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2024

Last updated:

Best Financial Advisors in Portland

Our Recommended Top 16

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Portland Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

30

Reviewed

24

Curated

16

Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider

Website
136 Commercial St Suite #301, Portland, ME 04101
  • Certified Financial Planner (CFP)

Why choose this provider?

Guidance Point Advisors, LLC, is an independent firm that provides comprehensive financial solutions to individuals, young professionals, business owners and executives, and families and investors in Portland and nearby communities. Its services include investment counseling, asset management, estate, and insurance planning. Wes Del Col, the founder and managing partner of the company, has a CFP designation and carries more than 20 years of experience in the industry. Guidance Point Advisors has over $340 million worth of assets under management.

License Verified:

License: 148768

Investment Adviser Public Disclosure Database, SEC

Website
707 Sable Oaks Drive Suite 203, South Portland, ME 04106
  • Certified Financial Planner (CFP)

Why choose this provider?

IIS Financial Services is an independently owned firm that has been serving clients in Portland and the surrounding areas since 2013. It helps individuals and businesses achieve their financial objectives through wealth management, retirement planning, and financial education. The firm provides securities and financial advisory services through Cetera Advisors LLC, which is a member of SIPC and FINRA. IIS Financial Services utilizes modern technology to create financial plans based on the individual goals of clients.

License Verified:

License: 5228188

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (74)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
22 Monument Square, Suite 300, Portland, ME 04101
  • Certified Financial Planner (CFP)

Why choose this provider?

Great Diamond Partners serves Portland clients' financial planning needs. It is an independent organization that provides investment consulting, assisting individuals in selecting investment products that are appropriate for their resources and skills. The company's advisors work with business owners to help them transition their businesses. The team also provides wealth transfer and charitable giving services. In addition, it provides advice on how to reduce tax liabilities and set up insurance plans. Joseph W. Powers, the firm's founding partner, is a CFP, CLU, and CEPA designee.

License Verified:

License: 299598

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
171 Warren Avenue, Portland, ME, ME 04103
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Insurance Products
  • Business Formation

Why choose this provider?

Integrated Financial Partners assists clients in Portland with various aspects of wealth management. Its advisors take the time to learn more about each customer's financial situation in order to address their concerns about retirement savings and investment management. They also provide advice on how to save for college, maximize their tax strategies, and set up adequate insurance for their families. Adam Rothbart works for Integrated Financial Partners as a financial planner. He uses his CRPC credential to help clients achieve the retirement lifestyle they desire.

License Verified:

License: 284656

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
511 Congress Street, Suite 804, Portland, ME 04101
  • Tax Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Established in 1998, Portland Financial Planning Group, LLC, is an independent agency that serves clients in the metro. It provides various financial planning services to retirees, professionals, and their families. These include asset allocation and investments, retirement, tax, education, and estate planning, and cash flow and debt management. Co-founder Brian L. Dietz holds the CFP and CFA designations. He is affiliated with the National Association of Personal Financial Advisors and has been quoted in Portland Press Herald and InvestmentNews.

License Verified:

License: 116168

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.3
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
183 Middle Street Suite 4B, Portland, ME 04101
  • Certified Financial Planner (CFP)

Why choose this provider?

Aries Wealth Management helps the locals of Portland and the surrounding areas achieve their financial goals. The privately owned firm provides advice that covers asset management and estate planning. Its financial counsel is not bound by portfolio management restrictions, allowing it to be more interactive with clients and provide advice on specific investments. Jason Viola, the founder and president, draws from his prior experience as the vice president of TD Wealth Management and UBS Financial Services.

License Verified:

License: 175477

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
254 Commercial Street Suite 245, Portland, ME 04101
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Tax Planning

Why choose this provider?

