Expertise.com

2024

Last updated:

Best Financial Advisors in Lubbock

Our Recommended Top 18

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Lubbock Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

68Reviewed

48Curated

18Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider
SmartAdvisor by SmartAsset logoFEATUREDExpertise.com

SmartAdvisor by SmartAsset

Lubbock, TX
  • Estate Planning
  • Financial Planning
  • Retirement Planning
  • Investment Management

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free Consultation

Lubbock, TX

Why choose this provider?

Need help contacting a Financial Advisor in Lubbock? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
Lubbock, TX 79424

Why choose this provider?

Vision Wealth Advisors is a Registered Investment Advisory firm based in Lubbock, Texas. Clients receive fee-only management for every part of their finances. Since the company provides independent advice, clients have access to investment opportunities that reflect their best interests. The company provides comprehensive financial planning with customized solutions for each client. It also offers passive asset management strategies that utilize award-winning financial science. Clients who are concerned about the future may benefit from its retirement planning strategies, and families may need the firm's college funding plans. Wealth Advisors was founded in 2011 by Danny Robles.

Website
Lubbock, TX 79424

Why choose this provider?

AIM Advisory Group is a comprehensive financial planning and investment management company based in Lubbock. It focuses on working with growing families and successful businesses to forge an ongoing relationship with clients. Founder Justin Price, a certified financial planner, has been working with clients since 2005. Justin focuses on risk mitigation, tax reduction strategies, asset management, and comprehensive financial planning. Every potential client receives a free consultation to demystify their assets and goals. The company also provides investment management services and insurance policies for individuals. Additionally, business owners receive information about group savings and retirement plans. AIM gives clients free access to varying financial calculators to educate them about their finances.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
5308 114th Street, Lubbock, TX 79424
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Tax Preparation

Why choose this provider?

Bonner & Smith, LLC, is a Lubbock-based financial advisory firm acting in a fiduciary capacity. Since its foundation in 2007, it has been offering integrated solutions that include planning finances​, retirement income, taxes, risks, investments, and estates. The role of its team also covers designing portfolios, implementing strategies, providing reports, and monitoring. Co-founders Susan D. Smith and Keith Bonner hold the Certified Financial Planner designation. Additionally, Smith is a Certified Estate and Trust Specialist.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
8721 Milwaukee Avenue, Lubbock, TX 79424
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Launched in 1999, PFG Advisors is a financial advisory firm that serves clients in Lubbock. It was established when the firm's partners decided to put their individual practices together in order to create a more comprehensive practice. It offers services like student loan refinancing, risk management, corporate retirement plans, and wealth management. It also provides options for business, retirement, and estate planning, as well as financial services for Texas Tech employees. Its financial planning service is available for individuals, business owners, and families.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
5004 122nd Street, Lubbock, TX 79424

Why choose this provider?

Alpha Capital Strategies is a Lubbock business consisting of financial advisors and professionals serving clients in and around the metro. The company specializes in financial planning and wealth management services, assisting clients in understanding markets and their personal finances. Additionally, it offers industry-specific services in oil and gas, medical, and agricultural sectors. The financial planning company also provides business services to business owners. Alpha Capital Strategies has existing partnerships with The Nautilus Group and Eagle Strategies LLC.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)
Facebook
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
Lubbock, TX 79424
  • Certified Financial Planner (CFP)

Why choose this provider?

Jacobson Wealth Management serves individuals and families in the Lubbock metro. The company provides a variety of financial advising services, including estate preservation, insurance review, and investment analysis. The business was formed in 2019 by Kirby Jacobson, a Certified Financial Planner and Chartered Financial Analyst with over a decade of industry experience. The company serves customers as a fiduciary and focuses on goals-based portfolio management. Jacobson Wealth Management also offers cash flow and education planning.

License Verified:

License: verified

Investment Adviser Public Disclosure Database, SEC

Website
3814 24th Street, Lubbock, TX 79410
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Tax Planning

Why choose this provider?

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Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (6)
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
PO Box 2744, Lubbock, TX 79408
  • Certified Financial Planner (CFP)

Why choose this provider?

Evensky & Katz Foldes Financial is a wealth management firm that serves Lubbock. The firm has been providing affluent clients with solutions to their financial issues for more than three decades. Helping a total of more than 800 clients, the company's financial advisors use a specialized financial planning program to evaluate every aspect of a client's current resources, needs, and risk tolerance. In 2015, Deena Katz-Evensky was named by Investment Advisor as one of "35 for 35," influential financial leaders for the last 35 years.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
601 Main Street, Lubbock, TX 79401
  • Estate Planning
  • Private Wealth Advisor
  • Retirement Planning
  • Tax Planning

Why choose this provider?

Green & Deckert is a financial advisory company that provides investment management and strategic financial planning services to clients in the Lubbock metro area. The firm focuses on retirement income planning, Medicare education and planning, and Social Security optimization. Additionally, it can help with asset management and estate planning. Greg Deckert and D. Brad Green, the firm's founding financial advisors, are also certified public accountants who can assist clients with tax strategy planning and tax management.

Website
611 University Ave. Suite 220, Lubbock, TX 79401
  • Certified Financial Planner (CFP)

Why choose this provider?

BentOak Capital is a financial advisory firm that has been serving Lubbock and nearby areas since 1994. It offers various wealth management solutions, such as tax, estate, and insurance planning. Its team also helps clients plan for retirement. The process involves developing annuity income strategies and investment income plans. In addition, BentOak Capital's financial advisors offer debt and cash flow management services. The firm was featured in various media outlets, including Forbes and CNBC.

