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Best Financial Advisors in Stockton
2021

We scored 78 Financial Advisors in Stockton, CA and Picked the Top 13

Here are the Picks:

Ascend Financial Management Inc.

Azevedo Inevstment Corp.

Capital Wealth Management

Dedicated Financial & Insurance Services Inc.

Levy Daniel & McGee Wealth Management

LifePath Wealth Advisors

Office of Kathryn Duclo Inc.

Phillips Financial

Scott R Marcus, CLU

The Salvetti Group

Valley Financial Services

VG Capital Financial Services LLC

Willson & Company

Why These Financial Advisors?

Our goal is to connect people with the best local experts. We scored Stockton Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

Reviewed Curated Top Picks 78 52 13

Our Selection Criteria:

  • 1. Availability

    Consistently approachable and responsive, so customers never feel ignored.

  • 2. Qualifications

    Building customer confidence with licensing, accreditations, and awards.

  • 3. Reputation

    A history of delighted customers and outstanding service.

  • 4. Experience

    Masters of their craft, based on years of practical experience and education.

  • 5. Professionalism

    Providing service with honesty, reliability, and respect.

Read more about our selection process

Ascend Financial Management Inc.

Ascend Financial Management Inc. was established in 2005 as a way to help small business owners succeed. The Stockton-based financial advisement firm offers a multitude of services including bookkeeping, data entry/cleanup, and taxes as well as financial planning and management. Ascend’s clients include owners and managers looking for accounting, payroll, and tax representation services. Ascend also provides self-service options via the Resources section of its website, the Client Portal, and its mobile apps available for iOS, Android, and Windows devices.

Click to Call

Stockton, CA 95207

Website

(209) 472-7378 Website

Reputation: A

More Info

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.

Online Profiles:

1 (Good)

Average Review Score:

5 / 5 (Best)

Total Reviews:

1 (Good)

Score Consistency:

Consistent (Best)

Azevedo Inevstment Corp.

Modesto-based Azevedo Investment Corp is led by husband and wife duo Sherry and Raymond Azevedo. Together, they have over 30 years of collective experience working with clients to plan a better future for themselves and their families. Services provided by the duo include insurance, retirement planning, financial management, asset allocation, business succession planning, and charitable giving. Azevedo Investment Corp.’s philosophy is simple: getting to know clients so the duo can give the best advice possible when it comes to saving, investing, and donating.

Click to Call

Modesto, CA 95356

Website

(209) 545-8336 Website

Capital Wealth Management

Capital Wealth Management, a financial investment firm located in Manteca, is part of the Cetera Financial Group’s Cetera Advisor Networks. Capital Wealth Management specializes in three areas: investments, insurance, and finance management. Their clients include individuals seeking savings or retirement planning advice to helping new business owners plan for start-up expenses. By getting to know their clients personally, Capital Wealth Management’s advisors help plan for clients’ needs, wants, and long-term goals. Additionally, their website has a wealth of information about estates and tax resources.

Click to Call

Manteca, CA 95336

Website

(209) 823-1474 Website

Dedicated Financial & Insurance Services Inc.

Dedicated Financial & Insurance Services Inc. provides complimentary consultations to help potential clients navigate financial planning. The Lodi-based business offers financial planning, investments, insurance, and Medicare insurance advice and encourages its clients to learn all there is to know about financially providing for their futures. Its online resources section and client center provides financial calculators, access to governmental resources concerning Medicare, and informative videos for readers wanting to save, invest, and fund a lifestyle that they love as they age.

Click to Call

Stockton, CA 95242

Website

(209) 625-8755 Website

Reputation: A

More Info

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.

Online Profiles:

2 (Better)

Average Review Score:

5 / 5 (Best)

Total Reviews:

4 (Good)

Score Consistency:

Consistent (Best)

Levy Daniel & McGee Wealth Management

Located in Lodi, Levy Daniel & McGee Wealth Management provides financial support to help individuals, families, farmers, and retirees plan for the future. The team of advisors at Levy Daniel & McGee Wealth Management are dedicated to evaluating their clients’ financial affairs so that goals and concerns can be addressed personally and effectively. Their services include multi-generational wealth management including the reduction of income tax, estate planning, insurance, business succession planning, healthcare and Medicare, charitable giving, and trusts.

