Expertise.com
Get Listed

Best Financial Advisors in Birmingham

2023

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls
Financial Advisors FAQs 〉

Last updated:

SmartAdvisor by SmartAsset logo
FEATUREDExpertise.com

SmartAdvisor by SmartAsset

Website
Birmingham, AL
  • Estate Planning
  • Investment Management
  • Retirement Planning
  • Financial Planning

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free Consultation

848-BookPro
Birmingham, AL

Why choose this provider?

Need help contacting a Financial Advisor in Birmingham? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
23 Inverness Center Parkway, Birmingham, AL 35242
  • Certified Financial Planner (CFP)

Why choose this provider?

Founded in 2017, OneAscent Wealth is a financial advisory firm serving the Birmingham metro and the surrounding areas. It provides comprehensive solutions such as financial planning, tax planning, retirement planning, estate planning, investment management, and legacy coaching to individuals and institutions. Its staff creates customized strategies that align with clients' values and investments. The firm is a member of the Shelby County Chamber. CEO Harry Pearson is a Certified Financial Planner, Certified Kingdom Advisor, and Chartered Retirement Planning Counselor.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (10)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
2200 Lakeshore Drive, Birmingham, AL 35209
  • Estate Planning
  • Retirement Planning

Why choose this provider?

BHK Holdings, LLC in Birmingham, Alabama is a financial planning and investment management firm that offers services to clients in the metro. The firm was founded by John G. Brock, a financial advisor who started his career in 1972. Some of the firm's services include retirement planning, asset allocation strategies, wealth independence planning, fiduciary risk management, and savings advice. BHK Holdings also has extensive experience working with individuals, families, foundations, institutional investors, and non-profit organizations.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
3932 Crosshaven Drive, Vestavia Hills, AL 35243
  • Certified Financial Planner (CFP)

Why choose this provider?

Clark Financial Advisors serves clients in Birmingham and neighboring cities. Its team is committed to helping clients achieve their financial goals through education and advisory. Its financial planners provide training related to the management of inheritance and efficient acquisition by medical practitioners and individual and family financial planning solutions. Clark Financial Advisors also provides professional sports planning where it teaches and guides athletes in preparing for their future through tax planning, contractual design, budgeting, and proper investment planning.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
800 Shades Creek Parkway, Birmingham, AL 35209
  • Certified Financial Planner (CFP)

Why choose this provider?

McClellan Wealth Management is a financial planning practice that serves Birmingham and the surrounding areas. The boutique firm offers a wide selection of wealth management solutions, including financial planning, investment management, and estate and trust planning. The firm also provides risk assessment analysis, retirement planning, educational planning, philanthropic planning, and executive benefits planning services. Josh Slocum, the founder of the firm, holds an Accredited Investment Fiduciary (AIF®) designation. Slocum had nine years of industry experience before launching the firm.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (10)
Google
5.0 / 5 (2)

Website
1900 28th Avenue South, Birmingham, AL 35209
  • Retirement Planning
  • Insurance Products
  • Tax Planning

Why choose this provider?

Edgewood Wealth Advisors is a financial planning firm serving Birmingham and its surrounding metros. It assists clients in setting financial goals and creating a comprehensive plan that secures their assets. Its team of advisors handles investment accounts, retirement plans, budgeting, tax planning, and business valuation. They also help clients access and select life and disability insurance policies. Its founder, Joe Stephens, was born and raised near the metro and currently serves in the Homewood Commercial Development Authority Board.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (1)

Website
4505 Pine Tree Circle, Birmingham, AL 35243
  • Estate Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Vision Financial Group provides people throughout the Birmingham metro with financial management solutions. It offers guidance in risk assessment and investment planning for a variety of purposes such as wealth accumulation, family protection, and asset preservation. The company's team of advisors uses its Vision 20/20 strategy to assist clients in making decisions that are consistent with their values and goals. This strategy includes personal meetings with clients, gathering their financial data, and clarifying their goals as part of the discovery process.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Website
1512 Alex Drive, Birmingham, AL 35210
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Insurance Products

Why choose this provider?

