Expertise.com
2024

Last updated:

Best Financial Advisors in Raleigh

Our Recommended Top 18

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Raleigh Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

107

Reviewed

71

Curated

18

Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider

Website
555 Fayetteville Street, Raleigh, NC 27601
  • Financial Planning
  • Investment Management
  • Wealth Management
  • Chartered Financial Analyst (CFA)

Why choose this provider?

Inspire is an NC-based, boutique financial planning and wealth management firm serving clients in Wilmington, Raleigh, Charlotte, and the surrounding metros. The firm strives to help clients preserve and grow their wealth and have a significant impact today and for more generations by assisting them in acquiring institutional-grade investments from companies like Charles Schwab and the Vanguard Group. Jeff Headrick, the founder and CEO of Inspire, has over 20 years of experience in the industry.

License Verified:

License: 4516694

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (32)
Google
5.0 / 5 (10)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Consultations are free. Call or message us today to speak with an advisor

SmartAdvisor by SmartAsset logo
FEATUREDExpertise.com

SmartAdvisor by SmartAsset

Raleigh, NC
  • Estate Planning
  • Investment Management
  • Financial Planning
  • Retirement Planning

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free Consultation

Website
4801 Glenwood Avenue, Suite 200 PMB 630, Raleigh, NC 27612
  • Certified Financial Planner (CFP)

Why choose this provider?

The University Financial Strategies provides advisory and planning services to individuals and families in Raleigh. As a Dave Ramsey Preferred Financial Coach, they offer retirement and investment management and financial coaching based on the Dave Ramsey 7 Baby Step approach. It also provides a tool called "Your College Money Report" that allows clients to determine how to pay for 4 years of College down to the penny. The report helps families understand the costs and how to pay for college considering grants and scholarships. The company focuses on guiding business owners and individuals with balancing Retirement costs along with college-planning strategies, school-specific scholarships, and cash-flow strategies to cover shortfalls in order to balance the costs of paying for college without robbing them of their retirement. Founder and principal, Mark Kelly, has been in the financial service industry for more than 25 years.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Google
4.0 / 5 (6)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
Raleigh, NC 27607

Why choose this provider?

Financial Symmetry is an independent, employee-owned advisory firm serving professionals and business owners in and around Raleigh. Its certified financial planners work closely with clients to help them achieve their financial goals. The company provides financial planning solutions and assists investors in analyzing, evaluating, and monitoring their financial status. It also performs employee benefit and social security analysis, college and estate planning, and investment and debt management. Financial Symmetry has been in operation for over two decades.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
7000 Harps Mill Road, Raleigh, NC 27615

Why choose this provider?

Compass Financial Group is located in Raleigh, NC. Our principles have more than 50 years of experience in the financial industry. We provide retirement planning and investment management for individuals over 55 and within 5 years of retirement. We don’t dabble in retirement – it’s what we do. Our team provides guidance as you transition into retirement and a personalized financial, investment and lifestyle plan to keep you there. Our planning focuses on helping you generate tax-efficient income to cover your expenses, as well as healthcare planning, maximizing your social security, estate planning and risk management. We realize retirement is more than just the bucket list years, so our retirement plans address the different needs you may have throughout the four phases of retirement. Investing after retirement is very different than during the accumulation years, so our portfolios are built for retirees seeking to balance growth, preservation and income. The president is an Accredited Investment Fiduciary and a popular speaker and writer on all things retirement

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (5)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
5901 Falls of Neuse Road, Raleigh, NC 27609
  • Estate Planning
  • Retirement Planning

Why choose this provider?

Rukosky & Wapner, Inc., is a financial management company that serves clients in the Raleigh area. It helps with financial planning solutions and assists clients with their retirement, debt elimination, college education, and tax planning concerns. The company likewise provides risk management and mortgage services. It also offers business formation, valuation, and strategy solutions. John Rukosky, the company's president, has over 30 years of financial planning experience and serves as a board member for the non-profit organization Camp4Heroes, Inc.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (149)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
7980 Chapel Hill Road, Cary, NC 27513
  • Retirement Planning

Why choose this provider?

Raleigh Wealth Solutions provides financial advisory services. For more than two decades, the team has been helping people reach their financial goals through wealth management solutions and investments. It also customizes strategies for retirement income, asset protection, long-term care, and tax-efficient investing. The firm's founder and president, Brian Raleigh, has earned designations as a Life Underwriter Training Council Fellow and Certified Financial Educator. Before starting Raleigh Wealth Solutions, he worked in a Fortune 500 company.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
4208 Six Forks Road, Raleigh, NC 27609
  • Retirement Planning

Why choose this provider?

