Expertise.com

2024

Last updated:

Best Financial Advisors in Rochester Hills

Our Recommended Top 15

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Rochester Hills Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

32Reviewed

25Curated

15Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider
SmartAdvisor by SmartAsset logoFEATUREDExpertise.com

SmartAdvisor by SmartAsset

Rochester Hills, MI
  • Estate Planning
  • Retirement Planning
  • Financial Planning
  • Investment Management

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free Consultation

Rochester Hills, MI

Why choose this provider?

Need help contacting a Financial Advisor in Rochester Hills? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
2701 Cambridge Court, Suite 220, Auburn Hills, MI 48326
  • Certified Financial Planner (CFP)

Why choose this provider?

Cobblestone Financial Services caters to families and businesses in Rochester Hills. It offers to help each client develop and achieve financial goals, such as retirement funding and family savings. The company then creates a financial strategy to build up the client's funds through investments and trust funds. It also assists retirees and seniors in building estate plans, from education funding to inheritance accounts. Cobblestone Financial Services is run by Clayton Winkler, a Certified Financial Planner who used to be a counter-intelligence agent.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1055 E South Boulevard Suite 230, Rochester Hills, MI 48307
  • Certified Financial Planner (CFP)

Why choose this provider?

LifePlan Financial Advisory Group is a firm that assists individuals with managing their finances in the Rochester Hills metro. To help clients grow their assets and achieve their goals, it offers financial planning and investment management services. Focused on navigating the challenges in the financial markets, the team behind LifePlan Financial Advisory Group provides guidance as an accountability partner and coach. As a testament to its expertise and industry knowledge, the company is a part of the Certified Financial Planner community.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1700 W. Hamlin Rd. Suite 100, Rochester Hills, MI 48309
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Financial Planning

Why choose this provider?

Thomas J. DelPup is a financial professional that serves the Rochester Hills metro. DelPup, an attorney and Certified Financial Planner, provides a cross-discipline approach in handling financial, legal matters, and financial planning. He helps business owners, individuals, charitable organizations, and fiduciaries in retirement planning and investment portfolio auditing. Thomas DelPup has been guiding clients in achieving their financial goals for more than 30 years. He and his team assist in estate planning, and life insurance needs analysis.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2546 South Rochester Road, Rochester Hills, MI 48307
  • Certified Financial Planner (CFP)

Why choose this provider?

PAC Capital Management, Inc., offers financial services in the Rochester Hills area. Its advisors help individuals and families meet their short-term and long-term goals through financial planning. They assist in organizing budgets, choosing insurance policies, and setting up estates to ensure that clients' wealth goes to rightful beneficiaries. The company also partners with clients in managing their taxes and selecting investments that meet their future financial needs. Company president Peter Ciavaglia is a Certified Financial Planner and Chartered Financial Consultant.

Website
Waterford, MI
  • Estate Planning
  • Tax Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Patterson Advisors helps the residents of Rochester Hills obtain their financial dreams through goal-based financial planning. The process involves determining a client’s financial picture and visions to identify necessary actions. The firm’s analysis method also prevents excessive debts and helps prepare on-hand funds for short-term goals and emergencies. Patterson Advisors offers annual investment services, including an independent analysis of investment portfolios. Firm professionals David C. Patterson and Erin E. Preston are both Certified Financial Planners.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Website
1235 North Main Street Suite 150, Rochester, MI 48307
  • Certified Financial Planner (CFP)
  • Tax Planning

Why choose this provider?

Trinitas Planning Group offers fiscal advice to residents situated in Rochester Hills. It assists individuals with their investments, retirement funds, budgeting, and risk management. The advice factors in a person's risk tolerance, timelines, and goals. The group formulates strategies for lawfully minimizing the tax liabilities of customers. In addition, the enterprise aids in handling estates and preserving assets of testators and their families. Trinitas Planning Group employs a selection of finance, tax, and legal professionals to broadly counsel their customers.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
439 S Main St, Suite 250, Rochester, MI 48307
  • Financial Planning

Why choose this provider?

Rochester Wealth Strategies is an independent firm that caters to families and individuals in the Rochester Hills metro area. It provides a wide range of financial and retirement planning services, including goal monitoring, probability analysis, business succession planning, and estate and beneficiary review. The company also creates 401(k), SEP, IRA, and Roth plans. In addition, Rochester Wealth Strategies deals with investment management, which covers inflation and longevity protection and asset allocation. 

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1700 W. Hamlin Road, Suite 100, Rochester Hills, MI 48309
  • Investment Management
  • Financial Planning

Why choose this provider?

Blackheath Capital Management is a financial planning and investment advisory firm in Rochester Hills. The firm is part of a nationwide network of independent advisors who help clients make informed decisions regarding their financial and investment plans. It provides individuals, businesses, and charitable foundations with guidance in financial planning, investment, and insurance matters. Thomas J. DelPup, the founder, is a licensed attorney and Certified Financial Planner. He carries more than 30 years of experience in the areas of financial planning and investment management.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Website
3121 University Drive Suite 180, Auburn Hills, MI 48326
  • Certified Financial Planner (CFP)

Why choose this provider?

