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Best Financial Advisors in Roswell

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SmartAdvisor by SmartAsset logo
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SmartAdvisor by SmartAsset

Roswell, GA
  • Estate Planning
  • Financial Planning
  • Investment Management
  • Retirement Planning

Business Description

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Yelp
4.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
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Detail
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Price: Free consultation

Alexander Blaire Financial Consulting, Inc. logo
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Alexander Blaire Financial Consulting, Inc.

295 West Crossville Road Suite 820, Roswell, GA 30075
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  • Estate Planning

Business Description

Alexander Blaire Financial Consulting, Inc. serves individuals, retirees, and business owners in Roswell and surrounding areas. It offers financial advisory services to help clients create a balance between managing their assets and risks. It covers various financial aspects, such as investment, insurance, retirement, tax, and lifestyle. It conducts a review of the clients' insurance policies to check for coverage for long-term care and disability. Its president, Randy Nixon, started his business career in the property and casualty insurance industry in the '70s.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
ATLas Investment Advisors logo
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ATLas Investment Advisors

6600 Peachtree Dunwoody Road, Embassy Row 600, Suite 575, Atlanta, GA 30328
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  • Tax Planning
  • Retirement Planning

Business Description

ATLas Investment Advisors advocates for the financial independence of individuals and families in and around Roswell. Its services include cash flow design, investment management, tax planning and strategy, and insurance analysis. Leading the firm are Certified Financial Planners Christian Mauser and Rebecca Richardson. Mauser is also a Certified Investment Management Analyst, a Certified Retirement Counselor, and a Chartered Retirement Planning Counselor. Richardson is also a certified public accountant licensed to practice in Georgia, Virginia, and Texas.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (8)
Facebook
5.0 / 5 (8)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Capital Investment Advisors logo
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Capital Investment Advisors

10 Glenlake Pkwy NE, North Tower, Suite 1000, Atlanta, GA 30328
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  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Chartered Financial Analyst (CFA)

Business Description

Capital Investment Advisors provides financial guidance to clients in Roswell. The company creates portfolios that are tailored to clients' income needs, risk tolerance, and overall objectives. Its services also include growth portfolio management, investment tax planning, and retirement planning. Its team comprises CFP practitioners, CPAs, investment veterans, tax counselors, an investment analyst, and small business owners. Founder Michael Reiner has been in the securities industry for more than 25 years and is a frequent guest on the Money Matters radio show.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.6
Google
4.5 / 5 (182)
Facebook
4.5 / 5 (57)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Kilpatrick Advisors logo
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Kilpatrick Advisors

2300 Lakeview Pkwy, Alpharetta, GA 30009
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  • Business Formation

Business Description

Kilpatrick Advisors is a wealth management firm that serves individuals and families from Roswell. It helps clients pursue long-term financial goals through services such as investment advisory, asset allocation, and retirement planning. Its process includes risk and loss analysis, current investments analysis, and assignment of responsibilities. CEO Stephen Kilpatrick is a Certified Financial Planner and Behavioral Financial Advisor. He has been working in the financial services industry for more than 27 years.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Google
4.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
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Detail
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Live Oak Wealth Management logo
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Live Oak Wealth Management

10892 Crabapple Rd. Ste. 100, Roswell, GA 30075
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  • Financial Planning

Business Description

Live Oak Wealth Management helps corporate employees and self-employed business owners in Roswell and the surrounding communities with their wealth accumulation and wealth preservation needs. The firm's full line of services includes financial planning, retirement income planning, active investment management, estate planning and charitable giving, cash flow management, and 401(k) management. Shawn McGuire, one of the firm's financial advisors, has nearly two decades of experience in the financial industry and holds the Certified Financial Planner designation.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
4.5 / 5 (57)
Mark E. Conard logo
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Mark E. Conard