Gambrell Financial Advisors has been serving the Birmingham metro and its surrounding communities for over 38 years. It procures financial solutions that suit its clients' needs, from smart investing strategies to tax planning. Its team of financial advisors also offers Social Security, retirement, and estate planning services. It also assists clients in choosing annuities and insurance policies. Its founder, Dean Gambrell, is a Certified Financial Planner who served two terms as President of the Alabama Chapter of the International Association for Financial Planning.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
6647 Green Drive, Trussville, AL 35173
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Falkner Financial Advisors serves individuals, families, and business owners in Birmingham. It develops goal-based financial security plans that are designed to meet its clients' short-term and long-term goals and can include insurance and investment products. The team of advisors also specializes in asset allocation, business succession, and retirement planning. It is run by Butch Falker, a CFP professional who has been serving in the industry since 1976 and is a founding partner of the Financial Service Center of Alabama.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2712 18th Place South, Birmingham, AL 35209
  • Private Wealth Advisor
  • Retirement Planning

Why choose this provider?

Leavell is an independent investment management company established in 1979. It helps individuals, families, and businesses in Birmingham strategize financial plans through custom portfolios, tax-aware investing, asset allocation, and personal trust accounts. It also handles retirement, pension, and profit-sharing plans. Additionally, the company assists non-profit organizations and foundations in managing endowments. Founder Thomas W. Leavell is a member of the CFA Institute. He is also the portfolio manager of The Government Street Equity Fund and The Government Street Mid Cap Fund.

License Verified:

License: 107890

Investment Adviser Public Disclosure

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Website
31 Inverness Center Parkway, Birmingham, AL 35242
  • Retirement Planning

Why choose this provider?

Timberchase Financial LLC is a wealth management and financial planning firm serving the Birmingham metro since 2004. It uses a consultative process for its investment management, tax mitigation, estate planning, asset protection, and charitable assistance services. The company specializes in helping physicians, expatriates, and especially families undergoing significant transitions, such as widowhood, divorce, retirement, and adoption. As a fiduciary, Timberchase Financial works on behalf of its clients, minimizing potential conflicts of interest.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
3410 Independence Drive, Birmingham, AL 35209
  • Estate Planning
  • Retirement Planning

Why choose this provider?

Money Management Services, Inc. is a financial advisory firm serving clients in Birmingham. It offers comprehensive financial planning, investment and portfolio management, retirement planning, and tax strategies. Its team designs custom financial plans for important life events, including retirement, estate transfers, business succession, education, and divorce. Chairman and CEO Donald R. Rice is a CFP and AIF professional who co-founded the firm in 1992. Rice and his firm have been recognized in various industry publications such as Bloomberg News Magazine and Investment News.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2318 2nd Avenue North, Birmingham, AL 35203
  • Estate Planning
  • Retirement Planning

Why choose this provider?

Shades Creek Wealth Advisors is a financial advisor that serves clients in Birmingham and the surrounding areas. The company offers a variety of services, such as professional asset management, comprehensive financial planning, estate planning, and charitable planning. Guidance with alternative investments for investors is also provided by the company. This privately held company is led by Hamilton Poynor. He is a third-generation financial advisor whose family has been working in the financial sector since 1934.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
101 25th Street North, Birmingham, AL 35203
  • Financial Planning

Why choose this provider?

Bridgeworth Wealth Management is an investment advisory firm that has been serving the Birmingham area since 2008. Financial planning has always been its core service, and it involves an initial meeting, strategy development, plan presentation, implementation, and monitoring. Its advisors help clients transition to retirement by assessing their financial goals and recommending appropriate strategies to achieve them. Bridgeworth Wealth Management, which comprises over 24 Certified Financial Planners, was listed as one of the Top 300 Registered Investment Advisers by Financial Times from 2017 to 2020.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.6
Google
4.6 / 5 (40)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
2201 Cahaba Valley Drive, Birmingham, AL 35242
  • Retirement Planning

Why choose this provider?

