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2024

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Best Financial Advisors in Charlotte, NC

Our Recommended Top 19

We did the research for you!

  • Licensing
  • User Reviews
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Our goal is to connect people with the best local professionals. We scored Charlotte Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

176Reviewed

113Curated

19Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider

Charlotte, NC
WebsiteLicense: 169576

Expertise.com Rating

Review Sources

Google
4.1 (9)

Why choose this provider?

Venturi Private Wealth is a management firm that caters to the residents of Charlotte. Its advisors offer financial planning services to help people secure their future. They work with ultra-high-net-worth families, corporate executives, CEOs, founders, and business owners who need help in establishing passive and active strategies. They also deal with matters related to investment management, tax review and projection, and estate tax planning. The company has been in operation for more than eight years.

  • Charitable Giving Strategies
  • Investment Management
  • Business Exit Planning
  • Alternative Investments
  • Equity Compensation Planning
  • Private Wealth Advisor
  • Private Foundation Management
  • Trust and Estate Planning
  • Tax Planning
SmartAdvisor by SmartAsset logo

SmartAdvisor by SmartAssetExpertise.com

Charlotte, NC
Free Consultation

Expertise.com Rating

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

  • Estate Planning
  • Financial Planning
  • Investment Management
  • Retirement Planning

Charlotte, NC
WebsiteLicense: 4516694

Expertise.com Rating

Review Sources

Facebook
5.0 (32)
Google
5.0 (7)

Why choose this provider?

Inspire Financial Planning helps high-net-worth individuals and families in Charlotte preserve and grow their wealth for future generations. The advisory and wealth management firm develops and implements personalized plans that align with clients’ financial goals. Its chartered financial analysts assist investors in understanding the risks and potential tax implications of their investment decisions. The firm partners with Charles Schwab and the Vanguard Group to provide investments. Founder and CEO Jeff Headrick has over 20 years of experience in the financial services industry.

  • Investment Management
  • Wealth Management
  • Financial Planning

6135 Park South Drive STE 527, Charlotte, NC 28210

Expertise.com Rating

Review Sources

Google
5.0 (2)

Why choose this provider?

Epic Capital Wealth Management is a wealth management company based in Charlotte, North Carolina, with over 25 years of experience in the industry. It helps its clients in designing personalized financial planning and investment management strategies that meet their needs, and are per their wealth management, philanthropic, and legacy planning goals. The firm's services include impact investing, risk management, and estate, investment, tax, retirement, income, charitable, education, and employee benefits planning.

  • Certified Financial Planner (CFP)
  • Private Wealth Advisor
  • Retirement Planning

Charlotte, NC 28277

Expertise.com Rating

Why choose this provider?

Abiding Wealth Advisors offers a truly comprehensive range of financial advice and guidance. Its specialties include investment management, education planning, retirement planning, estate planning, tax planning, and trust solutions. It also provides strategic business advice, risk management services, and help with charitable giving.

1927 South Tryon Street, Suite 205, Charlotte, NC 28203

Why choose this provider?

ACM Wealth Management is an independent financial advisory firm that services clients in Charlotte and its adjoining areas. Founded in 2009, the firm uses its Envision Process, which allows its advisors to create customized strategies and roadmaps to get and keep clients on track of their financial goals. Some of the firm's services include college expense planning, retirement planning, portfolio management, and insurance and risk management. The firm has been featured in known publications like The Wall Street Journal, Thomson Reuters, and Charlotte Business Journal.

  • Retirement Planning

6836 Morrison Boulevard, Charlotte, NC 28211

Expertise.com Rating

Review Sources

Google
5.0 (1)

Why choose this provider?

Clearview Wealth Management is a financial advisory firm that caters to individuals and families in Charlotte and the surrounding areas. Its financial planning services include examination in various areas, such as cash flow management, employee benefits, estate and retirement planning, and generational transfers. In addition, it offers investment management solutions, such as disciplined rebalancing, portfolio diversification, regular reviews, and tax efficiency and expense control. William E. Clark, the president, is a member of the National Association of Personal Financial Advisors.

