Expertise.com
2024

Last updated:

Best Financial Advisors in Lodi

Our Recommended Top 9

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Lodi Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

23

Reviewed

17

Curated

9

Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider

Website
193 Blue Ravine Road, Folsom, CA 95630
  • Certified Financial Planner (CFP)

Why choose this provider?

Fairchild Financial Advisors, Inc., caters to the residents of Lodi who need advice on wealth management. The firm works with individuals and reviews the state of their assets and life goals. It then formulates plans and monitors their implementation to make periodic adjustments as the client's circumstances change over time. President Steven Fairchild taught financial planning courses at UC Davis. He has been giving investment counsel for over three decades and has served former employees of Intel and Hewlett Packard.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.5
Facebook
4.4 / 5 (12)
Google
5.0 / 5 (1)

Website
4115 Blackhawk Plaza Circle, Suite 100, Danville, CA 94506
  • Certified Financial Planner (CFP)

Why choose this provider?

Blackhawk Financial Advisors has been serving clients in Lodi for more than 15 years. This independent boutique firm limits its services to less than a hundred clients to deliver personalized financial planning solutions. Its team members help create retirement, investment, estate, and education plans. They also advise on how to minimize tax liabilities. The team offers risk management options like life insurance and annuities. Owner Diane Johnson is an attorney and a CFP who worked at Lincoln Financial Advisors as financial planning director.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
2111 W. Kettleman Lane, Ste. C,, Lodi, CA 95242
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

4thGen Wealth Management serves the Lodi area. Taking a holistic approach to financial planning, its team focuses on helping investors, business owners, high-net-worth families, and farmers build, manage, preserve, and transition their wealth. It performs comprehensive analyses of clients’ financial situations and advises them in the areas of investment management, retirement income planning, tax reduction strategies, and wealth transfer. The firm’s executive member, Kenneth F. Levy, has been in the financial advisory services industry since 1984.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Website
75 Golden Meadow Lane, Alamo, CA 94507
  • Certified Financial Planner (CFP)

Why choose this provider?

Del Monte Group is a wealth management firm serving individuals, families, and businesses in Lodi. It helps clients achieve their financial objectives through tax planning, wealth and portfolio management, and financial education. The firm has been offering integrated wealth management strategies based on the needs and financial situations of customers since 1985. Founder Richard Del Monte is a certified financial planner with more than 35 years of wealth management industry experience. He has been featured on The Wall Street Journal, Fox Business News, and New York Times.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.6
Facebook
5.0 / 5 (3)
Google
5.0 / 5 (1)
Yelp
3.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
81 Blue Ravine Road, Suite 250, Folsom, CA 95630
  • Estate Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Gasber Financial Advisors, Inc., guides individuals in the Lodi metro to plan for their future. Since 1995, it has been offering financial planning and investment management services. Committed to securing the clients' financial goals, the firm assists them in understanding their current circumstances and implementing a personalized plan that meets their needs and interests. It also launched The GFA 401(k) Retirement Plan Solution. Founder Gerald E. Gasber is a Certified Financial Planner and a Certified Investment Management Analyst.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
3439 Brookside Road Suite 210, Stockton, CA 95219
  • Certified Financial Planner (CFP)

Why choose this provider?

Blakely Financial Services has been assisting individuals and families in the Lodi area for more than three decades. The fiduciary firm creates and manages investment portfolios, which may comprise mutual funds, individual stocks, bonds, and structured notes. It also provides financial planning services, which involve projecting clients' expenses and income needs, analyzing cash flow and asset allocation, and developing withdrawal strategies. Blakely Financial Services was founded in 1991 by Kurt L. Blakely. He has been working in the industry for almost 40 years.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
5301 Madison Avenue Suite 302, Sacramento, CA 95841
  • Certified Financial Planner (CFP)

Why choose this provider?

CFS Wealth Advisors provides financial advisory services, including risk analysis, tax preparation, and asset management for clients in Lodi. The company also helps clients roll over IRA, 401k, and 457 retirement plans upon retirement or changing careers. CFS Wealth Advisors uses tax-advantaged estate planning strategies to reduce tax burdens and protect wealth. Gregg Smith, the company's founder, is an independent financial advisor with over 35 years of industry experience who looks for investment vehicles that match the goals of his clients.

License Verified:

License: 1066432

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
1545 River Park Dr. Ste. 401, Sacramento, CA 95815
  • Certified Financial Planner (CFP)

Why choose this provider?

Lucas Group Financial Planner Inc. has been serving Lodi and its surrounding communities for more than 30 years. It provides fiduciary tax and investment advice and strategies for clients who want to achieve financial independence and security. Its team of professionals assists them in financial planning, wealth management, tax strategies, and 401(k) plans. The firm helps in navigating through financial road maps whether the situation involves building a foundation, enjoying earnings, or living on accumulation.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
11335 Gold Express Dr, Ste 155, Gold River, CA 95670
  • Certified Financial Planner (CFP)

Why choose this provider?

Zeller Kern Wealth Advisors is a financial advisory firm that has been serving Lodi and its surrounding communities since 2007. It offers a wide range of services for individuals, families, and businesses which include protecting sudden wealth, safeguarding assets, reducing the tax burden, business continuity planning, and short-term investments. The planning process involves open communication, investment management, and ongoing monitoring of the client's progress. Co-founder Steven E. Zeller has a background as a territory manager in a Fortune 500 consumer products company.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.3
Yelp
4.3 / 5 (6)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • What are the benefits of opening up a 401(k) for young adults in Lodi?

    Young adults in Lodi, especially those who are new in the workforce, can reap the benefits that opening up a 401(k) early offers. These advantages include tax breaks and the "free money" from potential employer contributions. If their employers don't sponsor 401(k) plans, they might want to consider IRA accounts instead.

  • How much money is considered ideal for an emergency fund in Lodi?

    This question can't be satisfied with a "one-size-fits-all" answer because the ideal emergency fund amount will always vary from person to person, depending on financial capability and lifestyle. For instance, someone with dependents may be more likely to face unexpected expenses than someone who has none. As general advice for building an emergency fund in Lodi, a person could start saving an initial goal of $1,000 and grow the savings from there.

  • Who could benefit from using prepaid debit cards instead of credit cards in Lodi?

    These individuals in Lodi, coming from different financial situations and with distinct spending habits, can benefit from using prepaid debit cards as an alternative to credit cards: -Consumers who have poor credit scores and are unable to get a credit card -People with poor spending habits -College students who are yet to learn essential budgeting lessons -Individuals who travel

  • What are the FDIC insurance limitations that investors in Lodi should know?

    To protect their assets from losses, investors in Lodi should know the FDIC insurance limitations, such as the FDIC not covering cover several types of investments, including stocks, bonds, annuities, mutual funds, and life insurance policies. In addition, it doesn't compensate for municipal securities, the contents of safety deposit boxes, and US Treasury bills, bonds, or notes.

  • How do financial professionals in Lodi get paid?

    Financial professionals in Lodi get paid for their advice and services rendered through transaction fees, ongoing fees, or a combination of the two. Transaction fees are one-time fees agreed upon at the time a transaction, such as a purchase or sale of a stock, is conducted. Ongoing fees, on the other hand, are measured as a percentage of assets and charged continuously as long as the professional manages the investments.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.