Best Financial Advisors in O'fallon, MO

O'fallon, MO Financial Advisors FAQs

• What can O'Fallon residents expect during an investment planning session?

  O'Fallon residents who scheduled an investment planning session can expect an initial analysis of their financial situation. Once completed, their advisors can develop a customized plan to balance out their portfolio through profit harvesting or tax loss selling. They can also get recommendations on how to implement their investment plan while making necessary lifestyle changes.

• Should all investment representative filings in O'Fallon be submitted to the Central Registration Depository?

  Yes, all investment representative filings in O'Fallon should be submitted to the Central Registration Depository. Since 2007, the Financial Industry Regulatory Authority has been using its database to provide transparency about registered financial advisors, dealers, and brokers. This helps the public protect themselves from making investment mistakes by utilizing the information found in the database.

• How can investment fraud victims in O'Fallon submit a complaint to the securities division of the state?

  Investment fraud victims in O'Fallon can submit a complaint online to the Missouri Securities Division by visiting https://www.sos.mo.gov/securities/mipc/complaint. They can also send their completed forms to the mailing address below: Office of the Secretary of State Securities Division PO Box 1276, 600 W. Main St., Rm. 229 Jefferson City, MO 65102 Other inquiries can be made through its investor hotline at 1 (800) 721-7996.

• What are the financial repercussions of keeping a marital house in O'Fallon after divorce?

  O'Fallon-based individuals should understand the financial repercussions of keeping their marital house after divorce. Although they can afford to make this decision, it can also be detrimental to their financial security in the long run. The annual expenses of home ownership can affect funding for different financial goals, from developing retirement budgets to starting a child's college savings plan.

• How can O'Fallon residents structure their finances for retirement?

  There are different ways that O'Fallon residents can structure their finances for retirement. One method is developing a short-term certificate of deposit that can generate income at regular intervals once the maturity term is reached. They can also allocate their investments to various asset categories, like cash, bonds, and stocks.