Expertise.com Homepage

2024

Last updated:

Best Financial Advisors in Upland, CA

Our Recommended Top 7

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Upland Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

24Reviewed

17Curated

7Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider

246 North Indian Hill Boulevard, Claremont, CA 91711

Expertise.com Rating

Review Sources

Google
5.0 (1)

Why choose this provider?

Stark Wealth Management offers financial advisory services to clients in Upland and the neighboring communities. It specializes in creating financial plans to help people prepare their estates, taxes, profit-sharing strategies, and educational funds or expenses. In addition, the company assists individuals in establishing plans for their retirement, investment, and insurance needs. Its founder, Jeffrey K. Stark, has been providing insurance products since 1986. He is a Registered Principal with LPL Financial and has served as the president of The National Planners Network Inc.

  • Estate Planning
  • Financial Planning

1425 W. Foothill Boulevard, Ste. 125, Upland, CA 91786

Why choose this provider?

Steven Michael Financial Group provides personalized financial services to individuals in Upland and the nearby metros. Its services provide a multistep process that can assist clients in identifying their financial and retirement goals, even if unexpected events such as serious illness, disability, or death. It includes estate preservation and legacy planning, asset protection and wealth creation, investments, and tax-efficient strategies. The company's president, Steven Michael Martinez, is a Certified Financial Planner. He has been serving clients for 10 years.

  • Retirement Planning

540 W. Baseline Road, #10, Claremont, CA 91711

Expertise.com Rating

Review Sources

Google
5.0 (1)

Why choose this provider?

Financial Designs is a business that delivers personalized financial strategies to individuals and families in Upland and its surrounding areas. It assists clients in creating customized financial plans by utilizing an array of insurance and investment products and services. The enterprise’s financial advisors, Nino G. Pavan and Vaughn G. Heydel, are Certified Financial Planners and Investment Advisory Representatives. Nino, the company’s president, has more than two decades’ worth of experience in the financial industry.

  • Certified Financial Planner (CFP)

1282 W. Arrow Hwy, Ste. 200, Upland, CA 91786

Expertise.com Rating

Review Sources

Google
4.8 (18)
Yelp
4.5 (11)

Why choose this provider?

Dewey, McDonald & Carrillo, Inc., is a financial services firm serving clients in Upland. It helps individuals in developing a financial program that assists them in reaching their financial goals. The firm focuses on wealth-building strategies that cover investment management, tax mitigation, retirement planning, and debt management. Founder Julia Carrillo, a CPA and an investment advisor representative, has 24 years of industry experience. The firm provides financial planning services in several states, including Texas, Illinois, and Nevada.

  • Retirement Planning
  • Financial Planning

414 North 2nd Ave. Suite C, Upland, CA 91786

Expertise.com Rating

Review Sources

Yelp
5.0 (1)

Why choose this provider?

DH Financial & Insurance Services offers financial advice and planning to the locals of Upland. The firm helps its clients draft one integrated strategy that matches their life's goals, visions, and enduring principles. As the client's situation and objectives change over time, its team will make the necessary revisions and update their plans. Its tools can be used to protect personal assets from liabilities. This multi-generational firm was founded by David Hjorth in 1972. He is a financial advisor who has published articles on financial planning.

  • Estate Planning
  • Tax Planning
  • Retirement Planning

697 E. Foothill Blvd., Suite D, Claremont, CA 91711

Expertise.com Rating

Why choose this provider?

For more than 85 years, Claremont Wealth Management has been offering financial services to clients in the Upland area. Its advisors work with individuals and families to sort out their cash flow so that they meet short-term and long-term goals. These include living expenses, college funds, and retirement with stable income for a client's golden years. Its team also offers advice on setting up investment portfolios that fit a person's goals and risk tolerance.

  • Estate and Trust Specialist

5428 Vinmar Avenue, Rancho Cucamonga, CA 91701

Why choose this provider?

Purposeful Strategic Partners is a financial services company that serves clients in Upland. It advises families and entrepreneurs on various aspects of finance, from asset protection to tax management. The company also provides debt management and retirement planning services. It guides business owners through the process of establishing a 401(k) plan for their employees. Josh Troesh, the company's founder, teaches personal finance as a professor at El Camino College. He has been featured on multiple media outlets, including Forbes and CNBC.

  • Certified Financial Planner (CFP)
  • Financial Planning

Compare our Top Financial Advisors

NameExpertise RatingAddressPromotionsLearn more
Stark Wealth Management
246 North Indian Hill Boulevard, Claremont, CA 91711
Steven Michael Financial Group
1425 W. Foothill Boulevard, Ste. 125, Upland, CA 91786
Financial Designs
540 W. Baseline Road, #10, Claremont, CA 91711
Dewey, McDonald & Carrillo, Inc.
1282 W. Arrow Hwy, Ste. 200, Upland, CA 91786
DH Financial & Insurance Services
414 North 2nd Ave. Suite C, Upland, CA 91786
Claremont Wealth Management
697 E. Foothill Blvd., Suite D, Claremont, CA 91711
Purposeful Strategic Partners
5428 Vinmar Avenue, Rancho Cucamonga, CA 91701

FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • Does the government provide protection for investors in Upland from broker-dealer failures?

    Yes. Congress created the non-profit Securities Investor Protection Corporation (SIPC) in 1970 to shield investors from broker-dealer failures. It covers securities held in a brokerage account, such as stocks, bonds, certificates of deposit, and mutual funds. However, SIPC's insurance is only limited to $500,000 per customer for money and securities kept by a broker-dealer. In addition, not all broker-dealers are SIPC-insured.

  • How does the new SECURE 2.0 Act benefit retirement savings in Upland?

    The SECURE 2.0 Act was signed by President Joseph Biden in 2022. It benefits IRA owners in Upland since the new legislation has increased the Required Minimum Distribution (RMD) age to 73 for those born between 1951 and 1959, from the previous law's RMD age of 70 and a half to 72. The law also links catch-up contributions to inflation, which allows account holders to increase their contribution limit.

  • How are personal IRAs different from Employer-Sponsored Retirement Plans (ESRPs) in Upland?

    Personal IRAs in Upland are different from ESRPs in two factors: contribution limits and investment options. Personal IRA owners can contribute a maximum of $6,000 per year if they are under 50 years old and up to $7,000 a year for those 50 and above. In contrast, ESRP's maximum annual contribution is $20,500 to $27,000 for owners above 50. Additionally, there are more investment options in Personal IRAs than in ESRPs, giving investors flexibility with where to put their money.

  • What alternative investments can a financial advisor in Upland offer if you plan to diversify your assets?

    Financial advisors in Upland offer various alternative investment vehicles to diversify their clients' portfolios and help them with their long-term goals. These include hedge funds, managed futures, and private equities. They also look into tangible assets, such as private real estate properties and commodities, which can aid in generating potential returns and safeguarding clients' assets from inflation.

  • What should investors in Upland consider when allocating their assets for diversification?

    Upland investors should consider their current situation which is determined by time and risk tolerance. Individuals who have longer timeframes are more comfortable with investments that offer higher potential returns but pose greater risks than those with shorter timeframes. In addition, people who are more risk-tolerant may put up with greater market volatility than those who are risk-averse.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.