Expertise.com

2024

Last updated:

Best Financial Advisors in Round Rock

Our Recommended Top 9

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Round Rock Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

35Reviewed

24Curated

9Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider
SmartAdvisor by SmartAsset logoFEATUREDExpertise.com

SmartAdvisor by SmartAsset

Round Rock, TX
  • Estate Planning
  • Financial Planning
  • Investment Management
  • Retirement Planning

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
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Price: Free Consultation

Round Rock, TX

Why choose this provider?

Need help contacting a Financial Advisor in Round Rock? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
1000 Heritage Center Circle, Round Rock, TX 78664
  • Certified Financial Planner (CFP)

Why choose this provider?

Leap Wealth Management, LLC, guides clients in Round Rock in setting finances towards achieving their goals. It advises individuals in managing cash flow to reach their objectives for the future like a comfortable retirement. They also manage individuals' investment 401(k) portfolios, implement strategies to mitigate financial risks, and plan their estate and assets. Founder Chris Leap is a CFP with 27 years of financial planning experience. He was recognized as a top financial adviser in Dallas-Fort Worth by D Magazine.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.8

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
105 E. Main St., Round Rock, TX 78664
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

TNT Financial Services, Inc., caters to clients in Round Rock. Its team helps individuals manage their assets so that they can meet current and future expenses. The company also assists with selecting insurance policies, setting up an estate, and planning for retirement with a stable income throughout a client's golden years. In addition, its team helps choose investments that suit a person's risk tolerance. One of its advisors, Sam Bakir, is a Certified Financial Planner with more than 30 years of business experience.

Website
Austin, TX
  • Certified Financial Planner (CFP)

Why choose this provider?

Thrifty Scotty Financial is an investment management firm serving clients in Round Rock. It assists clients in reaching their financial goals through financial planning services, including income and spending balancing, debt management, retirement planning, and estate planning. The owner, Scotty Wallace, established the firm in 2018. He is an independent Certified Financial Planner who utilizes his experiences as a TV news reporter and professional pilot to help clients manage their finances. Scotty provides financial protection similar to the purpose of the establishment of Scottish clans.

Website
310 West Main Avenue, Round Rock, TX 78664
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Advanced Wealth Strategies Group is an investment group providing financial advisory services in Round Rock. It assists clients with managing assets, planning for retirement, establishing an estate plan, and calculating social security benefits. It also handles business planning concerns and helps both new and established business owners increase tax efficiency. In 1989, the firm was founded by John E. Levee, who provided clients with counsel through complex financial situations for over 20 years.

Website
109 South Harris Street, Round Rock, TX 78664
  • Certified Financial Planner (CFP)

Why choose this provider?

Headquartered in Round Rock, Chrisholm Trail Financial Group is a financial services firm catering to individuals and business owners in Texas. Its advisors and planners offer products and information to clients to help them build a comprehensive financial roadmap. The company covers various services, including retirement planning, estate conservation, and insurance protection. It also drafts investment and tax management strategies. The firm's president, Bruce Bessner, is a Certified Financial Planner with over 30 years of industry experience.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
3038 Covington Pl, Round Rock, TX 78681
  • Tax Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Established in 2003, Ankerstar Wealth is a Round Rock-based financial planning firm that helps clients maximize their wealth and financial independence. It offers various services, such as assistance with Money Guide Elite to help individuals manage their emergency, retirement, and college funds. Founder Steve Ankerstar provides custom wealth management plans to individuals by understanding their needs. Ankerstar, who has three decades of experience in financial and investment markets, performed pro bono works while serving the Air Force to assist veterans and their families.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.2
Facebook
4.1 / 5 (22)
Google
5.0 / 5 (3)

Website
401 Congress Avenue Suite 1100, Austin, TX 78701
  • Certified Financial Planner (CFP)

Why choose this provider?

Established in 1991, Maxwell Locke & Ritter is a locally-owned and operated CPA firm with offices in Round Rock and Austin. The company offers audits, tax services, and due diligence services throughout Central Texas. Its affiliate, ML&R Wealth Management, provides personalized investment management services such as investment advisory and fiduciary compliance and support to help people achieve their financial goals. The firm supports over 290 nonprofit organizations and community-sponsored events outside of the business.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
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Detail
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FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • In Round Rock, what are the things you can do to start saving for the future?

    To start saving for the future, you need to consider kids' tuition, mortgage, and long-term savings. You should also strengthen your workplace benefits and make smart decisions on how you can handle your finances. Lastly, you should manage cash reserves wisely to protect your lifestyle and goals in Round Rock.

  • What can you do to pursue your financial goals in Round Rock?

    You should access a diversified portfolio of investments to pursue your financial goals in Round Rock. You also need to seek advice and investment support. A financial advisor or planner can provide you with point-in-time and ongoing investment recommendations to achieve short-term and long-term financial goals. He or she also processes insurance policies and offers cash management solutions that can cover your everyday living expenses.

  • How does fee-based asset management work in Round Rock?

    Financial planners or advisors in Round Rock earn one-time commissions on specific products, including non-traded public real estate investment trusts, non-traded public business development companies, variable annuities, and oil & gas partnerships or real estate LLCs that are not held in a managed brokerage account. Their asset management fees depend on the percentage of assets they manage.

  • What possible financial or tax issues could you face when you retire in Round Rock?

    If you will be retiring soon in Round Rock, you might face several financial or tax issues as your lifestyle and income sources change. First, when you reach the age of 72, you must start taking withdrawals from your SEP, SIMPLE, IRA, and other retirement plan accounts. You may also pay federal or state taxes on your benefits depending on how much income you have from other sources.

  • Why should individuals in Round Rock acquire long-term disability insurance?

    Individuals in Round Rock should acquire long-term disability insurance to protect them from possible risks in the future. It protects policyholders from financial difficulties in case of loss of employment due to illnesses or injuries. Long-term disability insurance also provides financial assistance to keep your investment strategies and savings intact.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.