Strauss Financial Group is an independent financial advisory practice that has been serving individuals since 1988. The boutique firm offers customized financial plans and has assisted clients who are going through a divorce, retirement issues, and life transitions. The firm acts in a fiduciary standard, providing clients with advice and working with them to develop a customized financial plan. Company president Arthur Strass is a second-generation financial advisor and was listed among Birmingham Business Journal's Rising Stars of Money in 2017.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (20)
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
3500 Blue Lake Drive, Birmingham, AL 35243
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Capstone Financial Group, LLC, serves families, individuals, and businesses throughout Birmingham. It offers a broad range of financial products and services, including retirement strategies, estate conservation strategies, investments, insurance and annuity products, and portfolio management. Doug Ingram, the president and CEO of the company, carries more than 30 years of experience in the industry and is a member of the National Association of Insurance and Financial Advisors. He also holds the Accredited Investment Fiduciary designation.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
3168 Cahaba Heights Road, Vestavia Hills, AL 35243
  • Estate Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

GrandView Financial Group, LLC, offers customized financial planning services in Birmingham. It helps clients in personal finance including budgeting, spending, and guidance in life events. It assists families and businesses with insurance, investments and management, and retirement planning services. The firm also empowers clients to pass on their wealth with its charitable gifting strategies and estate planning services. GrandView Financial Group supports organizations such as the Boy Scouts of America and Kiwanis Club.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
1901 6th Avenue North, Birmingham, AL 35203
  • Retirement Planning

Why choose this provider?

Chris D Waltman, a financial professional in Birmingham, helps clients attain financial security for their families and businesses. Waltman holds various designations and certifications, such as CLU, ChFC, CASL, and CLTC. He serves as a representative of Northwestern Mutual that offers a range of financial services and products. It includes financial planning, retirement planning, education funding, estate planning, and business planning. Additionally, Waltman assists clients in managing their investments and long-term care needs.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail
Back to top

Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • Are financial advisors in Birmingham required to disclose their fees upfront?

    Financial advisors in Birmingham are legally required to disclose their fees and compensation upfront. They must inform clients about the different types of fees they may charge, including commissions, sales charges, markups, and management fees. Moreover, financial advisors must also disclose details about their services, potential conflicts of interest, and any disciplinary history they may have, per the regulations set by the Securities and Exchange Commission.

  • What are the advantages of hiring a financial advisor in Birmingham?

    Hiring a financial advisor in Birmingham offers numerous benefits. Since they possess local expertise in the area's economy, market trends, and investments, they can provide tailored advice and help create personalized financial plans based on your circumstances. Additionally, they can assist with retirement planning and wealth growth while allowing you to focus on long-term goals over short-term market changes. Their expertise in various financial domains can also help keep you informed about industry trends, tax regulations, and investment strategies.

  • What should you consider when choosing a financial advisor in Birmingham?

    When choosing a financial advisor in Birmingham, you must consider their experience and professional background to ensure they have relevant licenses and certifications. Also, check if their client profile matches your needs and prioritize effective communication skills. Additionally, you must evaluate the advisor's fee structure in relation to their expertise and service quality.

  • What is the difference between fee-only and fee-based financial advisors in Birmingham?

    In Birmingham, the distinction between fee-only advisors and fee-based advisors lies in their compensation structure. Fee-only advisors solely receive payment from their clients through fees and do not earn any additional compensation, such as commissions. On the other hand, fee-based advisors may earn commissions from the sale of certain products in addition to the fees they charge.

  • Are financial advisors in Birmingham required to be licensed to sell life insurance?

    Yes. In Birmingham, selling life insurance and fixed annuities requires licensing through the Alabama Department of Insurance. This involves completing a pre-licensing course, passing the life insurance producer examination, and fulfilling continuing education requirements. Holding the Chartered Life Underwriter designation exempts individuals from taking the state's life insurance examination.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.

Back to top