401 Macy Drive, Roswell, GA 30076
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  • Estate Planning

Business Description

Mark E. Conard is a company that caters to the financial management needs of individuals and businesses in Roswell and the surrounding areas. It offers an assortment of investment planning services, including asset allocation needs determination, risk tolerance assessment, and investment recommendation. The firm also handles retirement and estate planning, employee and executive benefits, education funding, and insurance planning. Its owner, Mark E. Conard, is a Certified Financial Planner, an Accredited Investment Fiduciary, and a Retirement Income Certified Professional.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Merit Financial Advisors logo
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Merit Financial Advisors

1025 Old Roswell Rd. Suite 104, Roswell, GA 30076
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  • Financial Planning

Business Description

Merit Financial Advisors is a multigenerational firm that has been serving Roswell residents since 1998. It provides a wide variety of wealth management and financial planning services to clients facing different situations, such as divorce, retirement, career transitions, and widowhood. It also assists clients in reaching their financial goals by conducting thorough assessments and developing investment portfolios that match its clients' unique preferences. Merit Financial Advisors is associated with various reputable partners, like Simplified Financial, I.M. Wealth Care, and Allegiance.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
––
Detail
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northgeorgiawealthadvisors.com logo
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northgeorgiawealthadvisors.com

202 Abbey Court, Alpharetta, GA 30004
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  • Retirement Planning
  • Financial Planning
  • Wealth Management

Business Description

North Georgia Wealth Advisors is an independent firm that advises and creates financial solutions for clients of different backgrounds in Roswell. It helps clients develop plans for their asset protection, education funding, investment and savings, retirement income, and Social Security needs. Its wide range of customers includes families, business owners, corporate executives, widows, and investors seeking non-traditional investment. The wealth advisors from the firm hold several professional designations, including Certified Financial Planners, Chartered Financial Consultants, and Chartered Life Underwriters.

Odyssey Personal Financial Advisors logo
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Odyssey Personal Financial Advisors

500 Sun Valley Drive Suite A6, Roswell, GA 30076
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  • Financial Planning

Business Description

Odyssey is a financial advisory firm providing planning and portfolio management services to clients in Roswell. The firm aims to simplify the world of investment by taking a methodical and understandable approach. It also provides guidance in finance and budgeting, college saving and funding, employee benefits packages, insurance needs, and retirement planning. Partner and financial advisor Robert Fezza has been with the firm since 1999 and is also an investment adviser representative with Cetera Investment Advisers LLC.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Oxygen Financial logo
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Oxygen Financial

35 Old Canton St, Alpharetta, GA 30009
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  • Certified Financial Planner (CFP)
  • Insurance Products
  • Retirement Planning
  • Financial Planning
  • Wealth Management

Business Description

Oxygen Financial provides advice to Roswell residents. It offers its financial private CFO system by which it helps clients streamline their budget and increase their net worth. It identifies their financial goals and analyzes their insurance, investments, estate plan, and taxes. It then creates a plan that helps families secure their financial future. Kile Lewis and Ted Jenkin founded oXYGen Financial in 2008 during the market crash. The firm has been regularly featured in CNN since 2020.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.8
Google
4.8 / 5 (16)
Yelp
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
Power Wealth Management logo
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Power Wealth Management

302 Bombay Lane, Roswell, GA 30076
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  • Financial Planning
  • Chartered Financial Analyst (CFA)

Business Description

Power Wealth Management is an investment advisory firm in Roswell that provides comprehensive financial planning and wealth management services to a select group of clients. The company is owned by Brett Power, a wealth manager and financial advisor who holds both the Chartered Financial Analyst and Certified Financial Planner designations. The firm conducts in-depth planning meetings, where it helps clients create strategies around special needs funding, charitable gifting, business divestiture, and long-term care. It also helps small to mid-size business owners evaluate their retirement plans.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (8)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
togetherplanning.com logo
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togetherplanning.com

599 W. Crossville Rd. Suite 107, Roswell, GA 30075
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  • Certified Financial Planner (CFP)

Business Description

Founded in 2015, Together Planning is a family-operated firm that provides financial planning and investment management assistance throughout the Roswell metro. The firm aims to help its clients achieve their short-term and long-term goals through cash flow, debt management, and various investment strategies. It offers planning services related to the clients' business, education, estate, retirement, and tax. Its founder, Jud Mallini, has nine years of experience as a financial advisor and a Certified Financial Planner.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)
Wealth Creation Atlanta logo
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Wealth Creation Atlanta

