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Best Financial Advisors in Charlotte

2024

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Website
Charlotte, NC
  • Equity Compensation Planning
  • Business Exit Planning
  • Private Foundation Management
  • Tax Planning
  • Alternative Investments
  • Investment Management
  • Charitable Giving Strategies
  • Trust and Estate Planning
  • Private Wealth Advisor

Why choose this provider?

Venturi Private Wealth is an independent advisory firm that works with wealthy individuals, corporate executives, and entrepreneurs in Charlotte. Venturi's comprehensive offerings, which include customized financial planning strategies, sophisticated investment advisory, and multi-family office services, can assist customers in streamlining and simplifying the management of their wealth. The company's internal CFPs, insurance experts, and investment specialists create and implement customized financial solutions depending on clients' personal and professional conditions. Venturi Private Wealth has been in operation since 2015.

License Verified:

License: 169576

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.1
Google
4.1 / 5 (9)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Schedule A Call

Rate:
$2.5M minimum investment
SmartAdvisor by SmartAsset logo
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SmartAdvisor by SmartAsset

Charlotte, NC
  • Estate Planning
  • Financial Planning
  • Investment Management
  • Retirement Planning

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free Consultation

Website
Charlotte, NC
  • Investment Management
  • Wealth Management
  • Financial Planning
  • Chartered Financial Analyst (CFA)

Why choose this provider?

Jeff Headrick is the Founder and CEO of Inspire and has over 20 years of experience serving investors. Jeff's team of Certified Financial Planners and Chartered Financial Analysts comprise a deep reserve of talent and experience that can help elevate your financial plan. Our mission is to preserve and grow your wealth to have the most significant impact today and for generations to come. We also have the support of Charles Schwab and The Vanguard Group, who provide institutional quality investments and thought leadership for our clients. Inspire is a boutique financial planning and wealth management firm specializing in individuals and families with $1MM to $10MM in investable assets.

License Verified:

License: 4516694

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (32)
Google
5.0 / 5 (7)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
6135 Park South Drive STE 527, Charlotte, NC 28210
  • Certified Financial Planner (CFP)
  • Private Wealth Advisor
  • Retirement Planning
  • Comprehensive Financial Planning

Why choose this provider?

Epic Capital Wealth Management is a wealth management company based in Charlotte, North Carolina, with over 25 years of experience in the industry. It helps its clients in designing personalized financial planning and investment management strategies that meet their needs, and are per their wealth management, philanthropic, and legacy planning goals. The firm's services include impact investing, risk management, and estate, investment, tax, retirement, income, charitable, education, and employee benefits planning.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1927 South Tryon Street, Suite 205, Charlotte, NC 28203
  • Retirement Planning

Why choose this provider?

ACM Wealth Management is an independent financial advisory firm that services clients in Charlotte and its adjoining areas. Founded in 2009, the firm uses its Envision Process, which allows its advisors to create customized strategies and roadmaps to get and keep clients on track of their financial goals. Some of the firm's services include college expense planning, retirement planning, portfolio management, and insurance and risk management. The firm has been featured in known publications like The Wall Street Journal, Thomson Reuters, and Charlotte Business Journal.

Website
Charlotte, NC 28277

Why choose this provider?

Abiding Wealth Advisors offers a truly comprehensive range of financial advice and guidance. Its specialties include investment management, education planning, retirement planning, estate planning, tax planning, and trust solutions. It also provides strategic business advice, risk management services, and help with charitable giving.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
3530 Toringdon Way, Charlotte, NC 28277
  • Estate Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Charlotte Wealth Advisors offers comprehensive financial planning solutions to clients in Charlotte and its neighboring areas. Established in 2016, the firm offers a wide array of financial planning services such as investment planning, insurance planning, and estate planning. The business also offers wealth management services to high net worth and ultra-high net worth individuals and families, including capital gains planning, estate planning, and risk management. One of its financial advisors, Chad Pannell, has over 15 years of experience.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
5605 77 Center Drive, Charlotte, NC 28217
  • Private Wealth Advisor
  • Tax Preparation
  • Tax Planning

Why choose this provider?

Worth Advisors is an independent financial planning business serving clients in Charlotte. It offers a wide range of services that include tax planning, investment management, and wealth management. Its registered investment advisors comply with the ethical guidelines set by the CFP Board of Standards. Chief executive officer Glen E. Wright II established the firm to simplify the financial planning and investment management process. He has more than 15 years of industry experience, and he is the creator of a financial planning platform called CoachNetWorth.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (8)
Facebook
5.0 / 5 (7)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
227 West Trade Street, Charlotte, NC 28202
  • Certified Financial Planner (CFP)

Why choose this provider?

