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Best Financial Advisors in Pleasanton

2023

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Website
2105 S. Bascom Ave. Suite 255, Campbell, CA 95008
  • Estate Planning
  • Retirement Planning
  • Finance Planning

Why choose this provider?

Johanson Financial Advisors guides individuals in Pleasanton toward gaining financial independence. The firm works with clients to determine their financial objectives. It personalizes strategies and provides ongoing monitoring to assess progress and plan for changes. Additionally, its team offers tax, protection, investment asset, estate, retirement, and education planning services. Founder David L. Johanson has been a financial advisor since 1984. He is a member of the Financial Planning Association, the Association of Investment Management Consultants, and the Silicon Valley Financial Planning Association.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.7
Facebook
5.0 / 5 (8)
Google
3.5 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
480 St. John Street, Suite 120, Pleasanton, CA 94566
  • Certified Financial Planner (CFP)
  • Financial Planning
  • Wealth Management

Why choose this provider?

Martin, Wardin & Eissner Financial Group is an independent firm serving the Pleasanton community. It offers financial planning and wealth management services for individuals, families, and small businesses. It develops customized solutions and long-term plans using a comprehensive data gathering, goal setting, and analysis process to manage each client's financial life. The firm also creates implementation and monitoring plans. In addition, employee benefits and tax planning and preparation services are available. The team has over 75 years of combined industry experience.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
4725 First St Suite 275, Pleasanton, CA 94566
  • Tax Planning
  • Certified Financial Planner (CFP)
  • Finance Planning

Why choose this provider?

Adap Tax Financial is an advisory firm that serves Pleasanton and the surrounding areas. It advises clients on how to best utilize their funds to help them reach their financial goals by assisting them in constructing their portfolios and helping with tax strategies. It also deals with accounting and investments. Adap Tax Financial's founder, Gregory Crofton, has a degree in Finance and Accounting. He serves as a financial advisor and wealth manager at the company.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.6
Yelp
4.6 / 5 (20)
Google
4.3 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
5976 W Las Positas Blvd, Suite 124, Pleasanton, CA 94588
  • Certified Financial Planner (CFP)

Why choose this provider?

Since 2016, BayBridge Capital Group has been providing financial advice to clients in Pleasanton. Its private wealth management service covers all aspects of individual finances, such as cash flow monitoring, investment management, and goal planning. The firm's advisors also assist with analyzing insurance policies, preparing for retirement, and setting up an estate. In addition, they help businesses with creating workplace benefits and retirement plans. The firm's team has more than 100 years of combined experience in financial planning.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
3.9
Google
4.6 / 5 (9)
Yelp
5.0 / 5 (5)

Website
1550 El Camino Real Suite 100, Menlo Park, CA 94025
  • Certified Financial Planner (CFP)

Why choose this provider?

Bordeaux Wealth Advisors offers advice to clients in the Pleasanton metro who are in need of financial guidance. The wealth management firm aids clients in understanding financial complexities and provides solutions for problems such as increasing or transferring wealth. Its team of financial advisors helps clients attain independence through financial planning, income tax planning, and equity compensation. Bordeaux Wealth Advisors also offers cash flow, retirement, education, and philanthropic planning. The company focuses on creating customized solutions for each client.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.4
Google
4.4 / 5 (7)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2000 Crow Canyon Place, Suite 450, San Ramon, CA 94583
  • Finance Planning

Why choose this provider?

Summit Financial Group, LLC, is an asset management and financial planning organization that offers clients in Pleasanton advice and solutions in achieving financial goals. The financial planners at this firm assist clients in developing the foundation for their financial lives and providing advice that meets specific needs. Additional services are investment management, legacy planning, and risk management. Founding partner and financial advisor Steven M. Wilcox have been helping improve clients' financial lives for the last three decades.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (5)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
2.5
Responsiveness
Friendliness
Helpfulness
––
Detail
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Website
4695 Chabot Dr. Suite 200, Pleasanton, CA 94588
  • Certified Financial Planner (CFP)

Why choose this provider?

Smart Path Wealth Management is a financial advisory firm that has been serving the residents of Pleasanton since 2015. It provides clients services, such as financial planning and investment management. In addition, it offers college, retirement, tax, and insurance planning, accommodated with deep research to obtain the success of clients' portfolios. Smart Path Wealth Management is led by Palbir Nijjar. He has almost 20 years of experience in the industry. Nijjar has previously worked as a financial analyst for various technology companies.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.1
Yelp
5.0 / 5 (7)
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
200 Pringle Avenue Suite 555, Walnut Creek, CA 94596
  • Certified Financial Planner (CFP)
  • Financial Planning

Why choose this provider?

