Best Financial Advisors in Portland

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SmartAdvisor by SmartAsset logo
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SmartAdvisor by SmartAsset

Portland, ME

Business Description

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Yelp
4.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
Detail
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Price: Free consultation

44 North Financial Partners logo
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License Verified:

License: 4303560

Investment Adviser Public Disclosure Database, SEC

44 North Financial Partners

254 Commercial Street Suite 245, Portland, ME 04101
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  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Tax Planning

Business Description

44 North Financial Partners is an independent financial planning practice operating in Portland. It provides a wide array of financial services, including wealth accumulation, tax and retirement planning, and asset management. One of its advisors, Christopher T. Dougherty, is a Certified Financial Planner and a Chartered Retirement Planning Counselor who has been working in the industry since 2000. He is currently on the advisory board of Kieve Wavus Education and on the Board of Directors of the Children's Museum & Theatre of Maine.

License Verified:

License: 4303560

Investment Adviser Public Disclosure Database, SEC

Aries Wealth Management logo
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License Verified:

License: 175477

Investment Adviser Public Disclosure Database, SEC

Aries Wealth Management

183 Middle Street Suite 4B, Portland, ME 04101
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  • Certified Financial Planner (CFP)

Business Description

Aries Wealth Management helps the locals of Portland and the surrounding areas achieve their financial goals. The privately owned firm provides advice that covers asset management and estate planning. Its financial counsel is not bound by portfolio management restrictions, allowing it to be more interactive with clients and provide advice on specific investments. Jason Viola, the founder and president, draws from his prior experience as the vice president of TD Wealth Management and UBS Financial Services.

License Verified:

License: 175477

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
Detail
––
August Wealth Management logo
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License Verified:

License: 155739

Investment Adviser Public Disclosure Database, SEC

August Wealth Management

66 Pearl Street, Suite 310, Portland, ME 04101
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  • Certified Financial Planner (CFP)

Business Description

Established in 2011, August Wealth Management is a Portland-based financial advisory firm serving individuals and businesses. It consists of Certified Financial Planners providing customized financial, education, estate, and retirement planning services. Its associates work closely with individuals to understand their goals and objectives to build an individualized financial plan. They also offer investment management and divorce financial guidance. To give back to the community, the company supports local organizations, including Ketcha Outdoors and the Ronald McDonald House Charities.

License Verified:

License: 155739

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Aurora Financial Group logo
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License Verified:

License: 134895

Investment Adviser Public Disclosure Database, SEC

Aurora Financial Group

85 Exchange St # 202, Portland, ME 04101
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  • Certified Financial Planner (CFP)

Business Description

Aurora Financial Group assists clients in Portland and the surrounding communities in organizing their assets. The firm offers wealth, investment, and retirement planning, as well as education and health care assistance. Its team of advisors analyzes or projects cash flows and manages investment portfolios. They work with individuals in developing tax strategies and insurance or risk protection arrangements that suit their situations. Charles W. Dibner, the company's founder, is a CFP and an investment advisor.

License Verified:

License: 134895

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.6

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.0
Responsiveness
Friendliness
Helpfulness
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Detail
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Bogue Asset Management LLC logo
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License Verified:

License: 118985

Investment Adviser Public Disclosure Database, SEC

Bogue Asset Management LLC

74 Merriland Ridge Road, Wells, ME 04090
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  • Certified Financial Planner (CFP)

Business Description

Bogue Asset Management, LLC, has been serving clients within the Portland area since 1998. The firm's owner, Jeff Bogue, provides comprehensive advice through collaborative consultations on matters concerning investment, tax, and college planning, as well as cash flow management and asset allocation. Bogue is actively affiliated with the Financial Planning Association and the National Association of Personal Financial Advisors. He has also given personal financial counsel for local and mainstream platforms like The Portland Press Herald, The Wall Street Journal, and MSN/CNBC.

License Verified:

License: 118985

Investment Adviser Public Disclosure Database, SEC

Fore River Financial logo
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License Verified:

License: 1275768

Investment Adviser Public Disclosure Database, SEC

Fore River Financial

22 Free Street, Suite 202, Portland, ME 04101
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  • Certified Financial Planner (CFP)

Business Description

Fore River Financial offers wealth management advisory services to clients living in Portland. The firm counsels customers on the appropriate investment products and strategies to take for growing their assets. It monitors the progress of each separate fund to remain responsive to shifts in the economy. The office also makes plans for retirement. Founder Ruth Matt is part of the Financial Services Institute. She has more than three decades of experience in financial planning and gives pro bono services to military personnel.

