Expertise.com

2024

Last updated:

Best Financial Advisors in Orange

Our Recommended Top 6

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Orange Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

38Reviewed

25Curated

6Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider
SmartAdvisor by SmartAsset logoFEATUREDExpertise.com

SmartAdvisor by SmartAsset

Orange, CA
  • Estate Planning
  • Retirement Planning
  • Financial Planning
  • Investment Management

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free Consultation

Orange, CA

Why choose this provider?

Need help contacting a Financial Advisor in Orange? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
765 The City Dr. S. Suite 390, Orange, CA 92868
  • Certified Financial Planner (CFP)

Why choose this provider?

Crossroads assists clients in building a comprehensive financial strategy to prepare for the future. Serving Orange, the firm provides a broad range of financial solutions, including personalized financial planning, wealth management, and tax preparation. Clients who are looking to resolve a single financial issue may also opt for the company's project-based service. Registered Investment Advisor Tony T. Chan is also a CFP who has been in the industry for over a decade. He is a member of the National Association of Personal Financial Advisors.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.9
Yelp
4.9 / 5 (121)
Google
5.0 / 5 (14)
Facebook
5.0 / 5 (6)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
333 City Drive, #1700, Orange, CA 92868
  • Private Wealth Advisor
  • Retirement Planning

Why choose this provider?

Keep It Simple Financial Planning is an advisory firm that has been serving clients in Orange since 2015. It provides financial solutions to individuals who need help in planning their future. The company offers services such as wealth management, retirement planning, and portfolio analysis. Jason J. Hamilton, its founder, is a Certified Financial Planner. He asks clients about their short- or long-term goals, informs them of the potential risks, and develops strategies with their interests in mind.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.9
Facebook
4.9 / 5 (39)
Yelp
5.0 / 5 (9)
Google
5.0 / 5 (7)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
942 E Chapman Ave, Orange, CA 92866
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Pacific Investment Research is an independent advisory firm that serves retirees, individual investors, couples, and pre-retirees throughout Orange. For over 25 years, the business has been offering various services, such as financial planning, investment management, and second opinion investment reviews. Its team of fiduciaries collaborates with clients in creating risk-controlled portfolios and assists them in monitoring a variety of commodity and stock trends. Founder and CEO Richard Schultz is a Certified Financial Planner who has been working in the industry since 1991.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (5)
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
17822 17th Street, Tustin, CA 92780
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Warren Street Wealth Advisors is a Registered Investment Advisor that serves individuals, families, and businesses in Orange. It comprises financial advisors who provide tailor-made financial plans and investment portfolios to meet clients' unique financial goals. They offer wealth-designed retirement and financial planning services that involve connecting all accounts, such as IRA, 401(k), credit cards, IRA, personal loans, and mortgages. Additionally, they serve the investment management needs of clients through processes that focus on diversified portfolios.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (16)
Google
5.0 / 5 (7)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • Can a financial advisor in Orange help you with filing tax returns?

    No, financial advisors in Orange do not file tax returns. They can, however, provide investment-related tax advice and consult with CPAs to develop strategies. They also collaborate with other professionals, such as mortgage brokers and realtors, and estate planning attorneys, to provide legal advice and create or modify documents such as living trusts and wills.

  • How does a financial advisor at a brokerage firm and a SEC-registered investment advisor in Orange differ?

    A registered investment advisor in Orange is regulated by the United States Securities and Exchange Commission, whereas a financial advisor is regulated by the Financial Industry Regulatory Authority. The latter serves as a broker-dealer for the company. A SEC-registered advisor, on the other hand, provides impartial recommendations that are in your best interests.

  • How does a financial advisor in Orange determine whether to buy or sell investments in your account?

    Financial advisors in Orange consider selling an underperforming investment and moving into a new one. They underweight or overweight asset classes to protect your portfolios if they believe a particular investment, such as small cap stocks, will perform well or if they anticipate changes in the financial markets or the economy.

  • Should a financial advisor in Orange manage your assets on a discretionary or non-discretionary basis?

    Managing assets under a discretionary agreement allows a financial advisor in Orange to buy or sell investments without first contacting you. A non-discretionary agreement, on the other hand, requires your written approval before an advisor buys or sells investments. Whether you choose discretionary or non-discretionary management, you will be involved in the investment process.

  • What factors does a financial advisor in Orange consider when allocating your assets?

    When allocating assets, Orange financial advisors consider personal factors such as your employment goals, available resources, and risk tolerance. They combine these variables with forecasts for financial markets and the economy. They run statistical calculations and then consider private investments as well as institutional and retail mutual funds for each asset class to determine the appropriate allocation.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.