Expertise.com

Best Financial Advisors in Pleasanton

Laurels
Laurels

We did the research for you!

Learn more
  • checkboxLicensing
  • checkboxUser Reviews
  • checkboxMystery Shopping Calls

Financial Advisors FAQs

Learn more
SmartAdvisor by SmartAsset logo
FEATURED
Free consultation

SmartAdvisor by SmartAsset

Pleasanton, CA
  • Estate Planning
  • Financial Planning
  • Investment Management
  • Retirement Planning

Business Description

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Yelp
4.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free consultation

Adap Tax Financial logo
Visit WebsiteWebsite

Adap Tax Financial

4725 First St Suite 275, Pleasanton, CA 94566
Visit WebsiteWebsite
  • Tax Planning
  • Certified Financial Planner (CFP)
  • Finance Planning

Business Description

Adap Tax Financial is an advisory firm that serves Pleasanton and the surrounding areas. It advises clients on how to best utilize their funds to help them reach their financial goals by assisting them in constructing their portfolios and helping with tax strategies. It also deals with accounting and investments. Adap Tax Financial's founder, Gregory Crofton, has a degree in Finance and Accounting. He serves as a financial advisor and wealth manager at the company.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.5
Yelp
4.5 / 5 (19)
Google
4.3 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
BayBridge Capital Group logo
Visit WebsiteWebsite

BayBridge Capital Group

5976 W Las Positas Blvd, Suite 124, Pleasanton, CA 94588
Visit WebsiteWebsite
  • Certified Financial Planner (CFP)

Business Description

Since 2016, BayBridge Capital Group has been providing financial advice to clients in Pleasanton. Its private wealth management service covers all aspects of individual finances, such as cash flow monitoring, investment management, and goal planning. The firm's advisors also assist with analyzing insurance policies, preparing for retirement, and setting up an estate. In addition, they help businesses with creating workplace benefits and retirement plans. The firm's team has more than 100 years of combined experience in financial planning.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.7
Google
4.6 / 5 (9)
Yelp
5.0 / 5 (5)
Bedell Frazier Investment Counselling, LLC logo
Visit WebsiteWebsite

Bedell Frazier Investment Counselling, LLC

200 Pringle Avenue Suite 555, Walnut Creek, CA 94596
Visit WebsiteWebsite
  • Certified Financial Planner (CFP)
  • Financial Planning

Business Description

Bedell Frazier Investment Counseling, LLC, is a team of financial planners serving the Pleasanton area. They utilize a holistic approach, which involves guiding clients in divesting executive stock grants and providing counsel on investment strategies that intersect with tax and legal matters such as estate planning, wealth transfer, and trusts. They develop their strategies in accordance with current law changes. Company president Mike Frazier has over two decades of investment experience. He has been quoted on various media outlets, including Bloomberg and Reuters.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Google
4.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Bordeaux Wealth Advisors logo
Visit WebsiteWebsite

Bordeaux Wealth Advisors

1550 El Camino Real Suite 100, Menlo Park, CA 94025
Visit WebsiteWebsite
  • Certified Financial Planner (CFP)

Business Description

Bordeaux Wealth Advisors offers advice to clients in the Pleasanton metro who are in need of financial guidance. The wealth management firm aids clients in understanding financial complexities and provides solutions for problems such as increasing or transferring wealth. Its team of financial advisors helps clients attain independence through financial planning, income tax planning, and equity compensation. Bordeaux Wealth Advisors also offers cash flow, retirement, education, and philanthropic planning. The company focuses on creating customized solutions for each client.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.4
Google
4.4 / 5 (7)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Brian Lombardo logo
Visit WebsiteWebsite

Brian Lombardo

2570 North First Street, Suite 200, San Jose, CA 95131
Visit WebsiteWebsite
  • Retirement Planning
  • Financial Planning

Business Description

Located in San Jose, Brian Lombardo caters to clients throughout Pleasanton. He helps individuals meet financial goals through various solutions, including retirement planning and education planning. Lombardo also offers investment management services and guides clients in issues involving equity and real estate investments. His other solutions include insurance management. Lombardo is a certified public accountant with over two decades of experience in finance. He served as a corporate officer for multiple organizations, including Cisco Systems and Grant Thornton LLP.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
JLM Wealth Strategies logo
Visit WebsiteWebsite

