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Best Financial Advisors in Waukegan

2023

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Website
777 N. Lake Zurich Rd, Suite 125D, Barrington, IL 60010
  • Certified Financial Planner (CFP)

Why choose this provider?

Retirement Matters is a financial planning firm serving individuals and families in Waukegan. It assists clients in preparing for retirement, both emotionally and financially. Its advisors help clients through financial plans that cover income taxes, everyday spending, debt management, legacy building, and charitable giving. Additionally, the firm offers wealth management solutions that include tax strategies, investment management, education planning, and estate planning. Retirement Matters has been featured on The Wall Street Journal and Chicago Tribune.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.9
Google
4.9 / 5 (11)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
16 Executive Court, Suite 3, South Barrington, IL 60010
  • Certified Financial Planner (CFP)

Why choose this provider?

Vermillion Financial Advisors, Inc., assists individuals and businesses in Waukegan and the surrounding locations. Included in its services is financial plan development, which covers clients' insurance, cash flow, taxes, estate, and retirement. Its team of advisors also builds, analyzes, and monitors investment portfolios. The firm was co-founded in 1988 by Mark LaSpisa, who specializes in serving a niche market comprising high-net-worth individuals who are over 50 years old. He has appeared on several media outlets, including Bloomberg Wealth Manager and Forbes.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.9
Google
4.9 / 5 (37)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
Three Parkway North, Suite 500, Deerfield, IL 60015
  • Financial Planning

Why choose this provider?

GCG Financial, LLC, seeks to improve the financial security of families and businesses in the Waukegan area. It develops financial roadmaps that cover individuals' current net worth and investment risk tolerance, as well as plans for retirement and transfer of estates. It also helps clients develop investment strategies and build portfolios according to their goals and risk profiles. For business owners, it administers benefit programs, insurance solutions, and retirement plans for employees. GCG Financial has been offering investment advisory services since 1975.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.5
Google
4.5 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
2.0
Responsiveness
Friendliness
Helpfulness
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Detail
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Website
1531 S. Grove Avenue Suite 206, Barrington, IL 60010
  • Estate Planning
  • Retirement Planning
  • Wealth Management

Why choose this provider?

Piershale Financial Group, Inc., is an advisory firm that serves the Waukegan area. Included in its services is retirement planning, which involves an assessment of clients' IRA beneficiaries. Its team also manages investment portfolios. The financial advisors provide investment recommendations according to clients' goals and needs, and they continuously monitor portfolios in addition to conducting performance meetings. Piershale Financial Group is led by Michael Piershale, who has over three decades of experience. He hosts a weekly radio show, “The Money Hour Radio.”

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.6
Google
4.6 / 5 (59)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
836 Skokie Boulevard, Northbrook, IL 60062
  • Certified Financial Planner (CFP)

Why choose this provider?

Oak Wealth Advisors is a financial advisory firm that caters to Waukegan clients. The firm provides a wide range of services, including cash flow, estate planning, retirement, and insurance planning. It avoids a "beat the market" investment approach and works to diversify clients' asset allocations. The firm also offers legal planning solutions for families with special needs members. Company president Michael Walther II served as the treasurer for the National Association for Down Syndrome. He has been featured in The Washington Post.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
300 Saunders Road Suite 100, Riverwoods, IL 60015
  • Certified Financial Planner (CFP)

Why choose this provider?

Lelah Financial is an independent financial advisory firm that serves Waukegan. It offers comprehensive financial and investment management services to help clients meet their financial goals and, at the same time, prepare for otherwise unplanned life-changing events. Established by Josh Lelah, a Certified Financial Planner, the firm incorporates health and variable insurance products into asset building and financial planning strategies. Lelah has been in the industry for over 15 years and holds a degree in Consumer Science, specializing in Personal Finance.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Website
184 Shuman Blvd, Suite 200, Naperville, IL 60563
  • Tax Planning
  • Retirement Planning
  • Wealth Management

Why choose this provider?

DHJJ is a financial advisory firm serving individuals and businesses in Waukegan. The company offers financial and business advisory services. Its principal advisor, Cammy Corso, is a certified financial planner who has been in the industry for over 22 years. Her financial advisory solutions include portfolio selection, estate and retirement planning, investment management, and insurance review. Corso integrates the personal and business view of her clients' financial situation to create individualized strategies to increase their options and benefits.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.3
Google
4.3 / 5 (6)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
223 N Route 21 #28, Gurnee, IL 60331
  • Certified Financial Planner (CFP)

Why choose this provider?