44 North Financial Partners is an independent financial planning practice operating in Portland. It provides a wide array of financial services, including wealth accumulation, tax and retirement planning, and asset management. One of its advisors, Christopher T. Dougherty, is a Certified Financial Planner and a Chartered Retirement Planning Counselor who has been working in the industry since 2000. He is currently on the advisory board of Kieve Wavus Education and on the Board of Directors of the Children's Museum & Theatre of Maine.

License Verified:

License: 4303560

Investment Adviser Public Disclosure Database, SEC

Website
2 Monument Square, Suite 501, Portland, ME 04101
  • Certified Financial Planner (CFP)

Why choose this provider?

Robinson Smith Wealth Advisors, LLC, has been serving clients in Portland and the surrounding areas since 2013. It offers financial planning and investment management services. It assists in college planning, debt management, insurance and risk management, charitable giving, and tax planning. It utilizes asset location for tax efficiency and diversifies portfolios to minimize volatility over long-term market cycles. David Robinson, the managing member, is a CFP with over 25 years of experience as a financial advisor to families and individuals.

License Verified:

License: 123098

Investment Adviser Public Disclosure Database, SEC

Website
One Portland Square 5th Floor Union Street, Portland, ME 04101
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

HM Payson is an independent advisory firm that has been operating since 1854. Its financial planning team, which is composed of CFPs, guides individuals, families, and institutions in Portland on matters concerning college funds, retirement lifestyles, long-term care plans, insurance coverages, Social Security benefits, and philanthropic intentions. The company also renders investment research and management and trust and estate planning. Managing director William Weickert has worked with HM Payson since 1989. He is a member of the Maine CFA Society.

License Verified:

License: 2993

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
14 Sewall Street, Portland, ME 04102
  • Estate Planning
  • Retirement Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Wintergreen Financial Group caters to clients in Portland and the surrounding areas. The financial advisory company offers a wide range of services that can help individuals, families, entrepreneurs, and corporations achieve financial stability. Its financial advisors provide various investment advisory programs, including SAM, MWP, PWP, MAS, and GWP. The group also gives clients guidance on mutual fund asset allocation programs and portfolio monitoring. The company has been serving clients for more than 20 years.

License Verified:

License: 1541636

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
7 Custom House Street Fourth Floor, Portland, ME 04101
  • Estate Planning
  • Insurance Products
  • Tax Planning

Why choose this provider?

HeadInvest is a full-service financial advisory company that serves clients in Portland and the surrounding communities. The firm provides assistance to individuals, families, business owners, and institutions in managing and preserving their financial resources. Its financial advisors handle a wide range of services, including investment management, financial planning, wealth management, and institutional equity research. The company has been operating since 1989. Its portfolio managers each possess over 20 years of experience in the financial industry.

License Verified:

License: 140518

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
74 Merriland Ridge Road, Wells, ME 04090
  • Certified Financial Planner (CFP)

Why choose this provider?

Bogue Asset Management, LLC, has been serving clients within the Portland area since 1998. The firm's owner, Jeff Bogue, provides comprehensive advice through collaborative consultations on matters concerning investment, tax, and college planning, as well as cash flow management and asset allocation. Bogue is actively affiliated with the Financial Planning Association and the National Association of Personal Financial Advisors. He has also given personal financial counsel for local and mainstream platforms like The Portland Press Herald, The Wall Street Journal, and MSN/CNBC.

License Verified:

License: 118985

Investment Adviser Public Disclosure Database, SEC

Website
1 Monument Square, Suite 501, Portland, ME 04101
  • Certified Financial Planner (CFP)
  • Private Wealth Advisor

Why choose this provider?

Penobscot Financial Advisors (PFA) offers financial planning and asset and wealth management services from its offices in Portland and Bangor. To optimize the clients' finances based on the lifestyle they wish to achieve in the future, the advisors assess their current financial status, develop action plans to help them pursue their goals, and recalibrate the strategies to accommodate career transitions and economic shifts. PFA brings over four decades of industry experience. Founder Jim Bradley holds several designations, including Certified Financial Planner and Chartered Financial Analyst.

