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Best Financial Advisors in Santa Clara

2024

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SmartAdvisor by SmartAsset

Santa Clara, CA
  • Estate Planning
  • Retirement Planning
  • Financial Planning
  • Investment Management

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
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Price: Free Consultation

Santa Clara, CA

Why choose this provider?

Need help contacting a Financial Advisor in Santa Clara? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
950 South Bascom Avenue, San Jose, CA 95128
  • Insurance Products

Why choose this provider?

Silicon Valley Financial Group is a team of financial advisors and wealth management professionals in San Jose that offers services to clients in the Santa Clara metro. The company began operations in 1953, initially offering insurance life insurance solutions. It now provides financial planning solutions such as 401k planning, retirement planning, estate planning, employee benefits solutions, and tax preparations. Gabriel Issa is a financial advisor who has been a resident of San Jose since 1985 and is the current CEO.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2350 Mission College Boulevard, Santa Clara, CA 95054
  • Estate Planning

Why choose this provider?

Gulati Financial & Insurance Services is a firm that has been serving clients in Santa Clara for almost 40 years. The company's services include retirement planning, life insurance, disability or income replacement plans, charitable giving, employee benefit, and pension plans. It also offers deferred compensation and pension alternatives, investment, estate planning, and asset allocation strategies. The firm was established in 1982 by its president, Anil Gulati, a member of FINRA and SIPC and is a Registered Investment Advisor.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.3
Facebook
5.0 / 5 (3)
Google
3.0 / 5 (2)
Yelp
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2635 North 1st Street, San Jose, CA 95134
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

First Street Wealth Advisors is a team of financial advisors serving the community of Santa Clara and its neighboring areas. The services it offers include financial planning, business succession planning, retirement planning, and wealth and income protection. Principal John E. Lococo brings more than 20 years of experience in serving individuals and businesses by creating financial strategies that meet their needs. First Street Wealth Advisors has two offices located in San Jose and San Rafael.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
50 California Street, San Francisco, CA 94111
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

SAS Financial Advisors, LLC, is an investment advisory firm that works with clients from Santa Clara and neighboring communities. Its advisors provide investment management, retirement planning, education planning, debt management, and tax implications. Its services also include analysis for cash flow, stock options, risk management, employee benefits, Social Security strategies, and Medicare strategies. One of its senior associates, Ira Fateman, has over 30 years of experience in the financial services industry. He volunteers for the Hebrew Free Loan Association, teaching classes on personal finances.

Website
4633 Old Ironsides Drive, Santa Clara, CA 95054
  • Certified Financial Planner (CFP)

Why choose this provider?

Special Needs Planning Group advocates for families of children with special needs by providing comprehensive financial guidance. Situated in Santa Clara, it offers services such as risk management, tax planning, formulating investment strategies, and financial analysis. It also helps clients in life care planning, government benefits application and maintenance, and special needs trust. Ken Prodger, leader of the firm, is a Certified Financial Planner and a Chartered Special Needs Consultant. Prodger served as the president of Parents Helping Parents.

Website
4633 Old Ironsides Drive, Santa Clara, CA 95054

Why choose this provider?

Ken Prodger, CFP, ChFC, ChSNC AIF delivers customized financial solutions to clients in Santa Clara. He assists individuals and business owners to make informed decisions in the areas of investment, estate, and retirement planning via comprehensive and personalized counsel. His independent financial firm also provides other products and services, such as tax and risk management, executive or employee benefit packages, and education funding. Ken Prodger, a Certified Financial Planner and Accredited Investment Fiduciary, has nearly two decades of industry experience.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)
Yelp
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2060 The Alameda, San Jose, CA 95126
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Tax Planning

Why choose this provider?

C-J Advisory, Inc. is a Santa Clara-based financial planning firm that provides local clients investment and wealth management services. Kyle Thompson, a certified wealth advisor, and accredited investment fiduciary, leads the firm (AIF). Personal financial coaching, insurance analysis, investment management, retirement planning, and estate planning are some of the services offered by the firm. C-J Advisory has been in business for over 20 years and is a National Social Security Advisor (NSSA) certified firm.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)
Yelp
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
333 West Santa Clara Street, San Jose, CA 95113
  • Certified Financial Planner (CFP)
  • Insurance Products

Why choose this provider?

Heckman Financial & Insurance Services offers financial advisory services in Santa Clara. It was founded in 1992 and has since provided services such as wealth management, retirement, investments, asset protection, and life insurance. It also helps clients with educational plans and charitable donations. Its group of financial advisors leads clients by reviewing and evaluating first their financial situation and implementing a strategy to help them pursue their financial goals. Its president Eric Heckman authored the book "Worry Less Wealth."

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (6)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
4030 Moorpark Avenue, San Jose, CA 95117
  • Retirement Planning

Why choose this provider?

Empowerment Financial Guidance is a team of financial planners providing services to working and retired professionals in the Santa Clara metro. The company's goal-based approach helps its clients create financial plans and goals, understand proper investment management and philosophies, and execute sustainable and responsible investing. Margaret Stephan, one of the company's financial advisors, began her financial planning career in 1992, serving in the United States Navy as a command financial specialist, and she has been a member of the Financial Planning Association since 2000.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2160 The Alameda, San Jose, CA 95126
  • Certified Financial Planner (CFP)

Why choose this provider?

