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Best Financial Advisors in Carlsbad

2023

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Website
Carlsbad, CA
  • Estate Planning
  • Financial Planning
  • Investment Management
  • Retirement Planning

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
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Price: Free Consultation

848-BookPro
Carlsbad, CA

Why choose this provider?

Need help contacting a Financial Advisor in Carlsbad? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
5780 Fleet Street, Suite 308, Carlsbad, CA 92008
  • Certified Financial Planner (CFP)

Why choose this provider?

Anchor Bay Capital, Inc. is a financial advisory firm serving clients in Carlsbad. Its financial advisors provide financial planning and investment management, and retirement planning, including 401k and employer-sponsored retirement plans. It offers portfolio consultation and asset allocation. Scott Spiering, the company's founder, has been working in the financial services industry since 1987. He is the author of a book, The Frugal Investor. The firm was featured on news channels such as CNBC, Bloomberg Business, and PBS.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (2)
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1265 Carlsbad Village Dr #201, Carlsbad, CA 92008
  • Certified Financial Planner (CFP)

Why choose this provider?

Guide My Finances handles any wealth and investment management concerns for clients around Carlsbad. By getting to know an investor's goals and needs, its advisors can offer recommendations that are geared towards a customized financial plan. They cover a variety of areas, including personal financial and retirement planning and insurance review and investment allocation. In addition to being a Certified Financial Planner, president Jackie Mazur is also a Certified Divorce Financial Analyst. She has been in the financial field since 2003.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (14)
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
6154 Innovation Way, Carlsbad, CA 92009
  • Certified Financial Planner (CFP)

Why choose this provider?

Seaside Wealth Management is a team of financial advisors serving individuals and families in Carlsbad. It serves a diverse set of clients with different financial goals, including women, professionals and their families, business owners, and retirees. Its process includes financial plan design, portfolio building, and plan monitoring. The president and founder of Seaside Wealth Management, Brad Lineberger, is a third-generation Californian who is dedicated to educating individuals, families, and small businesses on the importance of financial planning.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (44)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
3838 Camino del Rio North, Ste 365, San Diego, CA 92108
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Since 2018, Platt Wealth Management has been serving clients in Carlsbad and the surrounding areas. Its wealth management services include designing custom financial plans that cover retirement, Social Security, Medicare, and education funding. Its financial advisors also help in building investment portfolios customized to the client's risk, tax situation, and return objective. Founder Jeff Platt holds Certified Financial Planner and Chartered Financial Analyst designations. For several years, he has been named to San Diego Magazine's Best Five Star Wealth Managers.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2710 Loker Avenue West, #220, Carlsbad, CA 92010
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Insurance Products

Why choose this provider?

Terry Wealth Management is a financial advisory firm serving Carlsbad and nearby areas. Its team develops financial plans, which helps clients manage their current taxes, prepare for children's college education, and protect their businesses and employees. The team also help clients plan for retirement through personalized plans that consider clients' goals, investments, and financial inventory. They also provide assistance in the areas of charitable giving and legacy planning. Terry Wealth Management is headed by Shane Terry, who has 25 years of experience. Shane Terry holds a ChFC® designation. Terry Wealth Management use the skills that ChFC® credential holders have an in-depth knowledge in daily to assist their clients in meeting their financial goals.

Website
5122 Avenida Encinas Suite 120, Carlsbad, CA 92008
  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Tax Planning

Why choose this provider?