  • Estate and Trust Specialist
  • Private Wealth Advisor
  • Tax Preparation

525 North Tryon Street, Charlotte, NC 28202

Expertise.com Rating

Review Sources

Google
5.0 (1)

Why choose this provider?

Since 2011, Sycamore Financial Planning has been helping clients in Charlotte with their financial goals. It offers financial planning services that include budgeting and debt reduction, education funds, investment management, insurance, and retirement strategies. It also handles long-term care planning to help clients protect their assets and achieve their future financial goals. The firm is founded by Chuck Clifton, a certified financial planner and divorce planning specialist. Clifton is also a member of the Garrett Planning Network and the NAPFA.

  • Estate Planning
  • Retirement Planning

3122 Fincher Farm Road, Matthews, NC 28105

Expertise.com Rating

Review Sources

Google
5.0 (13)

Why choose this provider?

Shepherd Wealth Partners is a financial advisory company serving clients in Charlotte and the local areas. It offers financial planning, biblically responsible investing, and wealth management. Shepherd Wealth Partners is owned by Charles Terry, who has been in the industry since 2006. He is a Certified Financial Planner and a mathematics major from a local university. Operations specialist Ritchie Brown has been in the back-office role in financial services since 1999. Brown previously worked as the trading director for a large registered investment advisor company.

  • Private Wealth Advisor

15720 Brixham Hill Avenue, Charlotte, NC 28277

Expertise.com Rating

Review Sources

Google
5.0 (16)

Why choose this provider?

WealthPlan Financial Group provides holistic financial planning services to clients in the Charlotte area. The firm offers wealth management, risk management, and financial planning solutions to individuals, families, businesses, and corporations. It gives clients access to a wide range of products, such as mutual funds, annuities, equities, and life insurance. Services for alternative investments, including hedge fund programs and managed futures, are also available. WealthPlan Financial Group is affiliated with the Wilson Financial Group and Mann Capital Management.

  • Certified Financial Planner (CFP)

3530 Toringdon Way, Charlotte, NC 28277

Expertise.com Rating

Review Sources

Google
5.0 (1)

Why choose this provider?

Charlotte Wealth Advisors offers comprehensive financial planning solutions to clients in Charlotte and its neighboring areas. Established in 2016, the firm offers a wide array of financial planning services such as investment planning, insurance planning, and estate planning. The business also offers wealth management services to high net worth and ultra-high net worth individuals and families, including capital gains planning, estate planning, and risk management. One of its financial advisors, Chad Pannell, has over 15 years of experience.

  • Estate Planning
  • Certified Financial Planner (CFP)

516 North Tryon Street, Charlotte, NC 28202

Expertise.com Rating

Review Sources

Google
4.8 (46)

Why choose this provider?

Linden Thomas and Company is a wealth management firm serving clients in Charlotte. It helps clients in achieving their financial goals by offering investment services that include estate planning, equity index management, and educational planning. Founder Stephen L. Thomas started his career with EF Hutton in 1987 where he learned the importance of portfolio management. Since 2008, the firm has been recognized for its contributions to the field of financial planning and wealth management by several magazines, including Forbes, Barron's, and Financial Times.

  • Retirement Planning

7615 Colony Road, Charlotte, NC 28226

Expertise.com Rating

Why choose this provider?

Modera Wealth Management is an investment planner and financial advisory service in Charlotte that serves local individuals, families, medical professionals, executives, business owners, and retirees. Its services include retirement/life transitions, income tax strategy, investment management, estate planning, and family wealth transfer. It also offers risk management solutions and philanthropic planning. Modera Wealth Management was established by Gary Greenbaum of Greenbaum & Associates in 1983 as a fee-only advisory firm. In 1995, Greenbaum enters into a partnership with Tom Orecchio.