Clarity Wealth Advisors serves clients in Santa Clara and the surrounding areas. It offers financial planning services to help individuals and families develop charitable strategies, insurance analysis, cash flow management, and educational funding. It also helps create detailed action plans to guide clients in managing their income taxes, investments, retirement funds, and estate. Its managing partner, Parvin Manuchehri, has been in the financial industry for more than 20 years and is a member of the Investment Committee for the Women’s Building.

Attorney Information

Attorney NamesExperience
Parvin Manuchehri - Managing Partner5 yrs

Website
5201 Great America Parkway, Santa Clara, CA 95054
  • Estate Planning
  • Retirement Planning
  • Insurance Products

Why choose this provider?

NRI Wealth Management is a financial advisory firm that exclusively caters to non-resident Indians or NRIs in Santa Clara. It also serves charitable foundations, trusts, estates. and corporations. The fiduciary Certified Financial Planner assists NRIs who have assets both in India and the US with their college education and estate planning. It also develops and monitors retirement programs which include pensions plans, 401(K), IRA, and Roth. It employs independent legal counsel to represent high-net-worth individuals, startups, and Fortune 500 companies.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0
Yelp
4.0 / 5 (18)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
5201 Great America Parkway, Santa Clara, CA 95054
  • Estate Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Financial Independence helps clients in Santa Clara manage their finances. It offers different financial planning services to prepare clients for major life transitions and lifestyle changes. These services include tax, estate, employee benefits, investment, and retirement planning. In addition, its team provides advice regarding the clients' mutual funds, bonds, stocks, and financial assets. One of its financial advisors, Marit MacDonald, holds a Juris Doctor degree and is a volunteer at the Junior Achievement and the Financial Planning Association.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
640 West California Avenue, Sunnyvale, CA 94086
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Tax Planning

Why choose this provider?

Rivermark Wealth Management helps clients in Santa Clara pursue their financial goals. It offers estate planning services to assists individuals and families in securing their assets and protecting their children's future. It also handles the management of cash flow to determine the clients' savings, expenses, and debts. Additionally, the company is available for educational, tax, employee benefits, and retirement planning services. Its primary advisor, Ron Guay, has more than two decades of experience in the financial planning industry.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
3.9
Google
5.0 / 5 (6)
Yelp
5.0 / 5 (1)

Website
1541 The Alameda, San Jose, CA 95126
  • Certified Financial Planner (CFP)

Why choose this provider?

The Alameda Financial Group helps Santa Clara clients achieve financial independence. It provides a wide array of services, including financial planning, retirement income planning, estate planning, and business succession strategies. The firm also assists clients in simplifying their finances, reducing their taxes, managing their health, and protecting their assets. David Koehler, its senior financial planner, started his CPA tax practice over 25 years ago and transitioned into opening The Alameda Financial Group as a financial planning practice.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • How do financial advisors help in tax planning and minimize retirement losses for Santa Clara residents?

    Financial advisors help minimize retirement losses for Santa Clara residents by reviewing tax returns and leveraging corporate benefit programs. They perform income tax smoothing, help minimize tax on highly appreciated stocks, optimize executive deferral programs, and reduce tax on stock option exercises. They also conduct tax loss harvesting to minimize tax liability and investment losses while optimizing returns.

  • What are the disadvantages of dealing with Santa Clara brokers and RIAs?

    One disadvantage of dealing with Santa Clara brokers is that the relationship is transaction-based and incentivized with product sales and commissions. With registered investment advisors or RIAs, the relationship is the same, with the presence of hidden fees. This is because RIAs can call themselves fiduciaries while acting as brokers. Meanwhile, it would be advisable to deal with fiduciary registered investment advisors because they are held to fiduciary standards, charge no commissions, and are mandated to be 100% transparent.

  • What are some of the financial planning services that advisors in Santa Clara provide?

    Some of the financial planning services that advisors in Santa Clara provide include education planning for 529 plans, portfolio management, defined benefit plans, stock option planning, Roth and traditional IRAs, investment management strategies, and managed money accounts. They also assist with buy and sell agreements, asset protection strategies, estate planning, 401(k) retirement plans, and long term care, key person life, and disability income insurance.

  • How can the bond market provide peace of mind in times of volatility in Santa Clara?

    The bond market can provide peace of mind in times of volatility in Santa Clara by using Treasury spreads to gain insight into underlying economic conditions. If they go higher, it implies an improvement in economic conditions or a bullish sentiment; if they go lower, it implies a deterioration of economic conditions or a bearish sentiment. Treasury spreads have been correctly anticipating the past six economic recessions since 1976.

  • Is it advisable to be wary of Santa Clara headlines that quote changes in market indices in points?

    Yes, one should be wary of Santa Clara headlines quoting changes in market indices in points. Financial media quote Dow Jones averages in points because large changes look scary. Pay attention to what those point changes actually mean. For instance, in September 2021, a change of 340 points equaled only around a one percent change based on approximate levels of 34,000, but at 10,000 Dow, 100 points represent a one percent change. One should interpret numbers in context.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.