Bedell Frazier Investment Counseling, LLC, is a team of financial planners serving the Pleasanton area. They utilize a holistic approach, which involves guiding clients in divesting executive stock grants and providing counsel on investment strategies that intersect with tax and legal matters such as estate planning, wealth transfer, and trusts. They develop their strategies in accordance with current law changes. Company president Mike Frazier has over two decades of investment experience. He has been quoted on various media outlets, including Bloomberg and Reuters.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2570 North First Street, Suite 200, San Jose, CA 95131
  • Retirement Planning
  • Financial Planning

Why choose this provider?

Located in San Jose, Brian Lombardo caters to clients throughout Pleasanton. He helps individuals meet financial goals through various solutions, including retirement planning and education planning. Lombardo also offers investment management services and guides clients in issues involving equity and real estate investments. His other solutions include insurance management. Lombardo is a certified public accountant with over two decades of experience in finance. He served as a corporate officer for multiple organizations, including Cisco Systems and Grant Thornton LLP.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
11960 Silvergate Drive, Suite 102, Dublin, Ca 94568
  • Custom Financial Planning
  • Finance Planning

Why choose this provider?

JLM Wealth Strategies is a company providing an array of financial solutions to its clients in Pleasanton. It offers asset, debt, and cash flow management, and legacy planning for individuals, families, and businesses. Whether it's making investments, building wealth, preserving legacies, or managing finances, the firm is prepared to develop strategies that meet its customers' goals. John Montoya, its founder, has been in the industry since 1998. He and his staff help clients make informed decisions in order for them to achieve financial independence.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (22)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
99 Almaden Boulevard Suite 925, San Jose, CA 95113
  • Certified Financial Planner (CFP)
  • Finance Planning

Why choose this provider?

Sequoia Wealth Advisors and Investment Management, Inc., is a firm serving the metro of Pleasanton and its surrounding areas. It provides financial advice, products, and services in a process that includes designing a customized plan that matches its clients' needs and financial goals. Among the wide array of services it offers include wealth accumulation, retirement income strategies for clients who are retired or contemplating retirement, cash management for entrepreneurs, and designing investment portfolios. Its president, Kristina Kuprina, conducts webinars regularly tackling economic updates.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
55 Oak Ct – Suite 210, Danville, CA 94526
  • Retirement Planning
  • Investment Management

Why choose this provider?

Summit Wealth & Retirement Partners is a financial services company that serves clients in Pleasanton. It provides various solutions, including retirement and tax planning. The company also deals with investment management services and works with the firm Charles Schwab to assist in tax-efficient investing. It offers the Business & Financial Coaching program to help entrepreneurs in areas like debt management. Hal Porter, one of the company's partners, has over 15 years of experience in finance. He is a U.S. Air Force veteran.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.7
Facebook
4.8 / 5 (17)
Yelp
4.0 / 5 (5)
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
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Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • How can a financial advisor help someone in Pleasanton who has acquired sudden wealth?

    A financial advisor can provide valuable assistance to an individual in Pleasanton who has suddenly acquired wealth by helping them navigate complex financial challenges. These could include dealing with potential tax pitfalls and crafting a sustainable investment strategy. The advisor can also offer emotional support, which is useful when there may be pressure from family or friends seeking access to the new-found fortune or when wealth is gained through inheritance.

  • How does owning a 529 plan affect financial aid eligibility for college students in Pleasanton?

    In Pleasanton, college students owning a 529 plan can impact financial aid. If the plan belongs to the student, it is factored into aid calculations at the rate applied to parental assets, less than student-owned assets. However, 529 plans owned by grandparents don't initially affect financial aid eligibility. However, withdrawals from such plans are considered student income, potentially reducing aid. Notably, if these funds are used in a student's final college year, this income rule doesn't apply.

  • What are some common financial fraud types that residents of Pleasanton should be aware of?

    Residents of Pleasanton should be vigilant about investment fraud that frequently targets retirees with large savings, often presenting tempting "get rich quick" opportunities. Advisor imposter fraud can trick individuals into sharing money or sensitive information under the guise of investing. Debit card fraud, involving unauthorized transactions, also poses a significant risk. Awareness of these common scams can help safeguard one's financial security.

  • What are the requirements for SEC-registered investment advisers who wish to conduct business in Pleasanton?

    Securities and Exchange Commission-accredited investment advisers intending to operate in Pleasanton are bound by state-specific rules. They are mandated to notify the state's Financial Protection and Innovation Department if they cater to over five clients within the state. The notice should be submitted within a month of initiating business operations.

  • What are the responsibilities of a broker-dealer or investment adviser in Pleasanton if they suspect elder financial abuse?

    If a broker-dealer or investment adviser in Pleasanton suspects elder financial abuse, they're required by Senate Bill 496 to report such suspicions. They're also authorized to inform a previously chosen trusted contact and potentially postpone a disbursement from the suspected victim's account. Furthermore, they must notify the Department of Financial Protection and Innovation about the suspected abuse and any disbursement delays.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.

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