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Best Financial Advisors in Santa Ana
2021

We scored 96 Financial Advisors in Santa Ana, CA and Picked the Top 19

Here are the Picks:

Ametrine Financial & Insurance Services

Ann Poloko, LLC

Arenite Advisory

Aros Asset Management Inc

Barnett Financial Planning

Crossroads Planning, LLC

Daniel Roberts MSFS

Financial Advisors Network, Inc.

Financial Strategies - Wealth Management Group

Heritage Planning Financial Group Inc.

Insight Financial Advisors

IWM Financial Inc.

Martin A. Shapiro CFP MSFS

Nurture Financial Planning

Ober Financial

Orange Capital Management, Inc.

Pacific Investment Research

Stone Hatcher Financial

Warren Street Wealth Advisors LLC

Why These Financial Advisors?

Our goal is to connect people with the best local experts. We scored Santa Ana Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

Reviewed Curated Top Picks 96 65 19

Our Selection Criteria:

  • 1. Availability

    Consistently approachable and responsive, so customers never feel ignored.

  • 2. Qualifications

    Building customer confidence with licensing, accreditations, and awards.

  • 3. Reputation

    A history of delighted customers and outstanding service.

  • 4. Experience

    Masters of their craft, based on years of practical experience and education.

  • 5. Professionalism

    Providing service with honesty, reliability, and respect.

Read more about our selection process

Ametrine Financial & Insurance Services

Ametrine Financial & Insurance Services is a financial management firm based in Orange, CA. The company prioritizes client convenience, even including an app clients can use on the go. Financial planning services include retirement and estate planning, investment management, tax burden planning, and other money management strategies. The company offers assistance with alternative investment opportunities, including hedge funds, managed futures, and real estate. Founder, Amine Mabsout, has CRPS, AWMA, RFC, and LACP certifications. Every client receives customized advice to help them achieve current and future financial goals.

Click to Call

Orange, CA 92868

Website

(800) 560-1988 Website

Professionalism: A+

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: A+

Price: Free for first consultation.

Ann Poloko, LLC

Ann Poloko, LLC is a Santa Ana financial advisory firm run by Ann Poloko. Ann is a certified financial planner and a member of the Legislative Action Committee which advocates for small businesses. The company provides clients with resources and solutions regarding tax planning, retirement and estate planning, money management, and investment advice. Ann helps people of all ages create a solid financial plan to help with their current and future financial plans. She's able to help clients who owe debts or who are looking to invest. Ann Poloko believes each client can get out of debt and flourish.

Click to Call

Tustin, CA 92780

Website

(714) 508-4818 Website

Arenite Advisory

Arenite Advisory is a group of financial advisors who provide California clients with wealth management solutions, retirement plans, education funding plans, legacy planning strategies, and wealth protection guidance. Based in Tustin, the company is run by Principal Founder Daniel Sands, a certified financial planner with more than 22 years of experience in the financial services industry. They aid individuals and families in preparing for the future in order to build a solid foundation. They're able to assist with IRA and 401Ks.

Click to Call

Tustin, CA 92780

Website

(866) 330-1443 Website

Aros Asset Management Inc

Aros Asset Management is a registered investment advisor located in Orange, CA. For more than 25 years, founder Shelly Aros and the Aros Asset Management Staff have provided investment solutions. The company specializes in comprehensive investment management, from IRA accounts to stocks and government securities. Clients also have access to financial planning solutions like retirement plans, estate plans, and college plans. In addition, the company offers insurance advice to help individuals select the ideal solution for their needs.

Click to Call

Orange, CA 92868

Website

(714) 919-4383 Website

Professionalism: A

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A

Detail: --

Barnett Financial Planning

Barnett Financial Planning is an independent financial planning firm based in Orange. The company provides solutions on an hourly, as-needed basis. Each advisor seeks to minimize conflicts of interest. Clients of all income levels and life stages are eligible. Founded in 2007, Barnett Financial Planning provides financial planning and asset management services with a seven-step approach to success. Each plan Barnett creates is unique based on the individual or family's needs. For instance, a person receives advise based on their savings and how much risk they're willing to take.

Click to Call

Tustin, CA 92780

Website

(714) 731-6300 Website

Reputation: A

More Info

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.

