Expertise.com

2024

Last updated:

Best Financial Advisors in Lexington

Our Recommended Top 20

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Lexington Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

84Reviewed

58Curated

20Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider
SmartAdvisor by SmartAsset logoFEATUREDExpertise.com

SmartAdvisor by SmartAsset

Lexington, KY
  • Estate Planning
  • Retirement Planning
  • Financial Planning
  • Investment Management

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free Consultation

Lexington, KY

Why choose this provider?

Need help contacting a Financial Advisor in Lexington? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
Lexington, KY 40502

Why choose this provider?

Townsend Financial Planning, LLC, was founded by Melody Townsend, CFP(r). The investment management firm is based in Mount Sterling, Kentucky, with additional offices in Lexington and Louisville. Townsend provides investment advice and fee-only financial planning to families and individuals of all income levels. In addition, Townsend Financial Planning, LLC, offers a holistic wealth management service.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
Lexington, KY 40504

Why choose this provider?

ProActive Advisors, LLC is a Lexington-based financial advisory company that provides investment planning and long-term financial planning. ProActive Advisors, LLC was founded in 2006 by Lawrence S. York, who has more two decades of brokerage experience. Services include money management, comprehensive financial planning, retirement planning, and career guidance.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Google
4.0 / 5 (12)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
131 Prosperous Place, Lexington, KY 40509
  • Insurance Products

Why choose this provider?

VFG Wealth Management and Benefit Solutions is an independent firm that caters to clients in Lexington. Its staff can perform financial reviews, analyzing the client's financial areas and identifying any issues present. The firm can also handle investment management. Its management process involves economic trend analysis, risk assessment, and portfolio construction and management. Jason Young, one of the firm's investment advisors, has been working in the financial planning industry since 1999. He actively supports organizations such as Habitat for Humanity and the Downtown Lexington Corporation.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (7)
Yelp
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
525 Darby Creek Road, Lexington, KY 40509
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Alliance Financial Planning, formerly known as GCH Wealth Management, provides financial advisory services in Lexington. Since 2014, it has been addressing the financial planning needs of a range of clients, including families, businesses, retired couples, and LGBTQ+ community members. Its team offers various investment types, such as mutual funds, stocks, annuities, and bonds. It also plans retirement income, estates, and insurance. Additionally, employee benefit plans and executive bonus plans are available. The firm's lead advisor, Dianne Verhalen, is a Certified Financial Planner.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (22)
Facebook
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1104 Tanbark Road, Lexington, KY 40515
  • Retirement Planning

Why choose this provider?

Investment Services offers financial planning and consultation for clients in Lexington and neighboring areas. It can review the portfolio of assets for both homeowners and businesses. This includes different IRA plans, tax forms, common stock, and bonds. The company can help them predict the outcomes of different investments and how they can affect their retirement or higher education funds. Investment Services was founded by Douglas Donald, a Certified Public Accountant, Certified Personal Financial Specialist, Chartered Retirement Planning Counselor, and Certified Divorce Financial Analyst.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2365 Harrodsburg Road, Suite A300, Lexington, KY 40504
  • Insurance Products

Why choose this provider?

Succession Wealth Planning is a group that provides Lexington clients with wealth management services. Its staff of financial advisors creates financial plans based on the goals and capacities of its clients. Mac Jarboe, Jr. and Greg Bagdasaryan, the team's owners, oversee a team with over 30 years of combined expertise. In addition to financial planning, the firm provides business planning, investment advisory, insurance, and workplace benefit planning. It provides retirement and investment calculators to its clients.

License Verified:

License: 5196986

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (15)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
307 South Ashland Avenue, Lexington, KY 40502
  • Retirement Planning

Why choose this provider?

UBS Financial Services Inc. caters to clients in Lexington and the surrounding communities. Its line of services includes education financing and multigenerational planning, including discussions about business transition, inheritance, insurance, and wealth transfer. In addition, the firm helps clients preserve their lifestyles by offering retirement planning services. Matthew Fresca, the firm's branch manager, holds both Certified Financial Planner and Chartered Financial Consultant designations. He brings more than 15 years of experience in the financial industry.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.8
Responsiveness
Friendliness
Helpfulness
Detail

Website
3141 Beaumont Centre Circle, Lexington, KY 40513
  • Certified Financial Planner (CFP)

Why choose this provider?

Moneywise, Inc., is a consulting and advisory firm that renders its services in the Lexington metro and nearby locations. It provides customized financial advice and investment management services to individuals and small business owners. Its consultants assist clients in organizing and simplifying their finances by designing a personalized framework for them. In addition, the company can facilitate challenging family discussions regarding finances. The team of Moneywise has more than 45 years of collective experience.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.3
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
250 West Main Street, Lexington, KY 40507
  • Retirement Planning

Why choose this provider?

Meridian Wealth Management, LLLC., is a financial advisory company that operates in Lexington. It caters to homeowners, local businesses, high-earning individuals, experienced investors, and non-profit organizations. The company can examine a client's portfolio to find risky investments and stocks. It can also build a customized financial strategy to fund retirement plans. Since the company was established in 2010, it has served over 900 families throughout the country. Its founder, Greg Couch, is a member of the Appalachian Regional Health Care board.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
219 East High Street, Lexington, KY 40507
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

SeaCure Advisors is an investment firm that has been helping businesses and individuals in the community of Lexington and surrounding areas since 2014. It provides various life planning services, such as investments planning, assets under management, retirement planning, insurance, and estate planning. Its founder and financial advisor, Carolyn Howard, has been in the industry for more than 17 years. She was named one of Boston's top wealth managers in Boston Magazine for three consecutive years.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (22)
Facebook
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
112 N. Main St. Suite A, Versailles, KY 40383
  • Certified Financial Planner (CFP)

Why choose this provider?

