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Best Financial Advisors in Utica

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2023
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SmartAdvisor by SmartAsset logo
FEATURED
Free Consultation

SmartAdvisor by SmartAsset

Utica, NY
  • Estate Planning
  • Financial Planning
  • Investment Management
  • Retirement Planning

Business Description

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Yelp
4.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
Detail
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Price: Free Consultation

Expertise.com Concierge Service logo
FEATURED
Free booking service | Call 848.Book.Pro!

Expertise.com Concierge Service

Utica, NY

Business Description

Need help contacting a Financial Advisor in Utica? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Adirondack Financial Services logo
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License Verified:

License: 126155

Investment Adviser Public Disclosure Database, SEC

Adirondack Financial Services

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185 Genesee Street Suite 210, Utica, NY 13501
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Insurance Products
  • Tax Planning

Business Description

Adirondack Financial Services caters to high-net-worth individuals, nonprofit organizations, small business owners, and corporations in Utica. The company offers financial planning and investment advisory services, including retirement, education fund, tax, Medicare, and insurance planning. It helps employers formulate and administer retirement benefits for their employees through qualified retirement plans. CEO William F. Locke is a chartered financial analyst with more than 20 years of experience in investment counseling and trust management. He also serves as director of Adirondack Bank.

License Verified:

License: 126155

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Advanced Group Financial Services & Class Advisors logo
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Advanced Group Financial Services & Class Advisors

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2508 Genesee Street, Utica, NY 13502
  • Retirement Planning

Business Description

Advanced Group Financial Services & Class Advisors serves clients in Utica. It offers a wide range of services, from retirement, business succession, and social security planning to college funding strategies. It also provides assistance for school employees with buying back time and assistance with tier reinstatement. Its employer plans include products from FES Installations and Rich Nimey’s Sales and Service. On the firm's website, clients can use various calculators, such as those for annuity comparison and retirement savings.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Ascent Wealth Partners logo
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Ascent Wealth Partners

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89 Genesee Street, New Hartford, NY 13413
  • Estate and Trust Specialist

Business Description

Ascent Wealth Partners is an independent firm that caters to people living in Utica and the surrounding areas. It helps individuals take charge of their finances by providing them with advice regarding investment strategies, financial and estate planning, wealth transfer, and tax mitigation. Ascent Wealth Partners has 700 clients with $1,050,000,000 assets under management. One of the company's partners, Scott C. McCartney, brings almost 15 years of experience in the industry and holds the CFA designation.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Caruso McLean logo
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License Verified:

License: 126084

Investment Adviser Public Disclosure Database, SEC

Caruso McLean

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130 Lomond Court, Utica, NY 13502
  • Estate Planning
  • Insurance Products
  • Tax Planning
  • Retirement Planning

Business Description

Caruso McLean is a customized asset, investment, and wealth management company that serves clients in Utica. Its services focus on specific requirements, interests, and long-term goals, whether investing to generate wealth, protect the family, or maintain assets. Its team offers financial planning services involving college plans, money management, and retirement plans. It also assists in various investments, including common stock, educational IRA, bonds, and government securities. President and founding partner Gregory B. McLean has over 35 years of industry experience.

License Verified:

License: 126084

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
CG Capital logo
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CG Capital

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139 Genesee Street, New Hartford, NY 13413
  • Certified Financial Planner (CFP)

Business Description

CG Capital is a financial life management firm serving individuals, families, and business owners in Utica. It helps create long-term plans customized to the need of each client, looking into their community, health and wellness, passion, contributions, and opportunity. CG Capital assists with wealth accumulation, taxes, risk management, retirement planning, and estate planning. One of its co-founders, Dennis D. Coughlin, is a Certified Financial Planner who has been in the industry since 1996. He has earned the AIF designation.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Master Planners & Associates, LLC logo
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Master Planners & Associates, LLC

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16 Kellogg Road, New Hartford, NY 13413
  • Certified Financial Planner (CFP)

Business Description

Master Planners & Associates, LLC, offers financial advisory services to clients in Utica and the neighboring areas. It guides individuals in planning for retirement, taxes, and estates and manages risks through insurance policies like life and health, long-term care, and disability. Its investment management solutions include mutual funds, college savings plans, managed accounts, traditional IRA, real estate investment trusts, and brokerage accounts. The firm's owner Lon C. Merritt has been in the industry since 1976 and holds a Certified Financial Planner designation.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Nelson & Strife Financial Group logo
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License Verified:

License: 2263522

Investment Adviser Public Disclosure Database, SEC

Nelson & Strife Financial Group

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9273 Kellogg Rd., New Hartford, NY 13413
  • Certified Financial Planner (CFP)

Business Description

Nelson & Strife Financial Group serves residents and business owners in Utica and its surrounding locations. The firm provides clients with various products and services, which include guiding them through the process of developing financial blueprints. Its solutions include reviewing its clients' individual situations and personal goals, analyzing their needs, creating and executing strategies, and coordinating their financial activities. Thomas J. Nelson, the president of the firm, used to serve as the president of the Utica Industrial Development Corporation and a board member of the Salvation Army.

License Verified:

License: 2263522

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)
Facebook
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Strategic Financial Services logo
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License Verified:

License: 109677

Investment Adviser Public Disclosure Database, SEC

Strategic Financial Services

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114 Business Park Drive, Utica, NY 13502
  • Certified Financial Planner (CFP)

Business Description

Strategic Financial Services is a firm that serves Utica. It offers long-term investment and financial planning services to help individuals and families manage their wealth and secure their future. Through its “The Discovery Moment” process, it performs holistic views of its clients’ personal and financial lives and executes strategies that align with their objectives, which include charitable and contingency planning, education, and retirement. Before establishing his firm in 1979, founder Alan Leist Jr. previously held management positions in different companies.

License Verified:

License: 109677

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.4
Google
5.0 / 5 (6)
Yelp
1.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Tanner Claude Stewart logo
Visit WebsiteWebsite

License Verified:

License: 5692565

Investment Adviser Public Disclosure Database, SEC

Tanner Claude Stewart

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19 Campion Rd, New Hartford, NY 13413
  • Estate Planning
  • Business Services
  • Retirement Planning
  • Investments

Business Description

Tanner Claude Stewart, a Northwestern Mutual wealth management advisor for over a decade, works with individuals and businesses in Utica and neighboring areas. Stewart and his team provide individualized financial plans that include education funding, estate planning, and retirement planning. They also advise on matters involving investment strategies and educate clients on best wealth management practices. Stewart is a Chartered Financial Consultant and a recipient of the 2013-2014 Quality Award from the National Association of Insurance and Financial Advisors.

License Verified:

License: 5692565

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Van Meter & Van Meter, LLC logo
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Van Meter & Van Meter, LLC

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2502 State Route 5, Utica, NY 13502
  • Retirement Planning
  • Tax Planning

Business Description

Van Meter & Van Meter, LLC, is a comprehensive financial planning firm serving clients in Utica. It caters to individuals looking to save and invest for the future and those planning for their retirement. Its professionals develop a long-term financial plan by determining the individual's goals and visions. The company has an investment management process to emphasize the allocation and diversification of assets and utilize wealth preservation and tax management strategies. It also offers risk management, charitable giving, and second opinion services.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail