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Best Financial Advisors in Waukesha

2024

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Providers

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Website
N14W23833 Stone Ridge Dr #350, Waukesha, WI 53188
  • Estate Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Global View Capital Management is an advisory firm that helps Waukesha residents with their financial goals. It provides diversified financial planning services that integrate aspects such as investment advisory, insurance, and asset management. Its analysts assist clients in the financial planning process, from consultation and assessment to action plan creation and progress tracking. The firm was established by President Dina Fliss in 2010. Fliss is active in the community, serving the Concord Coalition, a bipartisan group advocating for fiscal responsibility.

License Verified:

License: 158292

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (27)
Google
5.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
N19 W24400 Riverwood Dr. Suite 350, Waukesha, WI 53188
  • Certified Financial Planner (CFP)

Why choose this provider?

Endowment Wealth Management is a financial advisory firm that caters to clients in Waukesha and the surrounding communities. It follows 3D endowment investment philosophy to provide fiduciary wealth management services and coordinates portfolios to help obtain wealth preservation. It offers investment consulting, advanced planning, and relationship management. The company has offices in six locations and serves clients in 18 states. Rob Riedl, the firm's CEO, was recognized by Investopedia as part of the Top 100 Advisors in 2019.

License Verified:

License: 108652

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
675 North Barker Road Suite 220, Brookfield, WI 53045
  • Certified Financial Planner (CFP)

Why choose this provider?

Freedom Wealth Alliance is a registered investment advisory firm that serves individuals, families, and businesses in the Waukesha area. It helps clients secure their financial objectives by providing financial planning, retirement planning, tax planning, and investment management services. Its team also guides them in estate and insurance planning. Committed to guiding clients to stay on track with their goals, the independent firm assists them in analyzing potential risks and implementing strategies that mitigate them.

License Verified:

License: 170456

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (6)
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
W233 N2080 Ridgeview Parkway Suite 200, Waukesha, WI 53188
  • Certified Financial Planner (CFP)

Why choose this provider?

Anchor Wealth Partners provides financial planning and management services in Waukesha. It employs a personalized, needs-oriented approach for both retired clients and pre-retirees who wish to preserve their assets and secure disability and long-term care insurance. Its team also educates clients on guidelines involving investments, estate conversion, and wealth preservation, as well as the details behind available products and options. The firm's president, Eric Corbeg, is a CFP who began his career in the industry as a financial advisor for Waddell & Reed in 2011.

License Verified:

License: 5940281

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
6329 West Mequon Road, Mequon, WI 53092
  • Retirement Planning

Why choose this provider?

Spectrum Investment Advisors is a privately held and independent firm that offers financial services to individuals and businesses in Waukesha and the surrounding communities. The firm builds customized portfolios that help clients build, preserve, and manage their wealth. It also consolidates accounts into one to provide clients with a simplified and complete view of their investments. Financial planning services are also available. President Manuel Rosado has been in the investment management and retirement planning industry since 1999.

License Verified:

License: 108669

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Google
4.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
405 N. Calhoun Rd., Suite 106, Brookfield, WI 53005
  • Certified Financial Planner (CFP)

Why choose this provider?

Choice Advisors works with clients in Waukesha and the surrounding areas. It offers a wide variety of services, such as financial and small business consulting, insurance, education, and succession planning. It also offers expense management and tax preparation services, as well as investment portfolio analysis to keep clients informed about the performance of their investments and to make necessary adjustments. In addition, the team provides tax-advantaged investing to reduce tax liabilities and asset management plans to ensure portfolios are properly managed.

License Verified:

License: 2761499

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
N27W23957 Paul Rd. Suite 102, Pewaukee, WI 53072
  • Tax Planning

Why choose this provider?

Fischer Wealth Management is a team of financial advisors serving individuals, families, and business owners in Waukesha and the surrounding areas. It offers various solutions to help people protect their investments and achieve their financial goals. Its investment planning process includes assessing risk tolerance, determining ways to reduce risks, implementing money management strategies, and regular portfolio monitoring. It also assists in legacy planning and provides retirement savings recommendations depending on each client's individual tax situation.

License Verified:

License: 1594785

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.4
Google
4.0 / 5 (4)
Facebook
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
N 7 W 23765 Bluemound Road, Waukesha, WI 53188
  • Certified Financial Planner (CFP)

Why choose this provider?

Kave Family Financial caters to families and individuals in the Waukesha metro and nearby areas. It provides investment management and estate planning and conservation services to help customers achieve their financial goals. The company also deals with matters involving retirement planning and offers life insurance products to protect clients in case of unexpected events. One of its specialists, Rick Kave, is a financial advisor who has been in the industry for more than two decades.

License Verified:

License: 123913

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.8
Google
4.8 / 5 (5)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1233 North Mayfair Road Suite 308, Wauwatosa, WI 53226
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

NettWorth Financial Group caters to clients in the Waukesha metro and the surrounding communities. It helps individuals and businesses manage and maximize their wealth by offering financial planning services. Its plans encompass fiscal areas, such as education, estate, income, and retirement. It also reviews the customers' portfolios, helping them make informed financial decisions. Its process involves discussing the clients' concerns and goals, evaluating their risk tolerance, and recommending suitable investment plans. NettWorth Financial Group has been in operation for over 25 years.