JLM Wealth Strategies

11960 Silvergate Drive, Suite 102, Dublin, Ca 94568
Visit WebsiteWebsite
  • Custom Financial Planning
  • Finance Planning

Business Description

JLM Wealth Strategies is a company providing an array of financial solutions to its clients in Pleasanton. It offers asset, debt, and cash flow management, and legacy planning for individuals, families, and businesses. Whether it's making investments, building wealth, preserving legacies, or managing finances, the firm is prepared to develop strategies that meet its customers' goals. John Montoya, its founder, has been in the industry since 1998. He and his staff help clients make informed decisions in order for them to achieve financial independence.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (19)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Johanson Financial Advisors logo
Visit WebsiteWebsite

Johanson Financial Advisors

2105 S. Bascom Ave. Suite 255, Campbell, CA 95008
Visit WebsiteWebsite
  • Estate Planning
  • Retirement Planning
  • Finance Planning

Business Description

Johanson Financial Advisors guides individuals in Pleasanton toward gaining financial independence. The firm works with clients to determine their financial objectives. It personalizes strategies and provides ongoing monitoring to assess progress and plan for changes. Additionally, its team offers tax, protection, investment asset, estate, retirement, and education planning services. Founder David L. Johanson has been a financial advisor since 1984. He is a member of the Financial Planning Association, the Association of Investment Management Consultants, and the Silicon Valley Financial Planning Association.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.7
Facebook
5.0 / 5 (8)
Google
3.5 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Martin, Wardin & Eissner Financial Group logo
Visit WebsiteWebsite

Martin, Wardin & Eissner Financial Group

480 St. John Street, Suite 120, Pleasanton, CA 94566
Visit WebsiteWebsite
  • Certified Financial Planner (CFP)
  • Financial Planning
  • Wealth Management

Business Description

Martin, Wardin & Eissner Financial Group is an independent firm serving the Pleasanton community. It offers financial planning and wealth management services for individuals, families, and small businesses. It develops customized solutions and long-term plans using a comprehensive data gathering, goal setting, and analysis process to manage each client's financial life. The firm also creates implementation and monitoring plans. In addition, employee benefits and tax planning and preparation services are available. The team has over 75 years of combined industry experience.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Sequoia Wealth Advisors & Investment Management, Inc. logo
Visit WebsiteWebsite

Sequoia Wealth Advisors & Investment Management, Inc.

99 Almaden Boulevard Suite 925, San Jose, CA 95113
Visit WebsiteWebsite
  • Certified Financial Planner (CFP)
  • Finance Planning

Business Description

Sequoia Wealth Advisors and Investment Management, Inc., is a firm serving the metro of Pleasanton and its surrounding areas. It provides financial advice, products, and services in a process that includes designing a customized plan that matches its clients' needs and financial goals. Among the wide array of services it offers include wealth accumulation, retirement income strategies for clients who are retired or contemplating retirement, cash management for entrepreneurs, and designing investment portfolios. Its president, Kristina Kuprina, conducts webinars regularly tackling economic updates.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (3)
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Smart Path Wealth Management logo
Visit WebsiteWebsite

Smart Path Wealth Management

4695 Chabot Dr. Suite 200, Pleasanton, CA 94588
Visit WebsiteWebsite
  • Certified Financial Planner (CFP)

Business Description

Smart Path Wealth Management is a financial advisory firm that has been serving the residents of Pleasanton since 2015. It provides clients services, such as financial planning and investment management. In addition, it offers college, retirement, tax, and insurance planning, accommodated with deep research to obtain the success of clients' portfolios. Smart Path Wealth Management is led by Palbir Nijjar. He has almost 20 years of experience in the industry. Nijjar has previously worked as a financial analyst for various technology companies.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (7)
Google
5.0 / 5 (2)
Facebook
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Summit Financial Group, LLC logo
Visit WebsiteWebsite