License Verified:

License: 286211

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (27)
Facebook
5.0 / 5 (12)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
22 Free Street, Suite 202, Portland, ME 04101
  • Certified Financial Planner (CFP)

Why choose this provider?

Fore River Financial offers wealth management advisory services to clients living in Portland. The firm counsels customers on the appropriate investment products and strategies to take for growing their assets. It monitors the progress of each separate fund to remain responsive to shifts in the economy. The office also makes plans for retirement. Founder Ruth Matt is part of the Financial Services Institute. She has more than three decades of experience in financial planning and gives pro bono services to military personnel.

License Verified:

License: 1275768

Investment Adviser Public Disclosure Database, SEC

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
66 Pearl Street, Suite 310, Portland, ME 04101
  • Certified Financial Planner (CFP)

Why choose this provider?

Established in 2011, August Wealth Management is a Portland-based financial advisory firm serving individuals and businesses. It consists of Certified Financial Planners providing customized financial, education, estate, and retirement planning services. Its associates work closely with individuals to understand their goals and objectives to build an individualized financial plan. They also offer investment management and divorce financial guidance. To give back to the community, the company supports local organizations, including Ketcha Outdoors and the Ronald McDonald House Charities.

License Verified:

License: 155739

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (5)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
130 Middle Street 2nd Floor, Portland, ME 04101
  • Retirement Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Old Port Advisors has been catering to individuals, families, and businesses in the Portland metro and the surrounding areas since 1994. It helps clients grow and protect their wealth by offering financial planning services. These cover education, estate, and retirement planning and risk management. Its process involves assessing the customers' financial situation, identifying their goals, designing and implementing personalized plans, and monitoring results. Fredric Williams, the managing director, brings over 40 years of experience in the industry.

License Verified:

License: 108228

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.5
Facebook
4.5 / 5 (2427)
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • How do you rebalance your portfolio back to its initial risks in Portland?

    Portfolio rebalancing in Portland can be achieved through two methods: using new funds to allocate to assets that have fallen to bring the portfolio back to its original balance; and selling some of the overperforming assets to purchase more underperforming ones, essentially buying low and selling high. This involves scheduling regular reviews of the portfolio and making appropriate adjustments. It is important to understand that asset allocation and diversification are risk management strategies and do not guarantee complete protection against losses.

  • What can you do with your 401(k) from a previous employer in Portland?

    There are four options for dealing with a 401(k) account from a previous employer in Portland. First, individuals may leave the account with the former employer. Second, they can transfer it to the new employer's plan. Third, rolling it over to a traditional IRA, and lastly, they can cash it out. Each choice has pros and cons, so it is essential to carefully consider your options and seek professional advice before deciding.

  • What should you consider before getting self-insurance in Portland?

    There are two crucial action steps if you are considering self-insurance in Portland. Firstly, focus on risk management by taking preventive measures like installing a home alarm system or practicing safe driving habits. Secondly, it is crucial to build a cash reserve to cover potential expenses related to any losses you might experience. Following these steps can better protect yourself financially in unforeseen circumstances and reduce reliance on traditional insurance coverage.

  • How does the profit-sharing plan work in Portland?

    The profit-sharing plan in Portland is a retirement benefit where employees can receive a portion of their company's annual profits. Contributions are tax-deferred, and employers can deduct their contributions if the plan qualifies as an elective deferral plan. This allows flexibility in distributing profits among employees based on company revenue, and there is no mandatory minimum contribution. Eligible employees are often automatically enrolled in the plan.

  • What are the distinctions between common and preferred stocks in Portland?

    In Portland, there are clear differences between common stocks and preferred stocks. Typical stocks provide voting rights, potential dividends, and capital appreciation opportunities but have higher risks. On the other hand, preferred stocks are less volatile, offer fixed dividends, and have a higher claim to the company's assets, but they do not grant voting rights to shareholders.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.