500 Sun Valley Dr Suite B1, Roswell, GA 30076
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  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Financial Planning

Business Description

Wealth Creation Atlanta offers financial advice to residents of Roswell. It helps improve clients' wealth accumulation and preservation knowledge, guiding them on how to increase their cash flow, reduce income taxes, and obtain protection from losses. Its advisors support individuals in maximizing their financial efficiencies, managing their retirement income, and passing their estate to heirs and beneficiaries. Wealth Creation Atlanta also aids dental specialists in their financial planning. Chris Ellington is a CFP who specifically works with dentists and medical professionals.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (27)
Facebook
5.0 / 5 (22)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.0
Responsiveness
Friendliness
Helpfulness
Detail
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Back to Providers

Frequently Asked Questions

Introduction

There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

  • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
  • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
  • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
  • An investment advisor offers investment advice and recommendations to individuals or organizations.
There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

Are financial advisors worth it?

Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.

What does a financial advisor do?

Financial advisors can have many types of specialties. Generally, a financial advisor advises on or helps to execute a financial plan. Some examples include assisting people with getting out of debt, building out an investment portfolio, and handling taxes.

How much money do I need to work with a financial advisor?

There’s no specific income level you need in order to work with a financial advisor, but there may be a minimum investment amount for certain types of services. Some financial advisors won’t manage your money unless you have $100,000 or more to invest, but this isn’t the case with financial coaches or robo-advisors.

What does a financial coach do?

Financial coaches focus on improving your financial literacy and money management skills. For example, they can help you figure out how to pay down your student loans or decide how much money to put away for retirement. They usually charge by the hour and don’t offer asset management services or investment advice.

When should I use a financial advisor vs. doing it myself?

Smart money management can give you freedom and comfort. Being responsible with your money makes it possible to meet goals and pay for major expenses. A financial advisor is trained and can offer you expertise that would otherwise take years to learn. They know how to save you money and make it go further.

How do I know if my financial advisor is trustworthy?

Because financial advisors aren’t licensed or regulated, it’s up to the client to make that determination for themselves. However, if your advisor is a fiduciary, that means they’re legally bound to act in your best interest. Some types of advisors, including Certified Financial Professionals (CFPs), are held to fiduciary standards.

What\'s the difference between a financial advisor and a financial planner?

The term financial advisor is a broad phrase that encapsulates many specialties, including financial planner. It's similar to how doctor applies to different physicians, while a cardiologist is a specialty doctor. A financial planner helps their client plan to achieve long-term financial goals, such as saving for a house or retirement.

Are financial advisor fees tax deductible?

Until 2018, financial advisor fees were tax deductible as a miscellaneous expense. However, the Tax Cuts and Jobs Act elimited that deduction until at least 2025.

What is a financial consultant?

A financial consultant and a financial advisor are essentially the same. In recent years, financial consultant has become a less popular term, with financial advisor being much more common. Sometimes, the financial professional may opt for the term consultant when offering services to a business rather than an individual.

What is a robo-advisor?

A robo-advisor is essentially an algorithm that manages your investment portfolio for you. Because their services are automated, you’ll pay less than you would for a human advisor — often between 0.25% and 0.50%. They don’t require large initial investments either, making them a popular choice for entry-level investors. However, you won’t get the same level of advice that you would get from a personal financial advisor.

What makes someone a fiduciary?

Fiduciary is a legal term for a person who has a legal or ethical responsibility to act in your best interests. For example, a trustee and a beneficiary. A financial advisor may have a fiduciary obligation to make financial choices that are best for you, even if it means they earn less in commissions or fees.

How often should I meet with my financial advisor?

After your initial meeting, you may only need to check in with your financial advisor on a quarterly or annual basis. Ask them in advance how often you can expect to hear from them, and whether they offer in-person, phone, or virtual meetings.

Should your financial advisor be a fiduciary?

