Expertise.com

2024

Last updated:

Best Financial Advisors in Stockton

Our Recommended Top 9

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Stockton Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

74Reviewed

48Curated

9Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider
SmartAdvisor by SmartAsset logoFEATUREDExpertise.com

SmartAdvisor by SmartAsset

Stockton, CA
  • Estate Planning
  • Investment Management
  • Financial Planning
  • Retirement Planning

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
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Price: Free Consultation

Stockton, CA

Why choose this provider?

Need help contacting a Financial Advisor in Stockton? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
3439 Brookside Road, Stockton, CA 95219
  • Estate Planning
  • Retirement Planning
  • Tax Planning

Why choose this provider?

Blakely Financial Services is a Stockton-based company that serves as a fiduciary in advisory relationships. It offers financial and investment planning, retirement planning, and tax preparation services. Additionally, it can assist with estate planning, risk management, and insurance planning. Clients can also track their overall financial development by accessing their financial accounts on the website at any time. Kurt Blakely, the firm's president with nearly 40 years of experience, works with Kate Keller, a certified financial planner who joined the team in 2016.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1920 Tienda Drive, Lodi, CA 95242
  • Estate Planning

Why choose this provider?

Since 1983, Phillips Financial has been providing financial advice to individuals in Stockton. While specializing in retirement transitioning, it also offers insurance services, estate planning, financial planning, and strategic asset management. The firm offers courtesy assistance by offering notary services and designating a computer station for their clients' copying, printing, and scanning needs. Phillips Financial strives to reduce the company's ecological footprint by providing paper shredding services, scanning documents for virtual copies, and going paperless.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.4

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
5345 North El Dorado Street, Stockton, CA 95207
  • Estate Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Attentive Investment LLC provides financial and investment advice to clients in Stockton and the surrounding areas. It offers financial planning services, such as asset allocation strategies and investment recommendations tailored to its clients' objectives and risk tolerance. Furthermore, its advisors can help clients create a plan and manage their portfolios, including 401(k) and Roth IRA accounts, educational savings accounts, SEP retirement programs, and individual investment accounts. The company has been in operation for more than two decades.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (5)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
612 West 11th Street, Tracy, CA 95376
  • Tax Planning

Why choose this provider?

With more than 30 years of experience, Wilson & Company provides financial planning to individuals and businesses in Stockton. The company offers financial investments and asset preservation including retirement planning, college savings plans, short and long-term investing, fixed annuities, and long-term care insurance and job cost. It also provides income tax preparation and planning services. One of the firm's associates, Jeremy Wilson, was certified by the California Tax Education Council to prepare taxes in California.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
4633 Quail Lakes Drive, Stockton, CA 95207
  • Estate Planning
  • Retirement Planning

Why choose this provider?

The Salvetti Group is a financial advisory firm serving different clients, including business owners, retirees, pre-retirees, executives, and professionals in Stockton. It helps clients achieve their financial goals and prepare for retirement. Its financial advisors provide cash flow and debt management and plan taxes, insurance coverages, and estates. In addition, they assist in investing in domestic and global stocks, fixed-income securities, and real estate. The Salvetti Group is led by siblings Nick and A.J. Salvetti, who have attained the Certified Financial Planner designation.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
10100 Trinity Parkway, Stockton, CA 95219
  • Certified Financial Planner (CFP)

Why choose this provider?

Larry D. Watts is the senior vice president of investments and branch manager at Stifel, Nicolaus & Company, Inc., which serves clients in Stockton. He offers a wide range of financial management services, including investment management, retirement planning, and risk management in the field of estate planning. Stifel has roughly 2,300 financial advisors and over 400 offices throughout the U.S. The St. Louis-based investment advisory firm was established in 1890, and it operates as a full-service securities brokerage as well.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2111 West Kettleman Lane, Lodi, CA 95242
  • Certified Financial Planner (CFP)

Why choose this provider?

4thGen Wealth Management caters to families, individuals, and organizations in Stockton. It offers an array of services and risk management solutions, including investment and portfolio management, insurance policies, education funding, and estate and elder services. It also provides assistance for rollover IRA, family partnerships, trustee services, charitable planning, and access to lending services through its affiliates. One of its wealth managers and executive members, Kenneth F. Levy, is a Certified Financial Planner, who has been in the industry since 1984.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • What should you bring when meeting a financial advisor for the first time in Stockton?

    When meeting a financial advisor for the first time, bring the most current financial documents you have. These can be bank statements, retirement plans, insurance policies, and investment paperwork. You also need to bring the latest tax return filed. Financial advisors in Stockton usually provide questionnaires that you need to fill out prior to the meeting. Complete these forms and bring them as well.

  • How can you spot an unbiased independent financial advisor in Stockton?

    There may be some difficulties in knowing if a financial advisor in Stockton is not biased. But, you may start by being mindful of what products they recommend, why they are recommending these products, and how much they can get should a client make a purchase. This way, you can assess what may be the motivation of the advisor or where their financial advice comes from.

  • What are some of the most common investment scams in Stockton and California?

    "Pyramid, "Ponzi", and Get-rich-quick schemes are common investment scams. There are also scams that target specific populations, such as ethnic communities, the elderly, and professional associations. If you come across a scam, you can report it to the Federal Trade Commission through its website or inform the local police. Submit a tip to the Stockton Police Department by calling (209) 937-8377 or visiting the headquarters at 22 E Weber Ave., Stockton, CA 95202.

  • What is a robo-advisor and how can it benefit an individual in Stockton?

    A robo-advisor is an online platform that offers financial advisory and investment management services at minimal costs. A computer algorithm is usually the source of the advice instead of a person. It may benefit an individual in Stockton who is just starting out, only needs to invest, or has a limited budget. It may not be a good fit for those with complex financial goals and situations or who want personalized planning assistance.

  • How do you check if a financial advisor in Stockton is duly licensed?

    Go to the FINRA website and conduct an investigation using its BrokerCheck tool. You can also use its SEC Action Lookup to investigate financial advisors in Stockton who have formal actions against them or are not licensed. The SEC also has an Investment Adviser Public Disclosure website where you can check. Additionally, visit the website of the California Department of Financial Protection and Innovation to do a search. For assistance, call the department at (866) 275-2677.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.