  • Retirement Planning
  • Tax Preparation
  • Tax Planning

11215 North Community House Road, Charlotte, NC 28277

Expertise.com Rating

Review Sources

Google
5.0 (5)

Why choose this provider?

T.J. Faber is a financial advisor serving the Charlotte metro and nearby areas. Faber handles financial planning solutions, including retirement, asset allocation, insurance, education, and estate. In addition, this professional handles investment programs that come with two diversified managed portfolios: flex portfolios and Robo solutions. Faber has been a Certified Financial Planner since 2005. He holds a finance degree from a local university and has been a member of the Financial Planning Association since 2015.

  • Estate Planning
  • Retirement Planning

6000 Fairview Road, Charlotte, NC 28210

Expertise.com Rating

Review Sources

Facebook
5.0 (5)

Why choose this provider?

Derse Morgen is an independent planning and investment firm serving Charlotte and the surrounding communities. It offers retirement planning services to members of the Baby Boomer generation who are nearing retirement and individuals and couples who recently retired. The firm also assists young professionals and people who are starting a business with planning their finances and investing. One of its financial advisors, Patrick Twiest, is a Chartered Financial Consultant and a Certified Financial Planning Practitioner.

  • Retirement Planning
  • Certified Financial Planner (CFP)

5605 77 Center Drive, Charlotte, NC 28217

Expertise.com Rating

Review Sources

Google
5.0 (8)
Facebook
5.0 (7)

Why choose this provider?

Worth Advisors is an independent financial planning business serving clients in Charlotte. It offers a wide range of services that include tax planning, investment management, and wealth management. Its registered investment advisors comply with the ethical guidelines set by the CFP Board of Standards. Chief executive officer Glen E. Wright II established the firm to simplify the financial planning and investment management process. He has more than 15 years of industry experience, and he is the creator of a financial planning platform called CoachNetWorth.

  • Private Wealth Advisor
  • Tax Preparation
  • Tax Planning

7733 Ballantyne Commons Parkway, Charlotte, NC 28277

Expertise.com Rating

Review Sources

Yelp
5.0 (1)

Why choose this provider?

Hobart Financial Group is an independent financial advisory firm that caters to clients in Charlotte. The company offers a range of financial and wealth management services, including asset protection, investment advisory, tax minimization planning, annuities, infinite banking, and life insurance. Hobart Financial Group carries over 10 years of industry experience. The firm was featured in a number of national media outlets such as The Wall Street Journal, Reuters, Fox Business, MarketWatch Radio, and CNBC.

  • Certified Financial Planner (CFP)

123 North Main Street, Belmont, NC 28012

Expertise.com Rating

Review Sources

Yelp
5.0 (1)

Why choose this provider?

Belmont Capital Advisors, Inc. is an independent firm that offers financial solutions to clients in Charlotte and the surrounding community. The services include retirement planning, investment planning, estate planning, IRA/401(k) rollovers and conversions, and tax planning strategies. Company founder Joseph Patrick Roop started his investment career in 1992. He was the advisor for several major banking institutions and investment firms before starting his own firm in 2009. Roop serves as the firm's President.

  • Certified Financial Planner (CFP)

2108 South Boulevard, Charlotte, NC 28203
WebsiteLicense: 293929

Expertise.com Rating

Review Sources

Google
4.0 (11)
Facebook
5.0 (4)

Why choose this provider?

Cannon Advisors is a company serving clients in Charlotte and the surrounding areas. The company is divided into Cannon Tax & Accounting and Cannon Advisors, with the latter providing financial planning services to clients. Services offered by Cannon Advisors include investment management and tax coordination as well as cash flow and debt management. Education, business, legacy, estate, and special planning services are also available. Tax consequences that arise from those services can be handled by Cannon Tax & Accounting.