CAPTRUST is an independent registered investment advisor founded in 1997 in Raleigh, North Carolina. The firm provides investment management, financial planning, estate planning, and tax advisory and compliance for individuals and families. The firm also offers a comprehensive suite of services for ultra-high-net-worth individuals to simplify their financial lives, mitigate risks, and perpetuate their legacies. For retirement plan sponsors, endowments, foundations, and religious entities, CAPTRUST presents investment advisory services, fiduciary support, plan design, provider analysis/fee benchmarking, and employee advice programs.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
343 East Six Forks Road, Raleigh, NC 27609
  • Certified Financial Planner (CFP)

Why choose this provider?

Steward Wealth Strategies is a financial planner serving clients in Raleigh. It offers a wide range of services that include retirement planning, investment management, life insurance, and college savings options. To connect clients with its network of financial planners and investing specialists, it uses a service called SmartVestor. The firm has been serving followers of The Dave Ramsey Show since 2008. President Brant Spesshardt has established the firm, whose financial planners carry more than 60 years of combined industry experience.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Google
5.0 / 5 (3)
Yelp
1.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
8309 Six Forks Road, Raleigh, NC 27615
  • Estate Planning
  • Retirement Planning
  • Insurance Products
  • Tax Planning

Why choose this provider?

H & M Financial Group, LLC, is an independent locally owned financial consulting firm serving clients in Raleigh and the surrounding areas. It offers a wide range of services that include debt management, financial planning, and college savings strategies. Collectively, the financial consultants from the company have more than 30 years of financial planning experience. In collaboration with LPL Financial, the firm provides annuities, 401k options, and life insurance. Founding principal Gary Harris has 16 years of experience in financial planning.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Google
4.0 / 5 (36)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
3717 National Drive, Raleigh, NC 27612
  • Private Wealth Advisor

Why choose this provider?

With over five decades of combined experience, Glenwood Financial Partners is a full-service wealth management firm serving the Raleigh community. It offers financial planning, wealth management, and investment management. Its services come with multigenerational strategies, transparent communications, and tailored support. Managing partner Richard C. McElroy has been in the industry for over 20 years. He was a practicing attorney for 16 years before becoming a financial advisor in 1997. Another managing partner, Michael Hakerem, is a chief investment officer with over 25 years of experience in the industry.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
4509 Creedmoor Road, Raleigh, NC 27612
  • Estate Planning
  • Retirement Planning
  • Tax Planning

Why choose this provider?

Wake Wealth Management Co. provides financial advice to the residents of Raleigh. Its team of financial advisors assists in cash flow planning, insurance, debt management, estate planning, and portfolio construction. They create financial plans that meet their clients' goals and manages assets and spending habits. They also conduct continuous consultation and management to ensure that plans meet ongoing needs and new priorities. The company is a member of the Financial Planning Association.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
4101 Lake Boone Trail, Raleigh, NC 27607
  • Retirement Planning

Why choose this provider?

Armor Investment Advisors, LLC, is a financial services company that caters to individuals, families, and business owners in Raleigh. Its line of services includes financial planning, which covers the protection of assets and current and future income and the management of investments and debt. John Purrington, Armor Investment Advisors' CEO, is a Certified Financial Planner who is particularly interested in intergenerational wealth planning. He is an active community member who serves at Christ Episcopal Church's investment committee.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
8816 Six Forks Road, Raleigh, NC 27615
  • Certified Financial Planner (CFP)

Why choose this provider?

Capitol Financial Solutions holds an office in Raleigh and provides financial planning for homeowners in the metro. It reviews each client's portfolio of assets, from stock investments to bonds. The company then tailors a financial strategy to increase annual profits and get deductible tax returns. Its website has multiple calculators to help clients estimate their estate taxes, retirement outcomes, and insurance expenses. Capitol Financial Solutions also caters to business owners and institutions. It can review its employee benefits packages and key person planning.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
3.9
Google
4.0 / 5 (20)
Yelp
3.5 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
1.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
2626 Glenwood Avenue, Raleigh, NC 27608
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Ark Royal Wealth Management is a financial advisory firm that serves Raleigh and the surrounding areas. It caters to a diverse set of clients that includes business executives, college athletic coaches, and physicians. It provides analysis and reviews on charitable gifting, educational funding, investment strategy, risk management, and wealth transfer. Cash flow and retirement planning are also included. Michael H. Palmer, the managing principal, is a Certified Financial Planner. He is a member of the National Association of Personal Financial Advisors.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
3356 Six Forks Road, Raleigh, NC 27609
  • Estate Planning
  • Insurance Products
  • Tax Planning

Why choose this provider?