Click to Call

Lodi, CA 95242

Website

(209) 263-0330 Website

LifePath Wealth Advisors

Based in Stockton, LifePath Wealth Advisors brings over forty years of collective experience to the table to help its clients plan for the future. Its advisors, Anthony Apostolidis and Kathleen Brandt seek to balance their clients’ long-term goals and dreams with their most immediate financial goals. Their services primarily focus on three areas — investments, financial planning, and insurance — and include bonds, Roth IRA, treasury notes, retirement plans, college plans, estate plans, disability income insurance, life insurance, and long-term care insurance.

Click to Call

Stockton, CA 95219

Website

(209) 956-7020 Website

Office of Kathryn Duclo Inc.

The Office of Kathryn Duclo Inc. Financial Planning is located in Manteca and has served individuals, farmers, and business owners since 1997. Specializing in health, investments, life insurance, long-term care, and managed money, Kathryn Duclo and her assistants work closely with clients’ CPs and Trust Attorneys to meet financial goals. In addition to winning a prestigious quality award from the National Association of Insurance and Financial Advisors, Kathyrn Duclo has served on the board for the Consumer Credit Counseling and the Stockton Business Leadership Summit.

Click to Call

Manteca, CA 95336

Website

(209) 825-8088 Website

Phillips Financial

Located in Lodi, the advisors at Phillips Financial consider themselves retirement specialists and have offered a hands-on approach to finances since 1983. The services provided by the firm include courtesy services, estate planning, financial planning, insurance services, retirement transitioning, and strategic asset management. Phillips Financial empowers its clients by providing abundant resources on its websites including a Client Center and Video Library. Clients are encouraged to submit inquiries before setting up an appointment to meet with a financial advisor.

Click to Call

Lodi, CA 95242

Website

(209) 367-0868 Website

Scott R Marcus, CLU

Scott R. Marcus, CLU is one of Northwestern Mutual’s financial and wealth management advisors located in Lodi. He approaches each client’s needs strategically to help clarify and prioritize individual goals. His services include disability income, business succession, estate, financial, and retirement planning as well as investment strategies, trust services, and business risk management. Additionally, he provides online resources such as articles and calculators to help potential clients create budgets and plan for their future.

Click to Call

Lodi, CA 95240

Website

(209) 481-3558 Website

The Salvetti Group

Founded by Nick and A.J. Salvetti, the Salvetti Group Wealth Advisors has locations in Stockton and Sacramento. They believe that by forecasting the needs of their clients (and help them prepare for the unexpected), the Salvetti Group can provide peace of mind for their clients. With business owners, professionals, executives, and retirees as clients, the firm’s long list of services include asset allocation and management, estate, financial, retirement, college, and tax planning, insurance and annuities, cash flow and risk analysis, and liability management.

Click to Call

Stockton, CA 95207

Website

(209) 546-6100 Website

Valley Financial Services

Lindsey Randolph founded Valley Financial Services in 1987 focusing on Tax Sheltered Annuities for schools employees and non-profit organizations, mutual funds, and investments. Since then, the business has expanded and his financial advisory services now include college funding, life insurance, long term care insurance, and retirement and estate planning. In addition to the office in Stockton, Valley Financial Services offers a variety of resources on their website regarding estate and tax planning, and cash management.

Click to Call

Stockton, CA 95207

Website

(209) 474-3465 Website

VG Capital Financial Services LLC

VG Capital Financial Services aims to help clients plan for a worry-free retirement. Based in Stockton, their retirement services focus on investment strategies, estate conservation, and risk management. Additional financial advisory services include senior health and wealth protection, asset accumulation and distribution strategies, and life insurance, income, college, long term-care planning, and final expense planning.

Click to Call

Stockton, CA 95219

Website

(209) 762-5929 Website

Reputation: A

More Info

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.

Online Profiles:

1 (Good)

Average Review Score:

5 / 5 (Best)

Total Reviews:

2 (Good)

Score Consistency:

Consistent (Best)

Willson & Company

Willson Financial Services have been offering financial advisory services to clients in Garden Grove for over 30 years. Led by certified financial planner Jeremy Willson and financial advisor Penny Van Der Meer, Willson Financial Services specializes in retirement planning, including investments and asset preservation, as well as income tax preparation and planning. Their website also offers resources to help potential clients learn more about investments, retirement, tax and cash and risk management.

Click to Call

Tracy, CA 95376

Website

(209) 832-2997 Website

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