Best Financial Advisors in Schenectady

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Last updated: October 1, 2022

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Schenectady, NY

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

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CAP COM Financial Services, LLC

4 Winners Circle, Albany, NY 12205

Certified Financial Planner (CFP)

CAP COM Financial Services, LLC, has been catering to customers in the Schenectady metro and the surrounding areas since 1989. It helps individuals achieve their financial independence goals by offering planning services. Its process involves identifying the clients' needs and priorities and evaluating their risk tolerance. It builds and manages portfolios through asset allocation, model research, and continuous monitoring and rebalancing. John M. Shartrand, the chief investment officer, holds the Accredited Asset Management Specialist and Chartered Financial Consultant designations.

Capobianco Financial Advisors

646 Plank Road Suite 209, Clifton Park, NY 12065

Certified Financial Planner (CFP)

Capobianco Financial Advisors Group caters to clients throughout Schenectady and the nearby areas. Principal Anthony J. Capobianco has been serving the local community for more than 35 years, supporting individuals and businesses in the accumulation, conservation, and transfer of wealth to help them reach their long-term financial goals. The firm's advisors help with investing principles and strategies; risk management and planning for long-term care, disability, and life insurance; retirement investing and distribution strategies, and estate conservation issues.

Del-Sette Capital Managment

1332 Union Street, Schenectady, NY 12308

Retirement Planning

Del-Sette Capital Management is a full-service financial advising company that serves clients in Schenectady and nearby areas. The firm focuses on providing individuals, families, and business owners with investment management, retirement planning, and wealth management services. Its team of financial planners, paraplanners, and client service advocates has over 50 years of combined experience in financial planning. The group takes a proactive approach to address its client's financial situations. Bill Del-Sette, the company's founder, brings over 14 years of financial advising experience.

Generations Planning Group

2020 Western Ave, Albany, NY 12203

Certified Financial Planner (CFP)

Generations Planning Group is a local firm that has been serving individuals, families, and businesses in Schenectady and the surrounding communities for more than a decade. It provides tax, estate, retirement income, and college fund planning services. Its team assists clients in selecting life, long-term care, and disability insurance policies and creating investment portfolios that include stocks and bonds, mutual funds, and annuities. Certified Financial Planners Susan Schell and Dominick J. Panetta have over four decades of combined financial services experience.

Graypoint

4 Tower Place Suite 1001, Albany, NY 12203

Retirement Planning

Graypoint has been catering to individuals, families, and nonprofit organizations in the Schenectady metro and the surrounding communities since 2019. The company's team helps clients grow their wealth and manage their current assets by offering financial planning services. It also advises on cash flow, estate, and income tax. The business also provides investment management solutions. Daniel Nolan, the company's CEO, holds an undergraduate degree in finance. He serves as a trustee for Albany Law School.

Herweyer Financial

242 Union Street 1st Floor #11, Schenectady, NY 12305

Retirement Planning

Herweyer Financial is a privately owned advisory firm that serves clients throughout Schenectady and the nearby communities. The firm is owned and operated by Steven Herweyer, a full-time financial advisor since 2006 who offers a wide range of financial products and services to individuals and business owners customized to suit their vision and objectives. This includes cash flow management, Medicare planning, final expense policies, estate conservation, retirement strategies, and investment management. Herweyer holds the designations of Chartered Financial Consultant and Retirement Income Certified Professional.

Kellman Barnes Financial Planning

1473 Erie Blvd Suite 202, Schenectady, NY 12305

Certified Financial Planner (CFP)
Retirement Planning

Kellman Barnes Financial Planning has been helping individuals and families throughout Schenectady for almost 50 years. Its financial advisors organize clients' financial information to be able to understand their individual situations and build plans that suit their needs and goals. They assist with financial, insurance, taxes, and retirement planning; investment management, and non-advisory services that include commissionable securities and insurance products such as annuities, life, disability, and long-term care insurance. As of October 2021, the firm has managed and administered over $175,000,000 in client assets.

Madison Wealth Managers

646 Plank Road, Suite 200, Clifton Park, NY 12065

Estate Planning
Certified Financial Planner (CFP)
Retirement Planning

Madison Wealth Managers is a full-service company that provides financial advice to the residents of Schenectady and nearby communities. It designs comprehensive plans that are based on clients' preferences, risk tolerance, and financial needs. The firm handles the investment management of clients’ assets prior to and during retirement. It also conducts risk analysis and tax management. The wealth management team of John Bryant and Daniel Polansky brings more than 30 years of experience to the local community.