Online Profiles:

1 (Good)

Average Review Score:

4 / 5 (Better)

Total Reviews:

22 (Better)

Score Consistency:

Consistent (Best)

Professionalism: A+

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: A+

Crossroads Planning, LLC

Crossroads Planning is a California-based investment advisory firm. Tony Chan, CFP®, EA has more than ten years of experience in the financial planning and tax strategy industries. Crossroads specializes in tax management and comprehensive financial planning for a variety of clients. The company genuinely believes in the strength financial security has on individuals and families. Tony's educational background has given him the ability to work with clients of all different financial backgrounds to improve their chances of financial freedom in the future.

Click to Call

Orange, CA 92868

Website

(714) 393-9784 Website

Reputation: A+

More Info

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.

Online Profiles:

1 (Good)

Average Review Score:

5 / 5 (Best)

Total Reviews:

66 (Best)

Score Consistency:

Consistent (Best)

Professionalism: A+

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: A+

Price: Free for first consultation.

Daniel Roberts MSFS

Daniel Roberts MSFS is a financial advisor who's been practicing in the Santa Ana area since 2014. Daniel Roberts has more than 40 years of experience in the financial services industry, including 15 advanced certifications and eight financial licenses. Clients receive financial advisory services like retirement and education planning, insurance planning, disability income management, long-term business planning, and other plans for the future. Mr. Roberts received several awards for his services. In 2016, he earned a nomination for one of InvestmentNews' 40Under40.

Click to Call

Santa Ana, CA 92705

Website

(714) 669-1855 Website

Financial Advisors Network, Inc.

Financial Advisors Network is a Tustin-based financial advisory firm. FAN was founded by CFP Rod Kamps in 1999. The in-house investment management strategies help clients plan for the future. The company's main area of expertise is in tax planning strategies. In addition, the team of financial advisors helps with retirement and estate planning for long-term wealth management. Financial Advisors Network offers insurance planning as well to ensure all of a person's final expenses and wishes are covered.

Click to Call

Tustin, CA 92780

Website

(714) 597-6510 Website

Reputation: A

More Info

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.

Online Profiles:

1 (Good)

Average Review Score:

5 / 5 (Best)

Total Reviews:

2 (Good)

Score Consistency:

Consistent (Best)

Professionalism: A+

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: A+

Price: Fee - based.

Financial Strategies - Wealth Management Group

Financial Strategies - Wealth Management Group is a Santa Ana investment advisory firm that provides services to business owners, professionals, and successful individuals. Services include college funding strategies, asset management plans, and retirement planning solutions. Additionally, the company handles various other aspects of finances, such as investment solutions. They offer assistance determining the necessary insurance plans to protect a person or business' assets. Financial Strategies has been helping clients grow their assets and reduce fees for over 30 years.

Click to Call

Santa Ana, CA 92707

Website

(714) 368-7494 Website

Professionalism: A+

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: A

Price: Free for first consultation.

Heritage Planning Financial Group Inc.

Heritage Planning Financial Group is a financial advisory firm that specializes in tax planning and retirement planning. Based in Santa Ana, the company's main focus is on helping self-employed individuals plan for retirement, manage their assets, and develop financial stability. The company's services also include insurance advice, college savings plans, and health savings accounts guidance. Heritage Planning has been in business for more than 30 years, with decades of combined financial experience among the advisors.

Click to Call

Santa Ana, CA 92705

Website

(714) 836-5055 Website

Professionalism: A+

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: A+

Insight Financial Advisors

Insight Financial Advisors is a Santa Ana financial advisory firm with security licenses in a total of 18 states. Founded in 1980, the organization focuses on individual investors and business owners. The fee-based company provides investment management, business planning, and financial planning services for clients with multiple types of assets. Every client is taken through a planning process that defines objectives and goals, creates data analysis, and implements solutions to optimize every client's financial future.

Click to Call

Santa Ana, CA 92780

Website

(714) 541-1400 Website

Professionalism: A+

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: A+

IWM Financial Inc.

IWM Financial is an intentional wealth management group that specializes in high-income families and business owners. Clients receive comprehensive planning services for the future, business planning strategies for employer benefits, tax-alleviation strategies, estate planning, and overall investment management. The firm offers investment management to ensure families or businesses make the wisest investment decisions for them. The Tustin firm has been providing financial solutions and investment management since 2010. They stress the importance of customized plans.

Click to Call

Tustin, CA 92780

Website

(714) 263-1953 Website

Reputation: A

More Info

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.