License Verified:

License: 173563

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
12002 Trafalgar Avenue, Lubbock, TX 79424
  • Certified Financial Planner (CFP)
  • Tax Preparation
  • Tax Planning

Why choose this provider?

The Advisors Group is a financial planning and investment advisory company that serves clients in Lubbock and its surrounding areas. It offers a wide array of financial and wealth management services, including investment accounts, transfers of assets, and tax consultation services. John Russell, the firm's founder and president, founded the business in 1978 to help clients with their financial objectives and risk tolerance, and provide appropriate financial planning strategies. He is a member of the Financial Planning Association and the International Association of Advisors in Philanthropy. 

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1500 Broadway, Lubbock, TX 79401
  • Certified Financial Planner (CFP)

Why choose this provider?

Peacefield Wealth Solutions is a financial advising firm that offers its services to the residents of Lubbock and the surrounding metro areas. It provides assistance in various aspects, including retirement and investment planning, risk management, estate planning, and tax strategy. Founder Eric Sawyer is a Certified Financial Planner. He assists a broad range of clients, such as business owners, doctors, attorneys, and company executives. He is also a former instructor for the Department of Personal Financial Planning at Texas Tech University.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
12513 Quaker Avenue, Lubbock, TX 79424
  • Estate Planning

Why choose this provider?

Johnston Wealth Management, LLC is a firm operating in Lubbock. Bringing more than 40 years of experience in the field, it offers a wide range of customized solutions including financial planning, investment management, retirement strategies, tax-advantaged plans, and insurance and risk management. One of its financial advisors, Barry Johnston, entered the industry in 1997 and specializes in handling individual IRAs and providing qualified retirement plans for small businesses. Additionally, Johnston served as the former board president of Lubbock Meals on Wheels.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
7021 Kewanee Avenue, Lubbock, TX 79424
  • Retirement Planning

Why choose this provider?

Debra Hedgcoth is a wealth adviser and certified financial planner associated with West Texas Investments, which serves Lubbock and the surrounding areas. She offers a wide range of services, including financial strategy and goals-based planning, wealth management, and benefit plan analyses. Debra worked for the IRS for over 25 years, gaining valuable experience and knowledge in tax law. She shares this knowledge with her clients, along with investment information and up-to-date strategies, to help build their wealth and make informed decisions about their finances.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
611 University Avenue, Lubbock, TX 79401
  • Retirement Planning

Why choose this provider?

West Texas Financial Planning serves individuals and businesses in Lubbock and the surrounding areas. Its services cover all areas of financial management, including retirement planning, estate planning, insurance planning, education planning, and investment planning. Additionally, it helps business owners attract and retain qualified employees through benefit packages. With over 18 years of experience, the firm focuses on assisting clients in developing a financial strategy that is tailored to their specific needs and short- and long-term goals.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
7818 Orlando Avenue, Lubbock, TX 79423
  • Certified Financial Planner (CFP)

Why choose this provider?

Pennington, Bass & Associates is a financial services firm that has been serving the residents of Lubbock and the surrounding areas for more than 60 years. It helps clients manage their financial resources through services such as money management, investment portfolio management, and estate management. It also offers tax planning and retirement planning services. Financial planner Mark Bass has been working in finance for more than 45 years. He has been named one of the top wealth advisors in Texas by Forbes Magazine.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • Do financial advisors in Lubbock have a fiduciary duty towards their clients?

    Financial advisors in Lubbock are not all required to have a fiduciary duty towards their clients. However, it can be advantageous to hire a financial advisor who does have a fiduciary duty. These advisors, typically associated with SEC-registered businesses or operating as Registered Investment Advisors (RIAs), are bound by law to prioritize their client's interests above their own.

  • Can a financial advisor in Lubbock help with tax planning?

    Yes, a financial advisor in Lubbock can help you make informed financial decisions, offering guidance in areas involving tax, retirement, and estate planning. However, for specialized tax advice or concerns involving complex tax issues, it is recommended to consult with certified public accountants or attorneys practicing tax law for tailored advice.

  • What licenses or certifications should a financial advisor in Lubbock have?

    To work as a financial advisor in Lubbock, individuals typically need specific licenses and certifications. These include the Series 65 exam for those offering investment advice or managing portfolios, and the Series 7 and Series 66 exams for those involved in securities transactions and providing investment advice. However, holding some professional designations like Certified Financial Planner (CFP), Chartered Investment Counselor (CIC), Personal Financial Specialist (PFS), Chartered Financial Analyst (CFA), and Chartered Financial Consultant (ChFC) can exempt individuals from these exams.

  • Are financial advisors in Lubbock required to be licensed?

    Financial advisors in Lubbock must be licensed according to the products, services, and compensation they provide. Common licenses include Series 6 for selling investment products, Series 7 for selling various investment products, Series 63 for conducting business within a state, Series 65 for fee-based advisors, and Series 3 for selling real estate, life insurance, and commodities.

  • How can you verify a financial advisor's credentials in Lubbock?

    In Lubbock, you can verify a financial advisor’s credentials by visiting the Investment Adviser Public Disclosure (IAPD) website at https://adviserinfo.sec.gov/. The website allows you to search for an Investment Adviser firm and access their registration form ("Form ADV"). It also checks FINRA's BrokerCheck system to determine if the entity is a Brokerage firm. Additionally, you can search for individual investment adviser representatives and review their professional backgrounds, including current registrations, employment history, and disclosures regarding disciplinary events.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.