Mengel Morse and Associates

3418 Carman Rd, Schenectady, NY 12303

Private Wealth Advisor
Retirement Planning
Insurance Products

Mengel Morse and Associates in Schenectady has been serving the community's financial needs since 2017. Its team members provide personalized advice on how to grow and protect one's financial resources. They help customers diversify their portfolios by advising them on investment options such as mutual funds. To assist in risk management, the team also provides indemnity products such as life and disability insurance, as well as annuity plans. Greg Mengel, the co-founder, holds the ChFC, CLU, and FIC designations.

Northeast Wealth Management, LLC

4 Executive Park Drive, Suite 18, Albany, NY 12203

Certified Financial Planner (CFP)

Northeast Wealth Management, LLC, has been serving clients in Schenectady for over three decades. It provides college financial aid, retirement planning, tax preparation, and insurance coverage selection services. It also considers asset allocation, risk tolerance, and time horizon factors when creating investment portfolios, including variable and fixed annuities, strategic asset management, separately managed accounts, and mutual funds. The independent firm conducts financial seminars for municipal agencies, schools, and private businesses. President and CFP Peter Laurenzo leads the National Financial Aid Practitioners Alliance.

Robert Kristel Accounting Firm

670 Franklin St,, Schenectady, NY 12305

Estate and Trust Specialist
Tax Preparation
Business Formation

Robert Kristel Accounting Firm caters to clients in the Schenectady metro and its nearby areas. It offers a wide array of financial services, including business succession and retirement planning, as well as bookkeeping and payroll administration. It also reviews clients' financial reports with the aim to provide them with better knowledge of their accounts. It also looks into investment portfolios to get the best possible returns. The firm has been in operation for more than 45 years.

Rosemont Financial Group

18 Corporate Woods Boulevard 2nd Floor, Albany, NY 12211

Estate Planning
Retirement Planning

Established in 2010, Rosemont Financial Group is an independent advisory firm serving individuals and businesses in Schenectady. Its advisors work closely with clients to determine their objectives and develop a plan based on their specific needs. They create a plan for asset management, accumulation, and distribution and develop retirement and business continuation plans. Insurance products are also offered, including term and permanent life coverage. One of its associates, Paul Coluccio, is a Certified Financial Planner who has been in the industry for over 12 years.

Simmons Capital Group

139 Meyer Road, Halfmoon, NY 12065

Private Wealth Advisor
Retirement Planning

Simmons Capital Group serves clients in Schenectady. It offers a wide range of services, from insurance and retirement planning to college and legacy planning. It offers a variety of insurance products intended to mitigate the risks that people encounter throughout their lives, such as understanding Medicare, replacing income, and planning for long-term care. One of the firm's partners is Audra K. Higgins, an insurance specialist who is enrolled in the Chartered Financial Consultant and Certified Life Underwriter programs.

SIP Financial Services

133 Saratoga Rd. Suite 5, Glenville, NY 12302

Certified Financial Planner (CFP)
Retirement Planning

SIP Financial Services assist individuals in the Schenectady area, providing investment management solutions based on clients' interests and distinct situations. The company educates its clientele in matters relating to income tax, estate tax, trusts, insurance, and prenuptial agreements to help them make informed financial decisions. Lanny Rosenbaum, the principal of SIP Financial Services, founded the company in 2007. He holds the Certified Financial Planner designation and is a member of the local and national chapters of the Financial Planning Association.

Thoroughbred Advisors

421 Troy Schenectady Rd, Latham, NY 12110

Certified Financial Planner (CFP)

Thoroughbred Advisors assists individuals and families in the Schenectady metro area with risk management. Through its offices in Latham and Queensbury, it provides financial advisory services, including financial and retirement planning and investment management. The company's representatives and advisers build connections with clients by meeting with them personally, analyzing their needs, and then guiding them through the process from planning to implementation and monitoring. It coordinates various parts of people's finances, such as products, plans, and professionals.

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Frequently Asked Questions

Q: Should I hire a financial advisor before buying a house?

A: While not always necessary, a financial advisor could help you decide how large of a mortgage to apply for, how much money to put down, and how to balance the purchase with other savings and investment goals.

Q: What experience should I look for in a financial advisor?

A: If you have specific goals or a unique financial situation, look for a financial advisor with expertise in that area. For example, some financial advisors specialize in working with millennials or focus on socially responsible investing.

Q: Can my financial planner help with taxes?

A: Financial advisors aren’t necessarily accountants or tax preparers, so don’t expect them to prepare your taxes for you. However, they may be able to provide tax-related advice to help you optimize your returns and deductions. If you need an advisor who can file your taxes, look for one who is also a CPA (Certified Public Accountant).

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