Melone Private Wealth assists clients in Rochester Hills. Individuals and families can get help with managing their finances for current and future needs. Its team advises people on budgeting, insurance policies, and tax planning. The company also provides retirement and estate planning services, along with helping clients with investment portfolios that meet their goals and suit their risk tolerance. Managing member Lou Melone is a Certified Financial Planner with more than 25 years of experience in financial services.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
950 W. University Dr., #103, Rochester, MI 48307
  • Certified Financial Planner (CFP)

Why choose this provider?

Keystone Financial Services, LLC offers customized financial programs to the locals of Rochester Hills. The company's professionals have a fiduciary responsibility to act in the best interest of their clients as Investment Advisor Representatives. Some of the services it offers include investment consulting on asset management, retirement planning, and IRA consolidation; insurance consulting on life, annuities, long-term care, and health; tax consulting and return preparation; and business continuation plans. Leonard Brunkey, Certified Financial Planner, founded Keystone Financial Services in 1988.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1460 Walton Blvd., Suite 65, Rochester Hills, MI 48309
  • Retirement Planning

Why choose this provider?

DDR Wealth Advisors serves families and individuals in the Rochester Hills metro. It provides wealth management services, including charitable estate and tax analysis and asset-specific planning. The company also crafts personalized wealth protection and transfer strategies to help clients achieve financial security. In addition, it offers long-term care, term and permanent life, and disability income insurance policies. Founder Dennis Richardson received the Horizon Award for Young Professional of the Year in Financial Services from Detroit Regional Chamber of Commerce in 2010.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
3121 University Drive Suite 100, Auburn Hills, MI 48326
  • Certified Financial Planner (CFP)

Why choose this provider?

Total Financial Guide Advisors helps clients in the Rochester Hills area. Individuals and families can consult the firm about organizing their finances for current and future expenses. The firm helps create a financial plan that includes cash flow management, insurance policy selection, and estate planning. Its team also advises clients on settling their taxes and creating investment portfolios to finance their long-term goals. Company owner George Barnhart served as chair of the Financial Planning Association of Michigan.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
3069 University Dr. Suite 200, Auburn Hills, MI 48326
  • Retirement Planning

Why choose this provider?

Wiklund & Bond Financial Services, Inc., provides wealth management advice to individuals residing in Rochester Hills. The company counsels its customers on where to invest their savings and how to minimize their tax liabilities within legal parameters. The firm assesses a client's goals, and the resulting plan is adjusted as situations change due to contingencies such as marriage or divorce. Senior Partner Craig M. Wiklund has 30 years of experience in asset management. In his free time, he serves in the community's church.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • How can you become a Chartered Financial Analyst in Rochester Hills?

    A Chartered Financial Analyst certification in Rochester Hills requires a four-year bachelor's degree from a CFA University Affiliation Program Partner, including the Michigan State University Board College of Business. CFA candidates must be undergraduate students within 11 months of graduation and pass six-hour three-level examinations. To become a CFA, applicants are also mandatory to have at least 4,000 hours or three years of industry experience.

  • Where do investment advisers register to operate in Rochester Hills?

    Investment advisors in Rochester Hills managing less than $100 million assets are required to register with the Michigan Department of Licensing and Regulatory Affairs, while those who handle over $100 million are mandatory to register with the Securities and Exchange Commission. They must also submit a Form U-4 and Supplemental Application Form and pay a $225 filing fee. On the other hand, federal and state-level investment advisors should register in the Investment Adviser Registration Depository system.

  • What investment products do investment advisors typically sell in Rochester Hills?

    In Rochester Hills, investment advisors buy and sell various investment products, such as Initial Public Offerings, individual bonds and stocks, and annuities and insurance-related policies. They also provide exchange-traded funds, separately managed accounts, and mutual fund accounts. However, these professionals are only eligible to sell these products if they are licensed and registered with the Securities and Exchange Commission.

  • How do financial planners in Rochester Hills charge for their services?

    Financial planners in Rochester Hills charge various compensation methods, like flat or hourly rates and commission-based. The hourly rate of financial planners is typically between $110 to $450, while some charge a fee ranging from 0.25% to 1% of the assets they manage. Commission-based planners charge lower fees as they benefit from the insurance and investment products they sell. However, these costs depend on various factors, such as the scope of financial planning and the financial planners' credentials and designations.

  • What are the 529 college savings plans in Rochester Hills?

    Rochester Hills offers various types of 529 college savings plans, including the Michigan Education Savings Program and the Michigan Education Trust. The MESP can be used for educational costs, like textbooks, tuition fees, and computers, and can reduce state taxable income up to $10,000 annually. On the other hand, the MET can pay prepaid tuition at community colleges and public universities in Rochester Hills, allow refunds, and can be transferred to immediate family members.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.