Lily Wealth Partners is a wealth management and financial planning firm that has been serving Raleigh clients since 2019. It assists individuals and small business owners in developing retirement strategies through investments, insurance, and financial planning. Its team educates clients about the financial options available depending on their circumstances. The firm's founder, Danielle Cooley, is a Certified Financial Planner who is a member of local community organizations such as Profits in the Park BNI and Meals on Wheels of Durham.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (13)

Website
2607 Oberlin Road, Raleigh, NC 27608
  • Private Wealth Advisor
  • Insurance Products
  • Tax Preparation
  • Tax Planning

Why choose this provider?

Pendleton Financial is a Raleigh-based firm that was founded in 1976. It assists individuals, professionals, and businesses in investment oversights, tax reduction planning, family tax bracket management, and Medicare and insurance planning. The process includes monitoring and updating the progress of the plan. Its team conducts in-person and virtual meetings for convenience. One of them, Gray Pendleton, is a Certified Financial Planner who serves as a fundraiser for Triangle Family Services and Greater Raleigh Chamber of Commerce.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (6)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
8404 Six Forks Road, Raleigh, NC 27615
  • Certified Financial Planner (CFP)

Why choose this provider?

Founded in 1997, Advanced Financial Concepts serves Raleigh-based residents with financial planning services. Using Elevate Plan Services, the firm’s technology, the business addresses the client’s cash flow, estate, and retirement planning. It also evaluates the client’s current financial status and implements recommendations. Moreover, the firm’s offerings include management for taxes and investments. Advanced Financial Concepts also recommends strategies for retirement and transition planning. The owner, Brian Lon Biederman, earned the Certified Financial Planner designation in 1994.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (7)
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • How much should an individual have before seeking assistance from a financial advisor in Raleigh?

    If an individual in Raleigh has liquid assets that range from $50,000 to $500,000, they should seek assistance from a financial advisor. That's because the minimum asset requirements for financial planners, investment managers, and consultants often range from $25,000 to $1 million. Do note that firms with the required $100,000 in assets typically offer wealth management, tax, and estate planning services as well.

  • How much is the salary of financial advisors in Raleigh?

    According to the Bureau of Labor Statistics, financial advisors in Raleigh have over $56.98 hourly mean wage, more than $118,520 annual mean wage, and over $42.06 hourly median wage. Some financial advisors charge 0.50% to 2% of Assets Under Management and 1% of annual income. On the other hand, some financial advisors charge a one-time fee starting at $500 or $50 or $500 for subscription-based fees, while those who work on an hourly basis charge $150 to $400.

  • What are the other costs when hiring a financial advisor in Raleigh?

    Individuals hiring a financial advisor in Raleigh must expect other applied charges, including those beyond assets under management and fees from exchange-traded funds and mutual funds. There are wire transfer costs, which are $10 for domestic and $25 for international transfers, brokerage commissions between 5% to 6%, and Automated Customer Account Transfer Service fees, which are $100. However, these additional bills are paid directly to the fund or brokerage, not the financial advisor.

  • What are the renewal requirements of financial advisor firms in Raleigh?

    Raleigh's renewal fees are $300 for financial advisor firms and $75 for each adviser representative, while Investment Adviser Registration Depository administrative renewal fees are $100. License renewals must be completed before or on December 22, from 5 a.m.-11 p.m. through an e-bill payment method or by ACH, check, or reallocation from a FINRA Flex-Funding Account. These renewal charges include exempt reporting status, firm registration, notice filing renewals with jurisdiction, and system processing fees.

  • How to register an investment adviser firm in Raleigh?

    An investment adviser firm in Raleigh that accommodate clients with less than $100 million in assets is mandatory to register at a state level and must operate in compliance with the North Carolina Investment Advisers Act. On the other hand, financial adviser agencies that manage customers with over $100 million in assets are required to register at the federal level with the Securities and Exchange Commission.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.