License Verified:

License: 1275768

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Great Diamond Partners logo
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License Verified:

License: 299598

Investment Adviser Public Disclosure Database, SEC

Great Diamond Partners

22 Monument Square, Suite 300, Portland, ME 04101
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  • Certified Financial Planner (CFP)

Business Description

Great Diamond Partners serves Portland clients' financial planning needs. It is an independent organization that provides investment consulting, assisting individuals in selecting investment products that are appropriate for their resources and skills. The company's advisors work with business owners to help them transition their businesses. The team also provides wealth transfer and charitable giving services. In addition, it provides advice on how to reduce tax liabilities and set up insurance plans. Joseph W. Powers, the firm's founding partner, is a CFP, CLU, and CEPA designee.

License Verified:

License: 299598

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Guidance Point Advisors, LLC logo
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License Verified:

License: 148768

Investment Adviser Public Disclosure Database, SEC

Guidance Point Advisors, LLC

136 Commercial St Suite #301, Portland, ME 04101
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  • Certified Financial Planner (CFP)

Business Description

Guidance Point Advisors, LLC, is an independent firm that provides comprehensive financial solutions to individuals, young professionals, business owners and executives, and families and investors in Portland and nearby communities. Its services include investment counseling, asset management, estate, and insurance planning. Wes Del Col, the founder and managing partner of the company, has a CFP designation and carries more than 20 years of experience in the industry. Guidance Point Advisors has over $340 million worth of assets under management.

License Verified:

License: 148768

Investment Adviser Public Disclosure Database, SEC

HeadInvest logo
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License Verified:

License: 140518

Investment Adviser Public Disclosure Database, SEC

HeadInvest

7 Custom House Street Fourth Floor, Portland, ME 04101
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  • Estate Planning
  • Insurance Products
  • Tax Planning

Business Description

HeadInvest is a full-service financial advisory company that serves clients in Portland and the surrounding communities. The firm provides assistance to individuals, families, business owners, and institutions in managing and preserving their financial resources. Its financial advisors handle a wide range of services, including investment management, financial planning, wealth management, and institutional equity research. The company has been operating since 1989. Its portfolio managers each possess over 20 years of experience in the financial industry.

License Verified:

License: 140518

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
HM Payson logo
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License Verified:

License: 2993

Investment Adviser Public Disclosure Database, SEC

HM Payson

One Portland Square 5th Floor Union Street, Portland, ME 04101
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  • Certified Financial Planner (CFP)
  • Retirement Planning

Business Description

HM Payson is an independent advisory firm that has been operating since 1854. Its financial planning team, which is composed of CFPs, guides individuals, families, and institutions in Portland on matters concerning college funds, retirement lifestyles, long-term care plans, insurance coverages, Social Security benefits, and philanthropic intentions. The company also renders investment research and management and trust and estate planning. Managing director William Weickert has worked with HM Payson since 1989. He is a member of the Maine CFA Society.

License Verified:

License: 2993

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
Detail
––
IIS Financial Services logo
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License Verified:

License: 5228188

Investment Adviser Public Disclosure Database, SEC

IIS Financial Services

707 Sable Oaks Drive Suite 203, South Portland, ME 04106
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  • Certified Financial Planner (CFP)

Business Description

IIS Financial Services is an independently owned firm that has been serving clients in Portland and the surrounding areas since 2013. It helps individuals and businesses achieve their financial objectives through wealth management, retirement planning, and financial education. The firm provides securities and financial advisory services through Cetera Advisors LLC, which is a member of SIPC and FINRA. IIS Financial Services utilizes modern technology to create financial plans based on the individual goals of clients.

License Verified:

License: 5228188

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Integrated Financial Partners logo
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License Verified:

License: 284656

Investment Adviser Public Disclosure Database, SEC

Integrated Financial Partners

171 Warren Avenue, Portland, ME, ME 04103
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  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Insurance Products
  • Business Formation

Business Description

Integrated Financial Partners assists clients in Portland with various aspects of wealth management. Its advisors take the time to learn more about each customer's financial situation in order to address their concerns about retirement savings and investment management. They also provide advice on how to save for college, maximize their tax strategies, and set up adequate insurance for their families. Adam Rothbart works for Integrated Financial Partners as a financial planner. He uses his CRPC credential to help clients achieve the retirement lifestyle they desire.