Summit Financial Group, LLC

2000 Crow Canyon Place, Suite 450, San Ramon, CA 94583
Visit WebsiteWebsite
  • Finance Planning

Business Description

Summit Financial Group, LLC, is an asset management and financial planning organization that offers clients in Pleasanton advice and solutions in achieving financial goals. The financial planners at this firm assist clients in developing the foundation for their financial lives and providing advice that meets specific needs. Additional services are investment management, legacy planning, and risk management. Founding partner and financial advisor Steven M. Wilcox have been helping improve clients' financial lives for the last three decades.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.4
Google
4.4 / 5 (7)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
––
Detail
––
Summit Wealth & Retirement Partners logo
Visit WebsiteWebsite

Summit Wealth & Retirement Partners

55 Oak Ct – Suite 210, Danville, CA 94526
Visit WebsiteWebsite
  • Retirement Planning
  • Investment Management

Business Description

Summit Wealth & Retirement Partners is a financial services company that serves clients in Pleasanton. It provides various solutions, including retirement and tax planning. The company also deals with investment management services and works with the firm Charles Schwab to assist in tax-efficient investing. It offers the Business & Financial Coaching program to help entrepreneurs in areas like debt management. Hal Porter, one of the company's partners, has over 15 years of experience in finance. He is a U.S. Air Force veteran.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.7
Facebook
4.6 / 5 (11)
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Back to Providers

Frequently Asked Questions

Introduction

There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

  • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
  • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
  • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
  • An investment advisor offers investment advice and recommendations to individuals or organizations.
There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

Are financial advisors worth it?

Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.

What does a financial advisor do?

Financial advisors can have many types of specialties. Generally, a financial advisor advises on or helps to execute a financial plan. Some examples include assisting people with getting out of debt, building out an investment portfolio, and handling taxes.

How much money do I need to work with a financial advisor?

There’s no specific income level you need in order to work with a financial advisor, but there may be a minimum investment amount for certain types of services. Some financial advisors won’t manage your money unless you have $100,000 or more to invest, but this isn’t the case with financial coaches or robo-advisors.

What does a financial coach do?

Financial coaches focus on improving your financial literacy and money management skills. For example, they can help you figure out how to pay down your student loans or decide how much money to put away for retirement. They usually charge by the hour and don’t offer asset management services or investment advice.

When should I use a financial advisor vs. doing it myself?

Smart money management can give you freedom and comfort. Being responsible with your money makes it possible to meet goals and pay for major expenses. A financial advisor is trained and can offer you expertise that would otherwise take years to learn. They know how to save you money and make it go further.

How do I know if my financial advisor is trustworthy?

Because financial advisors aren’t licensed or regulated, it’s up to the client to make that determination for themselves. However, if your advisor is a fiduciary, that means they’re legally bound to act in your best interest. Some types of advisors, including Certified Financial Professionals (CFPs), are held to fiduciary standards.

What\'s the difference between a financial advisor and a financial planner?

The term financial advisor is a broad phrase that encapsulates many specialties, including financial planner. It's similar to how doctor applies to different physicians, while a cardiologist is a specialty doctor. A financial planner helps their client plan to achieve long-term financial goals, such as saving for a house or retirement.

Are financial advisor fees tax deductible?

Until 2018, financial advisor fees were tax deductible as a miscellaneous expense. However, the Tax Cuts and Jobs Act elimited that deduction until at least 2025.

What is a financial consultant?

A financial consultant and a financial advisor are essentially the same. In recent years, financial consultant has become a less popular term, with financial advisor being much more common. Sometimes, the financial professional may opt for the term consultant when offering services to a business rather than an individual.

What is a robo-advisor?

A robo-advisor is essentially an algorithm that manages your investment portfolio for you. Because their services are automated, you’ll pay less than you would for a human advisor — often between 0.25% and 0.50%. They don’t require large initial investments either, making them a popular choice for entry-level investors. However, you won’t get the same level of advice that you would get from a personal financial advisor.

What makes someone a fiduciary?

Fiduciary is a legal term for a person who has a legal or ethical responsibility to act in your best interests. For example, a trustee and a beneficiary. A financial advisor may have a fiduciary obligation to make financial choices that are best for you, even if it means they earn less in commissions or fees.

How often should I meet with my financial advisor?

After your initial meeting, you may only need to check in with your financial advisor on a quarterly or annual basis. Ask them in advance how often you can expect to hear from them, and whether they offer in-person, phone, or virtual meetings.