E3 Coastal Advisors LLP offers financial advice to individuals and businesses in Carlsbad and nearby areas. It provides personalized guidance regarding personal finance and strategic advice for tax decisions. The firm assists businesses with different solutions, including accounting, payroll, tax, and audit representation. Additionally, it has business advisory services that help with strategic growth planning, restructuring, financial projections, internal control evaluation, and accounting software implementation. E3 Coastal Advisors' financial planner Scott Evans is a California Society of Certified Public Accountants member.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (3)
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
6128 Innovation Way, Carlsbad, CA 92009
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Intelligence Driven Advisers is an independent wealth management firm providing tailored financial solutions to high-net-worth individuals in the Carlsbad metro. Its advisers assist customers in identifying their goals and developing comprehensive strategies to achieve those goals. They offer wealth management services covering strategic tax planning, estate planning, and asset protection. They also provide investment management, financial planning, and business retirement planning. CEO Jason Labrum, who has been in the industry since 1998, worked at two major local brokerage firms before opening his firm in 2009.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (14)
Facebook
5.0 / 5 (6)
Yelp
5.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
1.5
Responsiveness
Friendliness
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Helpfulness
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Detail
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Website
2131 Palomar Airport Road Suite 214, Carlsbad, CA 92011
  • Certified Financial Planner (CFP)

Why choose this provider?

Serving the Carlsbad community, Gregg F. Himfar Financial is committed to helping clients with their long-term financial goals. It offers a variety of financial planning strategies, such as retirement, estate, college, and profit-sharing plans. It also offers assistance with investments, such as simple and traditional IRAs, brokerage accounts, and government securities. The firm also offers life, health, long-term care, and disability income insurance. The owner of the company, Gregg F. Himfar, has over 20 years of experience in financial planning.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2210 Encinitas Blvd. Suite C, Encinitas, CA 92024
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Lifetime Financial Advisors has been providing comprehensive financial planning services to clients in Carlsbad and the surrounding areas since 1980. Its team works with individuals, families, and business owners and assists them in the process of managing their wealth. The agency offers a variety of services such as investments, retirement, estate, insurance, and multigenerational planning. The president and CEO, Steve Van Houten, is a Certified Financial Planner. He started his career as an investment analyst.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (2)
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail
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Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • What is the difference between a CFP and a CFA in Carlsbad?

    In Carlsbad, a CFP specializes in personal financial and investment planning, assisting individuals with managing their finances, retirement planning, and making informed investment decisions. They emphasize personal finance strategies and wealth management techniques. On the other hand, a CFA is oriented towards broader-scale investment banking, corporate finance, and portfolio management.

  • What is a fiduciary financial advisor in Carlsbad?

    A fiduciary financial advisor in Carlsbad is an advisor who is legally obligated to act in the best interests of their clients. Unlike other financial advisors who may operate under different standards, fiduciary advisors must prioritize their client's interests above their own. They are required to consider the client's overall financial situation and provide recommendations that are in their best interest. It is important to note that not all financial advisors in Carlsbad are fiduciaries.

  • Can a financial advisor in Carlsbad help with tax planning?

    Yes, financial advisors in Carlsbad can assist clients with tax planning. It is worth noting that engaging with certified financial advisors, such as those holding the CPA designation from the American Institute of CPAs and Tax Certification from the National Association of Certified Public Bookkeepers, offers the advantage of receiving tax advice that is both reliable and in accordance with legal requirements.

  • How can you verify a financial advisor’s credentials in Carlsbad?

    To verify a financial advisor's qualifications in Carlsbad, you may use various online resources, such as the Securities and Exchange Commission’s (SEC) SEC Action Lookup - Individuals (SALI), Investment Adviser Public Disclosure (IAPD) tools, and the Financial Industry Regulatory Authority (FINRA) BrokerCheck tool. These resources provide information on SEC actions, background checks, registration status, regulatory actions, licenses, and complaints related to financial advisors.

  • How can you hold your financial advisor accountable in Carlsbad?

    In Carlsbad, if you want to hold your financial advisor accountable, you can file a complaint with FINRA or a relevant government agency. You can also pursue legal action through a lawsuit to seek compensation for investment losses. While filing a complaint with FINRA can lead to disciplinary actions against your advisor, it does not guarantee financial compensation. If you are seeking to recover losses, it is highly advisable to consult a securities attorney with expertise in this area.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.

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