Expertise.com

2024

Last updated:

Best Financial Advisors in Rock Hill

Our Recommended Top 6

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Rock Hill Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

22Reviewed

15Curated

6Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider
SmartAdvisor by SmartAsset logoFEATUREDExpertise.com

SmartAdvisor by SmartAsset

Rock Hill, SC
  • Estate Planning
  • Retirement Planning
  • Financial Planning
  • Investment Management

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free Consultation

Rock Hill, SC

Why choose this provider?

Need help contacting a Financial Advisor in Rock Hill? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
305 Oakland Avenue, Rock Hill, SC 29730
  • Certified Financial Planner (CFP)

Why choose this provider?

Palmetto Investment Consultants, LLC, serves individuals and businesses in Rock Hill. It helps clients pursue and achieve their financial and lifestyle goals by crafting, implementing, and monitoring retirement plans and investment strategies. The company offers securities through SIPC and FINRA member, LPL Financial, and investment advice through Independent Advisor Alliance. It also has calculators to estimate college savings and determine risk tolerance. John S. Sloop Jr. is a certified financial planner who has been serving the area since 1997.

License Verified:

License: 2499839

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
127 Ben Casey Dr. Suite 104, Fort Mill, SC 29708
  • Certified Financial Planner (CFP)

Why choose this provider?

Vertex Capital Advisors provides financial solutions to individuals and businesses in Rock Hill and the surrounding communities. The firm creates strategies that are in line with its clients' financial resources and goals. It implements plans and strategies to help secure its clients' financial futures, and it continuously monitors and reviews their progress. Other services include charitable giving, estate planning, probate, and trusts. Ross Marynell, a founding member, also works as an investment advisor representative at Advisory Alpha, LLC.

License Verified:

License: 5882004

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Website
744 Arden Lane Suite 175, Rock Hill, SC 29732
  • Certified Financial Planner (CFP)

Why choose this provider?

King Wealth Partners helps Rock Hill residents in achieving financial goals. The firm provides a wide selection of financial planning services, including investment management, employee benefits review, long-term care and insurance guidance, and small business planning. Its professionals assist clients in each step of the process, from initial discussion and strategizing to plan implementation and monitoring. Firm founder and CEO Will King was born and raised in Rock Hill and is a CFP and CFS.

License Verified:

License: 306661

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (13)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
596 Herrons Ferry Rd 5th Floor, Rock Hill, SC 29730
  • Estate Planning
  • Tax Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

BNA attends to the wealth management needs of individuals and businesses in Rock Hill. Its team works with clients to help them achieve their financial goals for retirement and homeownership. The business also guides individuals who have undergone divorce to sort out their financial situations. Its accountants prepare tax returns and provide strategies that help people avoid paying unnecessary taxes. BNA was founded in 1977 by Bernie Ackerman. He is a Certified Public Accountant and Certified Financial Planner. Ackerman volunteers for Foundation for Fort Mill Schools.

License Verified:

License: 39326

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.4
Google
3.9 / 5 (18)
Facebook
4.9 / 5 (18)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • Is Rock Hill tax-friendly for real estate investors?

    Rock Hill and all areas of the state have one of the lowest property taxes in the country. The state's average is 0.57% while the national average is 1.07%. The York County Assessor's Office can help someone figure out property taxes in Rock Hill. It is located in the Government Center at 6 South Congress St York, SC 29745, and can be reached by phone at 803-684-8526. Its email address is assessor@yorkcountygov.com.

  • Why would wealthy individuals in Rock Hill work with independent wealth managers instead of big banks?

    Due to governmental constraints, big banks shifted the focus of their services away from being personalized, making them unable to deliver the service expectations that high-wealth individuals in Rock Hill look for. On the other hand, independent wealth managers have imbued personalized services as the core of their business model. They are most likely to deliver fiduciary standards as opposed to banks that may have sales quotas. These managers are also not restricted to working in offices and can move around freely to deliver concierge services to wealthy families with members dispersed in different locations.

  • What are some of the basic ways an investor in Rock Hill can manage investment risks?

    There are two basic strategies to manage investment risks: diversification and asset allocation. These strategies can manage risks that come from the system, that is, markets and economies, and individual risks, which are from a concentrated source such as a company. Additionally, insurance products and hedging strategies can also contribute to risk mitigation, although these may entail additional costs. An investor in Rock Hill can put themselves in a better position when it comes to risks by working with a registered investment advisor.

  • Are there factors someone in Rock Hill should consider before trading options?

    Yes, someone in Rock Hill who is interested should know that trading options may lead to significant financial loss although these can potentially lead to higher returns for a minimal investment. There are also an array of option contracts to choose from such as indexes, futures contracts, and stocks. It can allow an investor to speculate in the market and strategize creatively. Finally, options can be used as a hedge for stock or commodity investments.

  • Is there a way to check the registration of a stockbroker in Rock Hill?

    Verify the registration of the stockbroker with the South Carolina Office of the Attorney General, Securities Division. The contact number is (803) 734-9916 and its mailing address is: Office of the SC Attorney General Securities Division P. O. Box 11549 Columbia, SC 29211-1549 The online BrokerCheck tool of FINRA is also a good way to check if a stockbroker in Rock Hill is duly registered.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.