License Verified:

License: 7461

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
2665 South Moorland Road Suites 100 & 212, New Berlin, WI 53151
  • Insurance Products

Why choose this provider?

Du Charme Financial Group serves individuals, families, and businesses in the Waukesha area. Committed to assisting people who are looking to sort out their finances, the company’s professionals inquire into a client's aspirations and then recommend financial options. They offer tactical money management, independent insurance solutions, and business valuations. Its financial advisors, Robert Du Charme and Eric Becker, are recipients of the Five Star Wealth Manager award and were featured in The Wall Street Journal and Milwaukee Magazine.

License Verified:

License: 4418715

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.4
Google
4.4 / 5 (7)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
N22 W27847 Edgewater Drive, Suite 101, Pewaukee, WI 53072
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Shakespeare Wealth Management has been serving individuals and families in Waukesha since 1999. It provides a wide selection of financial services, including investment management, business succession and retirement planning, and career counseling. The company also deals with tax planning, which covers tax bracket maximization, long-term care deductions, and tax cliffs prevention. In addition, its agents furnish life and long-term care insurance policies. Owner and president Kevin Regardon is a CFP who is a member of the NAPFA and the FPA.

License Verified:

License: 111950

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
N35 W23877 Highfield Court Suite 200, Pewaukee, WI 53072
  • Certified Financial Planner (CFP)

Why choose this provider?

Ellenbecker Investment Group, Inc. helps individuals in the Waukesha area to plan for and leave a financial legacy for their families. Its team of financial advisors provides coaching services in the areas of budgeting, holiday spending, investments, and wealth building. They  also provide solutions such as online and traditional tax preparation. Karen Ellenbecker, the firm's founder and senior wealth advisor, has nearly 35 years of industry experience. She also hosted AM1130's "Money Sense" radio show for nearly three decades.

License Verified:

License: 173851

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.3
Google
4.3 / 5 (6)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
Milwaukee, WI 53201
  • Certified Financial Planner (CFP)

Why choose this provider?

Hilltop Financial Advisors serves professionals, entrepreneurs, and families in Waukesha. Dedicated to helping clients reach their ideal life, the company provides financial planning services, such as budgeting and investment management, and works with experts in the fields of taxation and insurance. Additionally, the company walks students through the process of loan repayment. Its owner, Erik Kroll, is a Certified Financial Planner. He is a member of the National Association of Personal Financial Advisors.

License Verified:

License: 274030

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
20935 Swenson Dr Ste 150, Waukesha, WI 53186
  • Private Wealth Advisor

Why choose this provider?

Tim Rennicke is a wealth advisor who offers financial guidance and support to clients in and around the Waukesha metro. He provides various financial solutions, such as investments, annuities and mutual funds, Roth and traditional IRAs, and health, life, and disability income insurance plans. Rennicke is a Certified Financial Planner and Retirement Income Certified Professional. He works for Thrivent, a Fortune 500 company that has provided financial services for more than a century.

License Verified:

License: 5236894

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.8
Google
4.8 / 5 (29)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • What are the current retirement savings statistics and legislative efforts that people in Waukesha should know?

    Residents in Waukesha should be aware of the 2022-enacted SECURE Act 2.0. Waukesha's retirement plans will change as a result of this measure, which also increases tax credits for initiating business retirement plans and eliminates auto-enrollment choices. According to this law, employees can start contributing to Roth IRAs with no administrative fees at age 18 and companies may be fined for not offering retirement options.

  • What are the types of alternative investments in Waukesha, and what are their benefits?

    Waukesha residents have access to hedge methods, private equity, and real assets as alternative investments. Your present income can go up thanks to these investments, and your portfolio's volatility can go down. However, because they are not subject to the same regulatory standards as mutual funds, they also carry hazards, including the possibility of illiquid interests and large transfer limits.

  • What is a fiduciary financial advisor, and do they exist in Waukesha?

    In Waukesha and other metros in Wisconsin, there are fiduciary financial advisors who are legally bound to act in your best interest. These committed experts place a high value on developing lasting and trustworthy connections with their clients. They are dedicated to assisting them in achieving financial freedom by upholding a high standard of service.

  • What is the payment structure for fiduciary firms and their advisors in Waukesha?

    In Waukesha, fiduciary firms and their advisors are compensated through a fee-only system. They are free of conflicts brought on by proprietary products and don't charge commissions or performance-based fees. The fees are normally withdrawn from the client's account on a monthly basis and are determined as a percentage of the assets under management.

  • What are the expenses not covered by Medicare in Waukesha?

    In Waukesha, Medicare does not cover certain expenses, leaving individuals responsible for these costs. Notably, the local Medicare plan excludes hearing aids, acupuncture, cosmetic surgery, regular foot care, and eye tests for glasses prescriptions. Residents should be aware of these exclusions and, if necessary, investigate other coverage choices.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.