Online Profiles:

1 (Good)

Average Review Score:

5 / 5 (Best)

Total Reviews:

22 (Better)

Score Consistency:

Consistent (Best)

Professionalism: A+

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: A+

Martin A. Shapiro CFP MSFS

Martin A. Shapiro CFP MSFS is a certified financial planner who specializes in strategies for educators, business owners, and professionals. Martin has been in the industry since 1985, serving both the Orange and San Diego communities. As a representative of Woodbury Financial Services, Martin can offer multiple services and financial products to clients. The company aims to increase client assets through sound investment management. Other services include retirement and estate planning, along with plans to alleviate tax burdens. Truly, he believes his success is determined by the success of his clients through the use of his knowledge.

Click to Call

Orange, CA 92868

Website

(858) 573-1680 Website

Nurture Financial Planning

Nurture Financial Planning is a financial advisory firm created specifically for physicians. The company takes a holistic approach to wealth management and retirement planning for health professionals. Typical services include holistic financial planning, with a specific focus adapting to each client's circumstances. Plans may include student loan repayments, asset protection, investment planning, contract review, and estate planning. Nurture's founder, Brandon Rivera, has been serving the Orange community since he received his first license at age 18. The company focuses on the goals of clients as opposed to taking a cookie-cutter approach.

Click to Call

Orange, CA 92868

Website

(949) 864-6717 Website

Ober Financial

Ober Financial is an Orange wealth management and financial advisory firm. The CPA services prepare tax returns and analyze tax situations to help clients save money. Clients also have access to investment strategies to grow their assets to help them prepare for the future. For families, the company creates plans by combining savings and investment into one overall plan to optimize financial success. Each person and family receives an individualized approach. Ober Financial was founded in 1979 by Caren Ober.

Click to Call

Orange, CA 92867

Website

(714) 771-7570 Website

Reputation: A

More Info

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.

Online Profiles:

1 (Good)

Average Review Score:

4 / 5 (Better)

Total Reviews:

10 (Better)

Score Consistency:

Consistent (Best)

Professionalism: A+

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: A+

Price: Free for first consultation.

Orange Capital Management, Inc.

Orange Capital Management is a wealth management firm that's served the Southern California community since 1990. From their nearly 30 years of experience, they've developed expertise in wealth management and financial planning. The firm currently manages more than $500 million. The independent company focuses on retirement income strategies and investment management to help prepare people for their future. They take an open, honest approach to financial planning. Their number one concern is doing what's best for their clients.

Click to Call

Orange, CA 92868

Website

(714) 634-8051 Website

Professionalism: A

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: --

Pacific Investment Research

Pacific Investment Research is an independent investment advisory firm with offices in Orange and Cupertino. The company specializes in helping couples and individuals over the age of 54 plan for retirement, manage their investments, and plan retirement income. The company doesn't take institutional clients, and president Richard Schultz has more than 25 years of experience in the financial advisory industry. Individuals at the company believe in the power of relating to clients; therefore, financial advisors there always speak in works clients can understand.

Click to Call

Orange, CA 92866

Website

(714) 731-0848 Website

Professionalism: A+

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: A+

Price: Percentage of asset.

Stone Hatcher Financial

Stone Hatcher Financial provides financial planning, investment management, and insurance advice to people in the Orange community. Casey Hatcher and Jason Stone both bring a combined 20 years of experience to the table. The company offers the region a solution for retirement, estate, taxation, and insurance planning. Their goal is to lessen the amount spent on taxes while maximizing profit. They help individuals and families profit throughout life and then share the wealth with future generations through estate planning.

Click to Call

Orange, CA 92868

Website

(714) 704-6616 Website

Professionalism: A

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A

Detail: --

Warren Street Wealth Advisors LLC

Warren Street Wealth Advisors provides financial and retirement planning strategies, 401(k) consulting, and investment management services to Tustin clients. The company has been serving both individuals and businesses since 2007. They help individuals and business grow and prosper through wealth management processes. Individuals and families may plan for their future, so during retirement, they have a steady stream of income. They offer assistance with reducing debt and learning how to invest wisely in IRAs and 401Ks.

Click to Call

Tustin, CA 92780

Website

(714) 876-6200 Website

Reputation: A

More Info

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.

Online Profiles:

1 (Good)

Average Review Score:

5 / 5 (Best)

Total Reviews:

13 (Better)

Score Consistency:

Consistent (Best)

Professionalism: A+

More Info

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.

Responsiveness: A+

Friendliness: A+

Helpfulness: A+

Detail: A

Price: Free for first meeting.

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