Lake County Financial Planning has been serving clients in Waukegan since 1999. It assists clients in achieving their financial objectives through financial planning services that include cash flow management, investment management, and retirement planning. Its services are based on the needs of clients and the changes in their lifestyles, careers, charitable giving methods, and inheritances. Navigating changing economic climates can be challenging and Lake County Financial Planning prides itself on dedication to understanding the individual needs of each client they serve. The firm also monitors the progress of financial plans and updates them as needed. The founder, Scott Davis, obtained his financial planner certification in 2002 and his RICP designation in 2014.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.7
Google
4.5 / 5 (2)
Facebook
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
500 Lake Cook Rd., Suite 325, Deerfield, IL 60015
  • Financial Planning
  • Tax Planning
  • Retirement Planning

Why choose this provider?

Financial Wealth Alliance is a boutique financial planning company that serves clients in Waukegan. The firm exclusively caters to the financial needs of clients who are in retirement or are getting ready to retire. The team specializes in crafting retirement income plans that cover a variety of financial facets, including income and investment planning, tax planning, insurance management, health care, and legacy planning. The company's president, Dariusz Godlewski, is an Investment Adviser Representative under Brookstone Capital Management.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
570 Lake Cook Rd Ste 115, Deerfield, IL 60015
  • Estate Planning

Why choose this provider?

David A. Marcus and Associates, Inc., provides individuals and business owners in Waukegan with financial products and services. Its team of independent planning specialists executes a financial program according to its clients' goals and needs. They offer assistance in planning for retirement and wealth transfer, as well as choosing the right life and health insurance coverages. The firm also helps small and large employers in obtaining group health insurance and employee benefits. Marcus has been a Certified Financial Planner for over 30 years.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
770 Lake Cook Rd. Suite 100, Deerfield, IL 60015
  • Certified Financial Planner (CFP)
  • Investment Management
  • Wealth Management

Why choose this provider?

MAI Capital Management is a firm that serves the financial planning needs of clients in Waukegan. In the business for more than 50 years, the company offers a broad spectrum of financial management solutions that are personalized according to each client's individual needs and goals. Its financial advisors have extensive experience assisting clients with estate and financial planning, insurance, investments, tax planning, and philanthropy. MAI Capital Management was recently named an honoree of the 2020 Smart Business, Medical Mutual Pillar Award for Community Service.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
Arlington Heights, IL 60005
  • Estate Planning
  • Business Formation
  • Business Tax Preparation

Why choose this provider?

Since 1982, Baldwin Financial Advisors has been serving clients in Waukegan. It handles financial planning and offers various solutions, such as estate review, risk management analysis, and retirement plan review. The company also creates financial statements. It advises clients on multiple kinds of investments, including variable annuities, municipal securities, and mutual funds. Managing director Kate Leipprandt is a member of The National Association of Insurance and Financial Advisors. She has been featured on media outlets like Chicago Tribune.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
413 East Terra Cotta Avenue, Crystal Lake, IL 60014

Why choose this provider?

Exemplar Financial Network provides financial advisory services to Waukegan and the neighboring communities. It specializes in assisting individuals in handling their finances to protect the future of their wealth and loved ones. It also guides clients in creating written financial plans, reviewing investment and retirement plans, and establishing budgeting strategies. The company's president and wealth advisor, David Hubbard, has been in the financial industry since 1980. He serves as a member of the Northern Illinois Special Recreation Association's Foundation.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.4
Google
4.4 / 5 (7)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
704 Florsheim Dr Ste 13, Libertyville, IL 60048
  • Certified Financial Planner (CFP)

Why choose this provider?

Don Swanson is a wealth advisor at Thrivent, a Fortune 500 company that has been providing a variety of financial solutions for over a hundred years. Serving individuals and families in Waukegan and the surrounding areas, Don and his team advise and guide clients on a broad range of financial matters, such as retirement savings, life and health insurance plans, investments, mutual funds, and charitable giving. Don is both a Chartered Life Underwriter and a Chartered Financial Consultant.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1509 N Milwaukee Ave, Libertyville, IL 60048

Why choose this provider?