Should your financial advisor be a fiduciary?

It’s important to understand that only some — not all — financial advisors have a fiduciary obligation to their clients. Always ask your financial advisor if they’re bound by fiduciary duty. If not, it’s possible that they’ll push products or services that earn them the highest commission, not necessarily what’s best for you. Opt for a financial advisor bound by fiduciary duty whenever possible.

Can my financial planner help with taxes?

Financial advisors aren’t necessarily accountants or tax preparers, so don’t expect them to prepare your taxes for you. However, they may be able to provide tax-related advice to help you optimize your returns and deductions. If you need an advisor who can file your taxes, look for one who is also a CPA (Certified Public Accountant).

Do I need a financial advisor?

Ask yourself if a financial advisor can fill a need or solve a problem you can’t easily handle on your own. They can be helpful in a wide variety of ways, such as building budgets or financial plans, finding ways to save money on taxes, creating an investment portfolio, or offering investment advice.

How do financial advisors get paid?

Clients pay to work with a financial advisor whether it’s through fees, commissions, or salaries. If they’re paid by client fees or commissions, their salary is tied to how much business they bring in. The harder they work, the more they make. In comparison, a salaried employee is guaranteed their wage no matter how many clients they have.

What experience should I look for in a financial advisor?

 If you have specific goals or a unique financial situation, look for a financial advisor with expertise in that area. For example, some financial advisors specialize in working with millennials or focus on socially responsible investing.

How much does a financial advisor cost?

A financial advisor’s costs depend on their fee structure. Some advisors charge a fee — either hourly or a percentage of the client assets under management. Another common option is to charge a commission on the products sold or investments made.

Should I hire a financial advisor before buying a house?

While not always necessary, a financial advisor could help you decide how large of a mortgage to apply for, how much money to put down, and how to balance the purchase with other savings and investment goals.

How many financial advisors are there in the U.S.?

According to the U.S. Bureau of Labor Statistics, it’s estimated that there are 218,050 financial advisors. California is the state with the highest employment of financial advisors across the nation.

Do banks offer financial advisors?

Yes, many banks have financial advisors on staff. Your bank may also offer incentives to work with their financial advisors, such as lower fees or free accounts. However, it's important to note that many of the bank's financial advisors don't have a fiduciary obligation and might prioritize the bank's products above all else. There is a cost when working with your bank's financial advisor.

Should I hire a wealth manager?

A wealth manager can help offer complex financial planning services, including tax guidance, estate planning, and legal assistance. While you don't have to be a high-income earner to benefit from a financial advisor, a wealth manager is typically for those that have a high net worth. However, many people build wealth and need a wealth manager later on in life.

Is wealth management worth it?

Wealth management is typically worth it for those who need help with multiple endeavors or comprehensive financial situations, such as charitable contributions or investment portfolio management, or want to protect their assets. A wealth manager can also offer you guidance if you’ve been neglecting your finances or making poor judgements.

How can you tell if a financial advisor is bad?

Your relationship with your financial advisor is a very personal one, as you’re trusting them with your wealth and future. Some general signs that your financial advisor is bad include:

  • They can’t answer your financial questions
  • You have worked with them for a while but haven’t seen a financial improvement
  • They don’t provide you with progress reports
  • They don’t check in with you

What do you need to be a financial advisor?

As mentioned, there are over 100 types of certifications for financial advisors. The training or experience you need will depend on which specialty you want to pursue. Generally, financial advisors need to have:

  • A Bachelor’s degree
  • A General Securities Representative license (Series 7 license)
  • A Certified Financial Planner (CFP) certification isn’t mandatory but is often preferred

Where do financial advisors work?

Where a financial advisor works will depend on what type of financial advisor they are. Financial advisors can work at a variety of places, including:

  • Securities and commodity brokers
  • A bank
  • A credit union
  • Independently
  • Insurance companies
  • Financial investment firms
  • Small investment advisory firms

How much do financial advisors make?

In 2019, the national average salary for a financial advisor was $87,850. However, it’s important to note the average salary varies from state to state and the different focus areas — an investment advisor may make a lot more than a financial planner. Lastly, salary can depend on how the individual is getting paid. Financial advisors can be paid by client fees, commissions, or salaries.

Read all FAQs