Expertise.com

2024

Last updated:

Best Financial Advisors in Surprise

Our Recommended Top 9

We did the research for you!

  • Licensing
  • User Reviews
  • Mystery Shopping Calls

Our goal is to connect people with the best local professionals. We scored Surprise Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

38Reviewed

26Curated

9Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider
SmartAdvisor by SmartAsset logo

SmartAdvisor by SmartAssetExpertise.com

Surprise, AZ
Free Consultation

Expertise.com Rating

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

  • Estate Planning
  • Financial Planning
  • Investment Management
  • Retirement Planning

Surprise, AZ

Expertise.com Rating

Why choose this provider?

Need help contacting a Financial Advisor in Surprise? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

13613 West Camino Del Sol, Sun City West, AZ 85375

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Review Sources

Google
5.0 (2)

Why choose this provider?

Axberg Wealth Management is a firm of financial advisors that serves individuals in and around Surprise. Its team determines its clients’ priorities and goals before drafting a comprehensive financial plan with assistance from the firm’s partner lawyers, accountants, and real estate professionals. It also monitors changes in the financial market and suggests plan modifications. Additionally, it follows a customized process, called The Foundation FORMula, which involves discovery, design, and deployment. The firm's owner, Paul D. Axberg, is a Certified Financial Planner.

  • Estate Planning
  • Certified Financial Planner (CFP)
  • Tax Planning

12213 West Bell Road, Surprise, AZ 85378

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Review Sources

Google
5.0 (5)

Why choose this provider?

Hillspring Financial is an investment advisory firm that serves clients in Surprise. Its financial planning services include cash flow analysis and budgeting, income tax planning, insurance planning, and risk management. It helps its clients have a clear understanding of their goals and creates a timeline and recommendations to meet them. The firm also offers investment management solutions and retirement planning services. Its president, Kent G. Forsey, is a Certified Financial Planner who has been an investment advisor for more than 30 years.

  • Certified Financial Planner (CFP)

12515 West Bell Road, Surprise, AZ 85378

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Review Sources

Google
5.0 (2)

Why choose this provider?

Harry Calivas is a Wells Fargo financial advisor that serves clients in Surprise. Harry and his associates have over 100 years of collective experience working in corporations, including financial management and supervision of multi-million dollar projects. His team assists clients in maximizing retirement plans to generate income. They also handle insurance coverage to protect assets and work toward long-term stability. Harry Calivas is a Certified Financial Planner and has an MBA in Finance and Marketing.

  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning

14780 West Mountain View Boulevard, Surprise, AZ 85374

Expertise.com Rating

Review Sources

Google
4.7 (12)
Yelp
1.0 (1)

Why choose this provider?

Serving clients in Surprise and the neighboring areas, Dynamic Wealth Management specializes in active money management services. It offers a wide selection of financial planning services, including portfolio management, retirement planning, tax planning and preparation, estate planning, and long-term care strategies. The firm also assists clients in developing investment and financial strategies. Adam Carlini, chief investment officer and founder of the firm, has been in the financial services industry for more than three decades. He has managed over $100 million in assets.

  • Certified Financial Planner (CFP)

12455 West Bell Road, Surprise, AZ 85378

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Why choose this provider?

Landmark Financial, LLC, is a locally owned and operated wealth management firm operating in Surprise. Established in 2002, the firm offers a wide range of financial solutions, such as investment planning, retirement, tax planning, and income protection. It also helps clients plan for their businesses, estates, and education. Dale Brunk, one of the firm's financial advisors, is an Accredited Investment Fiduciary and a Certified Employee Benefit Specialist. In 2013, Brunk was named one of the 40 Under Forty awardees by the Northwest Arkansas Business Journal.

  • Estate Planning
  • Retirement Planning

10240 West Bell Road, Sun City, AZ 85351

Expertise.com Rating

Review Sources

Google
5.0 (1)

Why choose this provider?

Dobrusin Financial is a full-service financial services firm assisting families and individuals in Surprise. Its advisors create strategies for retirement plans and investment portfolios. They also provide financial planning solutions and guidance on estates, taxes, and risk management. Other services cover tax planning and preparation, bookkeeping and accounting, and audits. Its president and founder, David J. Dobrusin, is a Certified Financial Planner and a certified public accountant. He previously worked for American Express Financial Advisors and RBC Wealth Management.

  • Certified Financial Planner (CFP)
  • Retirement Planning
  • Tax Planning

14997 West Bell Road, Surprise, AZ 85374

Expertise.com Rating

Why choose this provider?

Larkin & Associates is a financial advisory business led by Michael Larkin that serves the Surprise metro. It provides investment advisory, financial planning and consulting, and securities trading services through Cetera Investment Management. It also assists clients in asset analysis, estate distribution, IRA/pension rollover, and income and estate tax planning. A Certified Financial Planner, Larkin has been in the financial advisory profession since 2001 and has been operating Larkin Tax Services since 2002.

  • Estate Planning
  • Certified Financial Planner (CFP)

FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • Why should you hire a financial planner for retirement planning in Surprise?

    Hiring a financial planner in Surprise can provide valuable expertise and guidance in understanding your retirement plan and maximizing your retirement benefits. They can help navigate complex retirement options, such as 401k plans, defined benefit plans, and profit-sharing plans. A financial planner can assist in consolidating retirement accounts and developing investment strategies tailored to your career stage and financial goals.

  • Which organization is responsible for regulating financial advisors in Surprise?

    The financial advisors in Surprise, Arizona are regulated by the Arizona Department of Insurance and Financial Institutions (DIFI). DIFI oversees the secure operation of state-chartered financial institutions and ensures public confidence in these institutions by enforcing state laws. They administer the laws that regulate various financial institutions, including banks, credit unions, trust companies, and trust divisions.

  • What is Rule 106, and how does it apply to investment advisers in Surprise?

    Rule 106 under the Arizona Administrative Code permits investment advisers in Surprise to distribute information on products and services to the public through the internet without being considered to transact business in Arizona, as long as they adhere to the rule's provisions. This exemption applies when the information is directed generally to the public. By complying with the requirements of Rule 106, these professionals can utilize online channels for disseminating information while maintaining compliance with Arizona regulations.

  • When should you conduct a risk assessment for your business in Surprise?

    Early in your business's life, you may be willing to assume significant risk, while growth and expansion may prompt more frequent assessments. Economic conditions, political situations, environmental factors, or technological changes can also be triggers for conducting risk assessments for your business in Surprise. The frequency of risk assessments depends on your industry, business goals, and external factors.

  • What are some tax credits or deductions that small businesses in Surprise can take advantage of?

    Small businesses in Surprise can benefit from several tax credits and deductions. These include startup costs deduction, Section 179 deduction for equipment and software purchases, research and development tax credit, work opportunity tax credit for hiring certain individuals, and economic development incentives. Financial advisors can provide guidance on tax planning and assist in incorporating tax considerations into broader financial planning strategies for small businesses.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.