share the wealth with future generations through estate planning.

Orange, CA 92868 (714) 704-6616

Website

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Warren Street Wealth Advisors LLC

Warren Street Wealth Advisors provides financial and retirement planning strategies, 401(k) consulting, and investment management services to Tustin clients. The company has been serving both individuals and businesses since 2007. They help individuals and business grow and prosper through wealth management processes. Individuals and families may plan for their future, so during retirement, they have a steady stream of income. They offer assistance with reducing debt and learning how to invest wisely in IRAs and 401Ks.

Tustin, CA 92780 (714) 876-6200

Website

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