It’s important to understand that only some — not all — financial advisors have a fiduciary obligation to their clients. Always ask your financial advisor if they’re bound by fiduciary duty. If not, it’s possible that they’ll push products or services that earn them the highest commission, not necessarily what’s best for you. Opt for a financial advisor bound by fiduciary duty whenever possible.

Can my financial planner help with taxes?

Financial advisors aren’t necessarily accountants or tax preparers, so don’t expect them to prepare your taxes for you. However, they may be able to provide tax-related advice to help you optimize your returns and deductions. If you need an advisor who can file your taxes, look for one who is also a CPA (Certified Public Accountant).

Do I need a financial advisor?

Ask yourself if a financial advisor can fill a need or solve a problem you can’t easily handle on your own. They can be helpful in a wide variety of ways, such as building budgets or financial plans, finding ways to save money on taxes, creating an investment portfolio, or offering investment advice.

How do financial advisors get paid?

Clients pay to work with a financial advisor whether it’s through fees, commissions, or salaries. If they’re paid by client fees or commissions, their salary is tied to how much business they bring in. The harder they work, the more they make. In comparison, a salaried employee is guaranteed their wage no matter how many clients they have.

What experience should I look for in a financial advisor?

 If you have specific goals or a unique financial situation, look for a financial advisor with expertise in that area. For example, some financial advisors specialize in working with millennials or focus on socially responsible investing.

How much does a financial advisor cost?

A financial advisor’s costs depend on their fee structure. Some advisors charge a fee — either hourly or a percentage of the client assets under management. Another common option is to charge a commission on the products sold or investments made.

Should I hire a financial advisor before buying a house?

While not always necessary, a financial advisor could help you decide how large of a mortgage to apply for, how much money to put down, and how to balance the purchase with other savings and investment goals.

How many financial advisors are there in the U.S.?

According to the U.S. Bureau of Labor Statistics, it’s estimated that there are 218,050 financial advisors. California is the state with the highest employment of financial advisors across the nation.

Do banks offer financial advisors?

Yes, many banks have financial advisors on staff. Your bank may also offer incentives to work with their financial advisors, such as lower fees or free accounts. However, it's important to note that many of the bank's financial advisors don't have a fiduciary obligation and might prioritize the bank's products above all else. There is a cost when working with your bank's financial advisor.

Should I hire a wealth manager?

A wealth manager can help offer complex financial planning services, including tax guidance, estate planning, and legal assistance. While you don't have to be a high-income earner to benefit from a financial advisor, a wealth manager is typically for those that have a high net worth. However, many people build wealth and need a wealth manager later on in life.

Is wealth management worth it?

Wealth management is typically worth it for those who need help with multiple endeavors or comprehensive financial situations, such as charitable contributions or investment portfolio management, or want to protect their assets. A wealth manager can also offer you guidance if you’ve been neglecting your finances or making poor judgements.

How can you tell if a financial advisor is bad?

Your relationship with your financial advisor is a very personal one, as you’re trusting them with your wealth and future. Some general signs that your financial advisor is bad include:

  • They can’t answer your financial questions
  • You have worked with them for a while but haven’t seen a financial improvement
  • They don’t provide you with progress reports
  • They don’t check in with you

What do you need to be a financial advisor?

As mentioned, there are over 100 types of certifications for financial advisors. The training or experience you need will depend on which specialty you want to pursue. Generally, financial advisors need to have:

  • A Bachelor’s degree
  • A General Securities Representative license (Series 7 license)
  • A Certified Financial Planner (CFP) certification isn’t mandatory but is often preferred

Where do financial advisors work?

Where a financial advisor works will depend on what type of financial advisor they are. Financial advisors can work at a variety of places, including:

  • Securities and commodity brokers
  • A bank
  • A credit union
  • Independently
  • Insurance companies
  • Financial investment firms
  • Small investment advisory firms

How much do financial advisors make?

In 2019, the national average salary for a financial advisor was $87,850. However, it’s important to note the average salary varies from state to state and the different focus areas — an investment advisor may make a lot more than a financial planner. Lastly, salary can depend on how the individual is getting paid. Financial advisors can be paid by client fees, commissions, or salaries.

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