The Tranel Financial Group is a financial advisory firm serving the communities of Waukegan. Its advisors assist clients in navigating their finances, handling investment management and planning for taxes and retirement. They also offer estate planning services and consultations involving the division of marital assets in a divorce. The firm was founded by the husband-and-wife team of Roch and Kat Tranel in 1988 and has been striving to help people build wealth and achieve financial independence.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (31)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1650 Lake Cook Road Suite 190, Deerfield, IL 60015
  • Estate Planning
  • Financial Planning

Why choose this provider?

Founded in 1970, Horwitz & Associates is an investment firm that provides a wide range of services for clients in Waukegan and the surrounding areas. As a Registered Investment Advisor, it guides clients in portfolio construction while considering the overall portfolio risk and possible tax consequences. The firm also assists in other areas of financial planning like insurance, retirement, and cash management. Silvia Liu, one of the firm's financial advisors, is a FINRA Registered Representative. She speaks English, Mandarin, and German.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.2

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2815 Forbs Ave Suite 107, Hoffman Estates, IL 60192
  • Retirement Planning
  • Financial Planning

Why choose this provider?

Rauschenberger Financial Advisors offers its services in the Waukegan metro. The firm provides a suite of services that aim to help its clients reach their financial goals. These include educating them on all matters financial; answering planning questions and providing analysis; helping identify and manage risks in life and plans; acting as an accountability coach; and seeking to minimize costs and prevent costly mistakes. Keith Rauschenberger founded the firm in 2011. He has over 25 years of experience in the banking industry.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2651 Warrenville Road Suite 200, Downers Grove, IL 60515
  • Retirement Planning
  • Finance Planning
  • Wealth Management

Why choose this provider?

Professional Wealth Advisors LLC is an independent firm that serves clients in Waukegan. It provides a wide range of financial planning and wealth management services, including cash flow management, income tax planning, and insurance planning. Its financial advisors have more than 80 years of combined industry experience. They work with the advisors of clients to help them design and implement financial plans that can lead to financial independence. Stephen Potts, Peter Wilmot, and their business partners established the firm in 2015.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
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Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • How do you know if the financial advisor you hired in Waukegan is not a good fit?

    If the financial advisor in Waukegan does not properly communicate such as by not returning emails or calls, then maybe they are not a good fit. A bad financial advisor can aggravate your problems or put your finances at risk. To spot a bad advisor, look for signs of bad behavior such as not keeping you current with your investments, every contact costs you money, and does not deal with your concerns.

  • What is Waukegan's Tax Increment Financing and how does it work?

    Waukegan's Increment Financing program aims to stimulate new investments in districts or areas in need of revitalization. It works by providing tax incentives to companies that will invest in or develop the area. For more information on this program, contact the Planning and Zoning Department at 847-599-2500 or visit the department in the City Hall at 100 N. Martin Luther King Jr. Avenue Waukegan, IL 60085.

  • Can the Servicemembers Civil Relief Act (SCRA) provide financial programs to service personnel in Waukegan?

    Yes, the Servicemembers Civil Relief Act (SCRA) offers financial protection to servicemembers in Waukegan. It has provisions for protecting servicemembers against default judgments in civil cases, home foreclosures, and property repossession. Servicemembers can also get reduced interest rates on loans they incurred prior to joining the service. They can also terminate home or automobile leases without getting penalties.

  • Can you invest in Waukegan without spending a lot of money?

    Investing entails costs but there are ways not to spend so much. Find brokers in Waukegan that offer low trading commissions. Check out funds that have low operating expenses. Consider mutual funds that have no transaction fee and allow investors to buy and sell shares without having to pay common fees.

  • How can you check the title of the financial advisor in Waukegan?

    Ask questions to the financial advisor in Waukegan so you would know more about the titles they carry. Some of the things you can ask would be who awarded the title, what are the requirements to get the title, and if there are requirements to maintain the title. You should also ask if there is any way of verifying the advisor's standing with the award-giving organization. The University of Illinois has provided a guide about financial credentials. It advised consumers not to be impressed with titles until they have understood the value they represent.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.

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