Parsec Financial is a registered investment advisor (RIA) that offers investment management, financial planning, tax planning, trust services, and business retirement services to over 1,890 families and businesses. Founder Bart Boyer started the firm in 1980 out of the lower level of his home before opening his first office in 1987 on Wall Street. Over 40 years later, the firm now has six offices across the state, one of which is in Charlotte.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
3.9

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
11215 North Community House Road, Charlotte, NC 28277
  • Estate Planning
  • Retirement Planning

Why choose this provider?

T.J. Faber is a financial advisor serving the Charlotte metro and nearby areas. Faber handles financial planning solutions, including retirement, asset allocation, insurance, education, and estate. In addition, this professional handles investment programs that come with two diversified managed portfolios: flex portfolios and Robo solutions. Faber has been a Certified Financial Planner since 2005. He holds a finance degree from a local university and has been a member of the Financial Planning Association since 2015.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (5)

Website
7733 Ballantyne Commons Parkway, Charlotte, NC 28277
  • Certified Financial Planner (CFP)

Why choose this provider?

Hobart Financial Group is an independent financial advisory firm that caters to clients in Charlotte. The company offers a range of financial and wealth management services, including asset protection, investment advisory, tax minimization planning, annuities, infinite banking, and life insurance. Hobart Financial Group carries over 10 years of industry experience. The firm was featured in a number of national media outlets such as The Wall Street Journal, Reuters, Fox Business, MarketWatch Radio, and CNBC.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
7615 Colony Road, Charlotte, NC 28226
  • Retirement Planning
  • Tax Preparation
  • Tax Planning

Why choose this provider?

Modera Wealth Management is an investment planner and financial advisory service in Charlotte that serves local individuals, families, medical professionals, executives, business owners, and retirees. Its services include retirement/life transitions, income tax strategy, investment management, estate planning, and family wealth transfer. It also offers risk management solutions and philanthropic planning. Modera Wealth Management was established by Gary Greenbaum of Greenbaum & Associates in 1983 as a fee-only advisory firm. In 1995, Greenbaum enters into a partnership with Tom Orecchio.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2108 South Boulevard, Charlotte, NC 28203
  • Retirement Planning
  • Insurance Products
  • Private Wealth Advisor

Why choose this provider?

Cannon Advisors is a company serving clients in Charlotte and the surrounding areas. The company is divided into Cannon Tax & Accounting and Cannon Advisors, with the latter providing financial planning services to clients. Services offered by Cannon Advisors include investment management and tax coordination as well as cash flow and debt management. Education, business, legacy, estate, and special planning services are also available. Tax consequences that arise from those services can be handled by Cannon Tax & Accounting.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.3
Google
4.0 / 5 (11)
Facebook
5.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
525 North Tryon Street, Charlotte, NC 28202
  • Estate Planning
  • Retirement Planning

Why choose this provider?

Since 2011, Sycamore Financial Planning has been helping clients in Charlotte with their financial goals. It offers financial planning services that include budgeting and debt reduction, education funds, investment management, insurance, and retirement strategies. It also handles long-term care planning to help clients protect their assets and achieve their future financial goals. The firm is founded by Chuck Clifton, a certified financial planner and divorce planning specialist. Clifton is also a member of the Garrett Planning Network and the NAPFA.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
6000 Fairview Road, Charlotte, NC 28210
  • Retirement Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Derse Morgen is an independent planning and investment firm serving Charlotte and the surrounding communities. It offers retirement planning services to members of the Baby Boomer generation who are nearing retirement and individuals and couples who recently retired. The firm also assists young professionals and people who are starting a business with planning their finances and investing. One of its financial advisors, Patrick Twiest, is a Chartered Financial Consultant and a Certified Financial Planning Practitioner.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (5)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
123 North Main Street, Belmont, NC 28012
  • Certified Financial Planner (CFP)

Why choose this provider?

Belmont Capital Advisors, Inc. is an independent firm that offers financial solutions to clients in Charlotte and the surrounding community. The services include retirement planning, investment planning, estate planning, IRA/401(k) rollovers and conversions, and tax planning strategies. Company founder Joseph Patrick Roop started his investment career in 1992. He was the advisor for several major banking institutions and investment firms before starting his own firm in 2009. Roop serves as the firm's President.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
15720 Brixham Hill Avenue, Charlotte, NC 28277
  • Certified Financial Planner (CFP)

Why choose this provider?

