Best Financial Advisors in Stockton

2022

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4thGen Wealth Management

• Certified Financial Planner (CFP)

4thGen Wealth Management caters to families, individuals, and organizations in Stockton. It offers an array of services and risk management solutions, including investment and portfolio management, insurance policies, education funding, and estate and elder services. It also provides assistance for rollover IRA, family partnerships, trustee services, charitable planning, and access to lending services through its affiliates. One of its wealth managers and executive members, Kenneth F. Levy, is a Certified Financial Planner, who has been in the industry since 1984.

Ascend Financial Management Inc.

Ascend Financial Management Inc. was established in 2005 as a way to help small business owners succeed. The Stockton-based financial advisement firm offers a multitude of services including bookkeeping, data entry/cleanup, and taxes as well as financial planning and management. Ascend’s clients include owners and managers looking for accounting, payroll, and tax representation services. Ascend also provides self-service options via the Resources section of its website, the Client Portal, and its mobile apps available for iOS, Android, and Windows devices.

Attentive Investment LLC

• Estate Planning
• Certified Financial Planner (CFP)

Attentive Investment LLC provides financial and investment advice to clients in Stockton and the surrounding areas. It offers financial planning services, such as asset allocation strategies and investment recommendations tailored to its clients' objectives and risk tolerance. Furthermore, its advisors can help clients create a plan and manage their portfolios, including 401(k) and Roth IRA accounts, educational savings accounts, SEP retirement programs, and individual investment accounts. The company has been in operation for more than two decades.

Azevedo Inevstment Corp.

Modesto-based Azevedo Investment Corp is led by husband and wife duo Sherry and Raymond Azevedo. Together, they have over 30 years of collective experience working with clients to plan a better future for themselves and their families. Services provided by the duo include insurance, retirement planning, financial management, asset allocation, business succession planning, and charitable giving. Azevedo Investment Corp.’s philosophy is simple: getting to know clients so the duo can give the best advice possible when it comes to saving, investing, and donating.

Blakely Financial Services

• Estate Planning
• Retirement Planning
• Tax Planning

Blakely Financial Services is a Stockton-based company that serves as a fiduciary in advisory relationships. It offers financial and investment planning, retirement planning, and tax preparation services. Additionally, it can assist with estate planning, risk management, and insurance planning. Clients can also track their overall financial development by accessing their financial accounts on the website at any time. Kurt Blakely, the firm's president with nearly 40 years of experience, works with Kate Keller, a certified financial planner who joined the team in 2016.

Capital Wealth Management

Capital Wealth Management, a financial investment firm located in Manteca, is part of the Cetera Financial Group’s Cetera Advisor Networks. Capital Wealth Management specializes in three areas: investments, insurance, and finance management. Their clients include individuals seeking savings or retirement planning advice to helping new business owners plan for start-up expenses. By getting to know their clients personally, Capital Wealth Management’s advisors help plan for clients’ needs, wants, and long-term goals. Additionally, their website has a wealth of information about estates and tax resources.

Dedicated Financial & Insurance Services Inc.

Dedicated Financial & Insurance Services Inc. provides complimentary consultations to help potential clients navigate financial planning. The Lodi-based business offers financial planning, investments, insurance, and Medicare insurance advice and encourages its clients to learn all there is to know about financially providing for their futures. Its online resources section and client center provides financial calculators, access to governmental resources concerning Medicare, and informative videos for readers wanting to save, invest, and fund a lifestyle that they love as they age.

Larry D. Watts

• Certified Financial Planner (CFP)

Larry D. Watts is the senior vice president of investments and branch manager at Stifel, Nicolaus & Company, Inc., which serves clients in Stockton. He offers a wide range of financial management services, including investment management, retirement planning, and risk management in the field of estate planning. Stifel has roughly 2,300 financial advisors and over 400 offices throughout the U.S. The St. Louis-based investment advisory firm was established in 1890, and it operates as a full-service securities brokerage as well.

LifePath Wealth Advisors

Based in Stockton, LifePath Wealth Advisors brings over forty years of collective experience to the table to help its clients plan for the future. Its advisors, Anthony Apostolidis and Kathleen Brandt seek to balance their clients’ long-term goals and dreams with their most immediate financial goals. Their services primarily focus on three areas — investments, financial planning, and insurance — and include bonds, Roth IRA, treasury notes, retirement plans, college plans, estate plans, disability income insurance, life insurance, and long-term care insurance.

Office of Kathryn Duclo Inc.

The Office of Kathryn Duclo Inc. Financial Planning is located in Manteca and has served individuals, farmers, and business owners since 1997. Specializing in health, investments, life insurance, long-term care, and managed money, Kathryn Duclo and her assistants work closely with clients’ CPs and Trust Attorneys to meet financial goals. In addition to winning a prestigious quality award from the National Association of Insurance and Financial Advisors, Kathyrn Duclo has served on the board for the Consumer Credit Counseling and the Stockton Business Leadership Summit.

Phillips Financial

• Estate Planning

Since 1983, Phillips Financial has been providing financial advice to individuals in Stockton. While specializing in retirement transitioning, it also offers insurance services, estate planning, financial planning, and strategic asset management. The firm offers courtesy assistance by offering notary services and designating a computer station for their clients' copying, printing, and scanning needs. Phillips Financial strives to reduce the company's ecological footprint by providing paper shredding services, scanning documents for virtual copies, and going paperless.

Scott R Marcus, CLU

Scott R. Marcus, CLU is one of Northwestern Mutual’s financial and wealth management advisors located in Lodi. He approaches each client’s needs strategically to help clarify and prioritize individual goals. His services include disability income, business succession, estate, financial, and retirement planning as well as investment strategies, trust services, and business risk management. Additionally, he provides online resources such as articles and calculators to help potential clients create budgets and plan for their future.

The Salvetti Group

• Estate Planning
• Retirement Planning

The Salvetti Group is a financial advisory firm serving different clients, including business owners, retirees, pre-retirees, executives, and professionals in Stockton. It helps clients achieve their financial goals and prepare for retirement. Its financial advisors provide cash flow and debt management and plan taxes, insurance coverages, and estates. In addition, they assist in investing in domestic and global stocks, fixed-income securities, and real estate. The Salvetti Group is led by siblings Nick and A.J. Salvetti, who have attained the Certified Financial Planner designation.

Valley Financial Services

• Estate Planning
• Certified Financial Planner (CFP)

Established in 1987, Valley Financial Services is an advisory firm assisting individuals and families in and around the Stockton area. Its team develops custom financial plans and strategies for clients looking to secure retirement income, minimize taxes, and fund their children's college education. The financial advisors also create profit sharing and estate plans. Additionally, they offer assistance in managing a variety of investments such as mutual funds and bonds. Branch manager Lindsey Randolph is a Certified Financial Planner with nearly 40 years of experience.

Willson & Company

• Tax Planning

With more than 30 years of experience, Wilson & Company provides financial planning to individuals and businesses in Stockton. The company offers financial investments and asset preservation including retirement planning, college savings plans, short and long-term investing, fixed annuities, and long-term care insurance and job cost. It also provides income tax preparation and planning services. One of the firm's associates, Jeremy Wilson, was certified by the California Tax Education Council to prepare taxes in California.