Best Financial Advisors in Utica

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Financial Advisors FAQs

Last updated: October 1, 2022

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SmartAdvisor by SmartAsset

Utica, NY

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

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Adirondack Financial Services

185 Genesee Street Suite 210, Utica, NY 13501

Estate Planning
Certified Financial Planner (CFP)
Retirement Planning
Insurance Products
Tax Planning

Adirondack Financial Services caters to high-net-worth individuals, nonprofit organizations, small business owners, and corporations in Utica. The company offers financial planning and investment advisory services, including retirement, education fund, tax, Medicare, and insurance planning. It helps employers formulate and administer retirement benefits for their employees through qualified retirement plans. CEO William F. Locke is a chartered financial analyst with more than 20 years of experience in investment counseling and trust management. He also serves as director of Adirondack Bank.

Advanced Group Financial Services & Class Advisors

2508 Genesee Street, Utica, NY 13502

Retirement Planning

Advanced Group Financial Services & Class Advisors serves clients in Utica. It offers a wide range of services, from retirement, business succession, and social security planning to college funding strategies. It also provides assistance for school employees with buying back time and assistance with tier reinstatement. Its employer plans include products from FES Installations and Rich Nimey’s Sales and Service. On the firm's website, clients can use various calculators, such as those for annuity comparison and retirement savings.

Ascent Wealth Partners

89 Genesee Street, New Hartford, NY 13413

Estate and Trust Specialist

Ascent Wealth Partners is an independent firm that caters to people living in Utica and the surrounding areas. It helps individuals take charge of their finances by providing them with advice regarding investment strategies, financial and estate planning, wealth transfer, and tax mitigation. Ascent Wealth Partners has 700 clients with $1,050,000,000 assets under management. One of the company's partners, Scott C. McCartney, brings almost 15 years of experience in the industry and holds the CFA designation.

Caruso McLean

130 Lomond Court, Utica, NY 13502

Estate Planning
Insurance Products
Tax Planning
Retirement Planning

Caruso McLean is a customized asset, investment, and wealth management company that serves clients in Utica. Its services focus on specific requirements, interests, and long-term goals, whether investing to generate wealth, protect the family, or maintain assets. Its team offers financial planning services involving college plans, money management, and retirement plans. It also assists in various investments, including common stock, educational IRA, bonds, and government securities. President and founding partner Gregory B. McLean has over 35 years of industry experience.

CG Capital

139 Genesee Street, New Hartford, NY 13413

Certified Financial Planner (CFP)

CG Capital is a financial life management firm serving individuals, families, and business owners in Utica. It helps create long-term plans customized to the need of each client, looking into their community, health and wellness, passion, contributions, and opportunity. CG Capital assists with wealth accumulation, taxes, risk management, retirement planning, and estate planning. One of its co-founders, Dennis D. Coughlin, is a Certified Financial Planner who has been in the industry since 1996. He has earned the AIF designation.

Master Planners & Associates, LLC

16 Kellogg Road, New Hartford, NY 13413

Certified Financial Planner (CFP)

Master Planners & Associates, LLC, offers financial advisory services to clients in Utica and the neighboring areas. It guides individuals in planning for retirement, taxes, and estates and manages risks through insurance policies like life and health, long-term care, and disability. Its investment management solutions include mutual funds, college savings plans, managed accounts, traditional IRA, real estate investment trusts, and brokerage accounts. The firm's owner Lon C. Merritt has been in the industry since 1976 and holds a Certified Financial Planner designation.

Nelson & Strife Financial Group

9273 Kellogg Rd., New Hartford, NY 13413

Certified Financial Planner (CFP)

Nelson & Strife Financial Group serves residents and business owners in Utica and its surrounding locations. The firm provides clients with various products and services, which include guiding them through the process of developing financial blueprints. Its solutions include reviewing its clients' individual situations and personal goals, analyzing their needs, creating and executing strategies, and coordinating their financial activities. Thomas J. Nelson, the president of the firm, used to serve as the president of the Utica Industrial Development Corporation and a board member of the Salvation Army.

Strategic Financial Services

114 Business Park Drive, Utica, NY 13502

Certified Financial Planner (CFP)

Strategic Financial Services is a firm that serves Utica. It offers long-term investment and financial planning services to help individuals and families manage their wealth and secure their future. Through its “The Discovery Moment” process, it performs holistic views of its clients’ personal and financial lives and executes strategies that align with their objectives, which include charitable and contingency planning, education, and retirement. Before establishing his firm in 1979, founder Alan Leist Jr. previously held management positions in different companies.

Tanner Claude Stewart

19 Campion Rd, New Hartford, NY 13413

Estate Planning
Retirement Planning
Investments
Business Services

Tanner Claude Stewart, a Northwestern Mutual wealth management advisor for over a decade, works with individuals and businesses in Utica and neighboring areas. Stewart and his team provide individualized financial plans that include education funding, estate planning, and retirement planning. They also advise on matters involving investment strategies and educate clients on best wealth management practices. Stewart is a Chartered Financial Consultant and a recipient of the 2013-2014 Quality Award from the National Association of Insurance and Financial Advisors.

Van Meter & Van Meter, LLC

2502 State Route 5, Utica, NY 13502

Retirement Planning
Tax Planning

Van Meter & Van Meter, LLC, is a comprehensive financial planning firm serving clients in Utica. It caters to individuals looking to save and invest for the future and those planning for their retirement. Its professionals develop a long-term financial plan by determining the individual's goals and visions. The company has an investment management process to emphasize the allocation and diversification of assets and utilize wealth preservation and tax management strategies. It also offers risk management, charitable giving, and second opinion services.

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Frequently Asked Questions

Q: Should I hire a financial advisor before buying a house?

A: While not always necessary, a financial advisor could help you decide how large of a mortgage to apply for, how much money to put down, and how to balance the purchase with other savings and investment goals.

Q: What experience should I look for in a financial advisor?

A: If you have specific goals or a unique financial situation, look for a financial advisor with expertise in that area. For example, some financial advisors specialize in working with millennials or focus on socially responsible investing.

Q: Can my financial planner help with taxes?

A: Financial advisors aren’t necessarily accountants or tax preparers, so don’t expect them to prepare your taxes for you. However, they may be able to provide tax-related advice to help you optimize your returns and deductions. If you need an advisor who can file your taxes, look for one who is also a CPA (Certified Public Accountant).

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