Duncan Gardiner has been a Thrivent financial adviser since 2016. He counsels individuals and couples in Lexington who are looking for financial freedom through retirement income planning, college provision, investment management, and charitable giving, as well as long-term preparation for care, death, and disability. Gardiner is a CFP. Prior to being a financial adviser, he was president of Kentucky Bank for more than two decades. Thrivent is a Fortune 500 membership-owned organization established in 1902.

License Verified:

License: 6688338

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.8
Google
4.8 / 5 (29)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
333 W. Vine St Suite 1740, Lexington, KY 40507
  • Estate Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

MCF has been providing financial solutions to Lexington individuals, families, and businesses for almost two decades. The firm creates financial plans based on client goals and budget. In addition to financial planning, its wealth management division provides investment management and develops retirement, estate, business, caregiver, and eldercare plans. Its other services include tax preparation, personal insurance, and personal CFO. In 2020, the company was recognized by Financial Advisor Magazine as a Top Registered Investment Adviser.

License Verified:

License: 130372

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (6)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
527 Wellington Way, Lexington, KY 40503
  • Certified Financial Planner (CFP)

Why choose this provider?

Keystone Financial Group is an advisory firm helping businesses and individuals in Lexington reach their financial objectives. It offers financial services such as retirement planning, portfolio management, comprehensive financial planning, and estate planning. It also provides solution-based advice on insurance planning, risk management, and education planning. Keystone Financial Group was established in 2008. Alan Watts, a financial advisor at the company, started his career in financial services in 2004. He has the Accredited Investment Fiduciary and Certified Plan Fiduciary Advisor designations.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (22)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
1216 South Broadway, Lexington, KY 40504
  • Retirement Planning

Why choose this provider?

Joule Financial is a full-service agency headquartered in Lexington. It has been helping clients throughout the country identify and quantify their financial objectives and goals for more than 20 years. Joule Financial provides services such as investment management, wealth development, financial planning, and retirement planning. Its retirement and financial planning process includes fact-finding to determine clients' financial status and future financial goals, initial plan development, plan implementation with dynamic updates, and ongoing communication with the client throughout the process.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (5)
Facebook
5.0 / 5 (5)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
121 Walton Avenue, Lexington, KY 40508
  • Retirement Planning
  • Tax Planning

Why choose this provider?

Moneywatch Advisors is a Registered Investment Advisor in Lexington. It assists clients in financial planning, wealth and investment management, and risk management and insurance. It also helps families with education and family support services and estate planning. For business owners, the firm offers options on employee retirement and savings plans. Moneywatch Advisors currently manages over $135 million of assets. Its president, Ramsey Bova, founded the firm in 1980. Bova is a Certified Financial Planner.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
710 E. Main St. Suite 110, Lexington, KY 40502
  • Estate Planning
  • Private Wealth Advisor

Why choose this provider?

Alpha Financial Partners caters to individuals, families, and businesses in the Lexington metro and the surrounding communities. It helps clients achieve their financial goals by offering wealth management services. These include education and financial planning, estate planning and gifting, and portfolio and risk management. The firm also provides business value acceleration and cash management and addresses capital sourcing and employee benefits. Marc I. Cobane, a co-founder, brings over 20 years of industry experience. He holds the AWMA, CEPA, and CRPS designations.

License Verified:

License: 306639

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (21)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
120 Kentucky Avenue, Lexington, KY 40502
  • Certified Financial Planner (CFP)

Why choose this provider?

Context Financial provides wealth management solutions to clients in Lexington and the surrounding areas. Its team helps clients in defining and achieving their personal goals through the company's financial life planning services. In addition, advisors from the firm assist in choosing and managing clients' investments. Context Financial also offers options for insurance policies that protect customers against future losses. Josh Ackerman, the founder's son, joined the company in 2009. He is a Certified Financial Planner and a member of the Financial Planning Association.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
106 West Vine Street, Lexington, KY 40507
  • Estate and Trust Specialist

Why choose this provider?

WealthSouth is a financial planning company that serves clients across the Lexington metro. It offers strategic wealth planning services and guides clients on portfolio management, estate planning, and risk management. The company likewise provides private banking solutions, like cash and deposit management. It also deals with employee stock ownership plans and discretionary investment management solutions. John Cadwell, one of the company's wealth management advisors, has over 10 years of experience in finance and is a board member of the non-profit organization FoodChain.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • Lexington, Kentucky?


  • Lexington, Kentucky?


  • What distinguishes a registered investment advisor from a broker in Lexington?

    Registered Investment Advisors in Lexington are licensed to deliver both wealth management solutions and financial advice. They are also held to a fiduciary standard, providing services with the client’s best interests as the top priority. That is why they are compensated with set fees instead of commissions to eliminate conflict of interest. On the other hand, brokers are not obligated by law to prioritize the client's best interest and are only licensed to offer investments.

  • Do you need a financial advisor if you just started working and earning money in Lexington?

    Financial planning is not just for the wealthy; it can also benefit young people and start-up families. Having an experienced financial advisor providing you with guidance early on will help you achieve your future money goals. Your Lexington financial advisor can evaluate your current financial health and establish a personalized plan you can follow to build long-term wealth.

  • How does the planning process with a Lexington financial advisor go?

    It starts by gathering your financial information, such as tax returns, income, liabilities, expenses, and investments. You and the advisor will discuss your financial goals, including how you want your future assets to be managed. With the help of software, these data will be processed to gain insight into what you need for success like investments, debt strategy, risk tolerance, and income flow needs. The Lexington financial advisor will then present recommendations for your personalized financial plan.