WealthPlan Financial Group provides holistic financial planning services to clients in the Charlotte area. The firm offers wealth management, risk management, and financial planning solutions to individuals, families, businesses, and corporations. It gives clients access to a wide range of products, such as mutual funds, annuities, equities, and life insurance. Services for alternative investments, including hedge fund programs and managed futures, are also available. WealthPlan Financial Group is affiliated with the Wilson Financial Group and Mann Capital Management.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (16)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
6836 Morrison Boulevard, Charlotte, NC 28211
  • Estate and Trust Specialist
  • Private Wealth Advisor
  • Tax Preparation

Why choose this provider?

Clearview Wealth Management is a financial advisory firm that caters to individuals and families in Charlotte and the surrounding areas. Its financial planning services include examination in various areas, such as cash flow management, employee benefits, estate and retirement planning, and generational transfers. In addition, it offers investment management solutions, such as disciplined rebalancing, portfolio diversification, regular reviews, and tax efficiency and expense control. William E. Clark, the president, is a member of the National Association of Personal Financial Advisors.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
516 North Tryon Street, Charlotte, NC 28202
  • Retirement Planning

Why choose this provider?

Linden Thomas and Company is a wealth management firm serving clients in Charlotte. It helps clients in achieving their financial goals by offering investment services that include estate planning, equity index management, and educational planning. Founder Stephen L. Thomas started his career with EF Hutton in 1987 where he learned the importance of portfolio management. Since 2008, the firm has been recognized for its contributions to the field of financial planning and wealth management by several magazines, including Forbes, Barron's, and Financial Times.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.8
Google
4.8 / 5 (46)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
3122 Fincher Farm Road, Matthews, NC 28105
  • Private Wealth Advisor

Why choose this provider?

Shepherd Wealth Partners is a financial advisory company serving clients in Charlotte and the local areas. It offers financial planning, biblically responsible investing, and wealth management. Shepherd Wealth Partners is owned by Charles Terry, who has been in the industry since 2006. He is a Certified Financial Planner and a mathematics major from a local university. Operations specialist Ritchie Brown has been in the back-office role in financial services since 1999. Brown previously worked as the trading director for a large registered investment advisor company.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (13)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • What factors should Charlotte residents take into account when searching for the best financial advisor to manage their wealth?

    When searching for a financial advisor in Charlotte, it is important for clients to assess whether the advisor acts as a fiduciary and is an independent investment management firm. Additionally, clients should inquire about the availability of a fee-only investment platform that operates without any commissions. It is also worth considering whether the financial advisor has established valuable wealth management relationships while still maintaining a personalized approach by being small enough to personally know his clients.

  • How can a holistic wealth management plan help Charlotte residents have a solid retirement?

    By adopting a holistic wealth management plan, Charlotte residents can establish a strong foundation for their retirement. This involves developing a comprehensive income planning strategy that safeguards against inflation while also formulating an investment plan that minimizes risk and shields clients' wealth from the unpredictability of the market. Moreover, integrating tax-deferred finances into a retirement plan helps mitigate tax liabilities, ensuring a more efficient wealth management approach.

  • What steps can residents of Charlotte take to verify whether a financial advisor acts as a fiduciary?

    Residents of Charlotte can determine if a financial advisor adheres to fiduciary standards through the use of various online sources. One such resource is NAPFA.org, which presents a directory of financial advisors who operate solely on a fee-only basis. Prospective clients can also conduct research on potential advisory firms using the adviser search tool provided by the SEC.

  • What are the benefits of working with a fee-only financial advisor in Charlotte?

    Engaging the services of a fee-only financial advisor can have advantages for residents of Charlotte, such as enhanced transparency. Fee-only advisors are committed to being forthright about their fees and the manner in which they are organized. Moreover, these advisors solely rely on compensation from their clients and do not accept commissions or incentives from providers of financial products. This eliminates potential conflicts of interest, ensuring that the advisor's recommendations are solely based on the client's best interests.

  • Are investment advisors and financial advisors the same thing in Charlotte?

    No. The term "investment advisor" pertains to a regulated individual or firm that has obtained registration with either the SEC or a state regulator. These advisors play a crucial role in assisting Charlotte clients in selecting and managing their investments. They take into account the unique needs and risk preferences of their clients to provide tailored recommendations. On the other hand, the term "financial advisor" is a more encompassing label that encompasses various types of financial professionals, each specializing in different areas.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.