License Verified:

License: 284656

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Old Port Advisors logo
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License Verified:

License: 108228

Investment Adviser Public Disclosure Database, SEC

Old Port Advisors

130 Middle Street 2nd Floor, Portland, ME 04101
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  • Retirement Planning
  • Certified Financial Planner (CFP)

Business Description

Old Port Advisors has been catering to individuals, families, and businesses in the Portland metro and the surrounding areas since 1994. It helps clients grow and protect their wealth by offering financial planning services. These cover education, estate, and retirement planning and risk management. Its process involves assessing the customers' financial situation, identifying their goals, designing and implementing personalized plans, and monitoring results. Fredric Williams, the managing director, brings over 40 years of experience in the industry.

License Verified:

License: 108228

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.5
Facebook
4.5 / 5 (1005)
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Penobscot Financial Advisors logo
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License Verified:

License: 286211

Investment Adviser Public Disclosure Database, SEC

Penobscot Financial Advisors

1 Monument Square, Suite 501, Portland, ME 04101
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  • Certified Financial Planner (CFP)
  • Private Wealth Advisor

Business Description

Penobscot Financial Advisors (PFA) offers financial planning and asset and wealth management services from its offices in Portland and Bangor. To optimize the clients' finances based on the lifestyle they wish to achieve in the future, the advisors assess their current financial status, develop action plans to help them pursue their goals, and recalibrate the strategies to accommodate career transitions and economic shifts. PFA brings over four decades of industry experience. Founder Jim Bradley holds several designations, including Certified Financial Planner and Chartered Financial Analyst.

License Verified:

License: 286211

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)
Facebook
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Portland Financial Planning Group, LLC logo
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License Verified:

License: 116168

Investment Adviser Public Disclosure Database, SEC

Portland Financial Planning Group, LLC

511 Congress Street, Suite 804, Portland, ME 04101
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  • Tax Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning

Business Description

Established in 1998, Portland Financial Planning Group, LLC, is an independent agency that serves clients in the metro. It provides various financial planning services to retirees, professionals, and their families. These include asset allocation and investments, retirement, tax, education, and estate planning, and cash flow and debt management. Co-founder Brian L. Dietz holds the CFP and CFA designations. He is affiliated with the National Association of Personal Financial Advisors and has been quoted in Portland Press Herald and InvestmentNews.

License Verified:

License: 116168

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
Detail
––
Robinson Smith Wealth Advisors, LLC logo
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License Verified:

License: 123098

Investment Adviser Public Disclosure Database, SEC

Robinson Smith Wealth Advisors, LLC

2 Monument Square, Suite 501, Portland, ME 04101
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  • Certified Financial Planner (CFP)

Business Description

Robinson Smith Wealth Advisors, LLC, has been serving clients in Portland and the surrounding areas since 2013. It offers financial planning and investment management services. It assists in college planning, debt management, insurance and risk management, charitable giving, and tax planning. It utilizes asset location for tax efficiency and diversifies portfolios to minimize volatility over long-term market cycles. David Robinson, the managing member, is a CFP with over 25 years of experience as a financial advisor to families and individuals.

License Verified:

License: 123098

Investment Adviser Public Disclosure Database, SEC

Wintergreen Financial Group logo
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License Verified:

License: 1541636

Investment Adviser Public Disclosure Database, SEC

Wintergreen Financial Group

14 Sewall Street, Portland, ME 04102
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  • Estate Planning
  • Retirement Planning
  • Certified Financial Planner (CFP)

Business Description

Wintergreen Financial Group caters to clients in Portland and the surrounding areas. The financial advisory company offers a wide range of services that can help individuals, families, entrepreneurs, and corporations achieve financial stability. Its financial advisors provide various investment advisory programs, including SAM, MWP, PWP, MAS, and GWP. The group also gives clients guidance on mutual fund asset allocation programs and portfolio monitoring. The company has been serving clients for more than 20 years.

License Verified:

License: 1541636

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Back to Providers

Frequently Asked Questions

Should I hire a financial advisor before buying a house?

While not always necessary, a financial advisor could help you decide how large of a mortgage to apply for, how much money to put down, and how to balance the purchase with other savings and investment goals.

What experience should I look for in a financial advisor?

 If you have specific goals or a unique financial situation, look for a financial advisor with expertise in that area. For example, some financial advisors specialize in working with millennials or focus on socially responsible investing.

Can my financial planner help with taxes?

Financial advisors aren’t necessarily accountants or tax preparers, so don’t expect them to prepare your taxes for you. However, they may be able to provide tax-related advice to help you optimize your returns and deductions. If you need an advisor who can file your taxes, look for one who is also a CPA (Certified Public Accountant).

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