  • Retirement Planning
  • Insurance Products
  • Private Wealth Advisor

Compare our Top Financial Advisors

NameExpertise RatingAddressPromotionsLearn more
Venturi Private Wealth
Charlotte, NCVisit Website
SmartAdvisor by SmartAsset
Charlotte, NCFree Consultation
Inspire Financial Planning
Charlotte, NC
Epic Capital Wealth Management
6135 Park South Drive STE 527, Charlotte, NC 28210
Abiding Wealth Advisors
Charlotte, NC 28277
ACM Wealth Management
1927 South Tryon Street, Suite 205, Charlotte, NC 28203
Clearview Wealth Management
6836 Morrison Boulevard, Charlotte, NC 28211
Sycamore Financial Planning
525 North Tryon Street, Charlotte, NC 28202
Shepherd Wealth Partners
3122 Fincher Farm Road, Matthews, NC 28105
WealthPlan Financial Group
15720 Brixham Hill Avenue, Charlotte, NC 28277
Charlotte Wealth Advisors
3530 Toringdon Way, Charlotte, NC 28277
Linden Thomas and Company
516 North Tryon Street, Charlotte, NC 28202
Modera
7615 Colony Road, Charlotte, NC 28226
T.J. Faber
11215 North Community House Road, Charlotte, NC 28277
Derse Morgen
6000 Fairview Road, Charlotte, NC 28210
Worth Advisors
5605 77 Center Drive, Charlotte, NC 28217
Hobart Financial Group
7733 Ballantyne Commons Parkway, Charlotte, NC 28277
Belmont Capital Advisors, Inc.
123 North Main Street, Belmont, NC 28012
Cannon Advisors
2108 South Boulevard, Charlotte, NC 28203

FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • What factors should Charlotte residents take into account when searching for the best financial advisor to manage their wealth?

    When searching for a financial advisor in Charlotte, it is important for clients to assess whether the advisor acts as a fiduciary and is an independent investment management firm. Additionally, clients should inquire about the availability of a fee-only investment platform that operates without any commissions. It is also worth considering whether the financial advisor has established valuable wealth management relationships while still maintaining a personalized approach by being small enough to personally know his clients.

  • How can a holistic wealth management plan help Charlotte residents have a solid retirement?

    By adopting a holistic wealth management plan, Charlotte residents can establish a strong foundation for their retirement. This involves developing a comprehensive income planning strategy that safeguards against inflation while also formulating an investment plan that minimizes risk and shields clients' wealth from the unpredictability of the market. Moreover, integrating tax-deferred finances into a retirement plan helps mitigate tax liabilities, ensuring a more efficient wealth management approach.

  • What steps can residents of Charlotte take to verify whether a financial advisor acts as a fiduciary?

    Residents of Charlotte can determine if a financial advisor adheres to fiduciary standards through the use of various online sources. One such resource is NAPFA.org, which presents a directory of financial advisors who operate solely on a fee-only basis. Prospective clients can also conduct research on potential advisory firms using the adviser search tool provided by the SEC.

  • What are the benefits of working with a fee-only financial advisor in Charlotte?

    Engaging the services of a fee-only financial advisor can have advantages for residents of Charlotte, such as enhanced transparency. Fee-only advisors are committed to being forthright about their fees and the manner in which they are organized. Moreover, these advisors solely rely on compensation from their clients and do not accept commissions or incentives from providers of financial products. This eliminates potential conflicts of interest, ensuring that the advisor's recommendations are solely based on the client's best interests.

  • Are investment advisors and financial advisors the same thing in Charlotte?

    No. The term "investment advisor" pertains to a regulated individual or firm that has obtained registration with either the SEC or a state regulator. These advisors play a crucial role in assisting Charlotte clients in selecting and managing their investments. They take into account the unique needs and risk preferences of their clients to provide tailored recommendations. On the other hand, the term "financial advisor" is a more encompassing label that encompasses various types of financial professionals, each specializing in different areas.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.