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Best Financial Advisors in Santa Rosa

2024

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SmartAdvisor by SmartAsset

Santa Rosa, CA
  • Estate Planning
  • Retirement Planning
  • Financial Planning
  • Investment Management

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
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Price: Free Consultation

Santa Rosa, CA

Why choose this provider?

Need help contacting a Financial Advisor in Santa Rosa? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
884 3rd Street, Santa Rosa, CA 95404
  • Retirement Planning
  • Insurance Products

Why choose this provider?

Sonoma County Wealth Advisors provides financial advisory services in and around Santa Rosa. Its owner, Ken Weise, is an LPL Registered Representative and helps clients with investment products, such as corporate bonds, common stock, mutual funds, index funds, and government bonds. Moreover, the firm also advises clients on wealth accumulation and preservation, retirement income plans, profit-sharing plans, college plans, and 401(k) plans for businesses. Additionally, the company provides life insurance and long-term care insurance services.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
5656 Wild View Way, Santa Rosa, CA 95404
  • Certified Financial Planner (CFP)

Why choose this provider?

JW Financial Advisors LLC caters to families and business owners in the Santa Rosa metro and neighboring communities. It helps clients achieve their financial goals by offering services such as asset protection, cash management, college funding, investment planning analysis, and retirement planning. Moreover, the firm provides investment management solutions, including portfolio rebalancing, quarterly performance reporting, and withdrawal impact analysis. John Kamola, the firm's founder, holds a masters' degree in Business Administration and the Certified Financial Planner designation.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
131-A Stony Circle, Santa Rosa, CA 95401
  • Certified Financial Planner (CFP)

Why choose this provider?

Serving Santa Rosa, Bell Investment Advisors is a financial planning firm that has been in business for 30 years. Its line of services covers investment management. The process involves in-depth portfolio and tax analyses, allowing its team to develop and execute tax-sensitive strategies. In addition, the firm's financial advisors assist clients in faith-based and ESG-based investing. Since 2014, Bell Investment Advisors has been hosting annual wine and cheese events for women, which serve as networking opportunities.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
3.7
Google
3.7 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1011 2nd Street, Santa Rosa, CA 95404
  • Estate Planning
  • Insurance Products
  • Custom Financial Planning
  • Tax Planning

Why choose this provider?

Arrow Point Wealth Management is an independent firm serving business owners, corporate leaders, and families in Santa Rosa. Its services cover custom investment management, financial planning, business planning, and strategic alliance, with a focus on tax planning. Its advisors implement efficient model management to properly allocate clients' funds into investments that fit their individual goals, balancing risk tolerance and liquidity timeline. Father-son duo Bruce and Duncan Kelm founded the firm in 2020 to serve the local community through independent and entrepreneurial advice.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
50 Old Courthouse Square, Santa Rosa, CA 95404
  • Certified Financial Planner (CFP)

Why choose this provider?

Sonoma Wealth Advisors offers financial advice to clients in Santa Rosa. The company caters to individuals, families, businesses, and institutions. It provides comprehensive financial planning services, including education, retirement, investment, family, and insurance. Its managing principal, Daren Blonski, holds various designations, including a Certified Financial Planner, Accredited Asset Management Specialist, and a Certified Retirement Planning Counselor. Sonoma Wealth Advisors was featured in several publications, such as ThinkAdvisor, Authority Magazine, and the U.S. News and World Report.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (6)
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
1120 College Avenue, Santa Rosa, CA 95404
  • Estate Planning
  • Retirement Planning
  • Tax Planning

Why choose this provider?

Retirement Investment Specialists offers customized financial planning services for individuals in Santa Rosa who are in retirement or are looking to retire. The company was founded by David Williams, a Certified Financial Planner who has over 30 years of experience in money management, investment advice, and monitoring portfolio allocations. Williams and his team, who have backgrounds in finance and business development, guide clients in making sound financial decisions through the process of consultation, retirement planning, and annual review.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
829 Sonoma Avenue, Santa Rosa, CA 95404
  • Retirement Planning
  • Tax Planning

Why choose this provider?

Based in Santa Rosa, Ute Scott-Smith is a financial advisor offering customized financial planning and investment management solutions. Scott-Smith works with individuals and families facing major life transitions, such as retirement, divorce, career change, and financial windfall. Business and non-profits also turn to Ute Scott-Smith for her investment services involving mutual funds, stocks, and REITs. Ute Scott-Smith has been in the financial services industry for 25 years and is a member of the Financial Planning Association and the Institute of Divorce Financial Analysts.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
4737 Stonehedge Drive, Santa Rosa, CA 95405
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Trek Financial is a financial management firm that serves individuals and businesses throughout the Santa Rosa community. It guides clients in planning for their finances, retirement, businesses, and investments. The firm also assists clients in risk management and estate conservation strategies. Trek Financial provides each client with a customized, comprehensive financial plan to help them achieve their future goals. The team also monitors and adjusts these financial plans for unforeseen challenges and life changes.

Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • When should you acquire long-term care insurance in Santa Rosa?

    In Santa Rosa, there is no specific age when acquiring long-term care insurance. But most of the time, individuals in their mid to upper 50s purchase this type of insurance. The earlier you start obtaining long-term care insurance, the better. Your financial advisor will guide you throughout the process and help you improve your financial situation.

  • If you are working in Santa Rosa, how can you manage your 401(k) plan?

    If you are an employee in Santa Rosa, you can manage your 401(k) plan by putting some money into your retirement plan. You may put 10% to 15% of your paycheck. You can also request payroll deductions to make sure that a part of your savings automatically goes to your retirement plan. Through this, you won't be tempted to spend your savings.

  • Is trust an appropriate planning tool for individuals and families in Santa Rosa?

    It depends on people's unique financial situations and family needs and goals in Santa Rosa. Trust can help individuals and families address simple and complex financial-related matters. It can help them preserve and protect their assets and minimize state or federal taxes. Trust also allows people to control and customize how their wealth is distributed.

  • When should you consider cash flow planning in Santa Rosa?

    You should consider cash flow planning in Santa Rosa when you have decisions that can impact your financial momentum. For example, cash flow planning can be helpful if you want to buy a rental property or new car, exit an investment, or grow your business. You need cash flow planning if you want to maximize your money to establish your wealth.

  • What will happen to a 529 plan in Santa Rosa if the beneficiary decides not to go to college?

    In Santa Rosa, if the beneficiary decides not to go to college, the 529 plan can be changed as long as the new beneficiary is a family member. The money in the account can be used for the account of a sibling. However, if the 529 is used for other expenses, you need to pay both a 10% penalty tax on the earnings and federal income taxes.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.