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Best Financial Advisors in Mesa

2024

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SmartAdvisor by SmartAsset

Mesa, AZ
  • Estate Planning
  • Investment Management
  • Financial Planning
  • Retirement Planning

Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Price: Free Consultation

Mesa, AZ

Why choose this provider?

Need help contacting a Financial Advisor in Mesa? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Price: Free booking service | Call 848.Book.Pro!

Website
1 North Macdonald, Mesa, AZ 85201
  • Estate Planning
  • Certified Financial Planner (CFP)

Why choose this provider?

Rovin Capital is a Mesa-based company that provides clients with various financial services. It can assist clients in designing financial plans that address issues such as cash flow, debt, social security, and taxes. Its staff also helps corporate clients plan for their retirement and the succession of their business. In addition, its staff can manage a client's investment portfolio. Founder Michael A. Staffieri holds master's degrees in public administration and finance. He also holds the Chartered Financial Consultant designation.

Website
2929 North Power Road, Mesa, AZ 85215
  • Retirement Planning

Why choose this provider?

Premiere Retirement Planning & Wealth Management is a team of financial fiduciaries that serves the Mesa area. It provides financial planning services in matters involving retirement income, estate and legacy, and taxes. It also assists clients with investing strategies, Medicare planning, and passive real estate investing. Jeff Vogan, the president and founder of Premiere Retirement Planning & Wealth Management, is an author and host of a weekly radio show. Vogan is also a Certified Financial Fiduciary.

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
1095 W Rio Salado Pkwy #201, Tempe, AZ 85281
  • Certified Financial Planner (CFP)

Why choose this provider?

Johnson Financial Advisors, which is independently owned and operated, serves individuals and families in Mesa and nearby locations. Its advisors use their backgrounds in securities, banking, and finance when creating investment and retirement plans. The firm has an average client tenure of over 20 years and manages assets worth $155 million. Philip O. Johnson, the firm's president, has been active in the financial services industry since 1976. He is a member of the Financial Planning Association.

License Verified:

License: 104621

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (20)
Google
5.0 / 5 (4)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.8
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
1757 East Baseline Road, Gilbert, AZ 85233
  • Certified Financial Planner (CFP)

Why choose this provider?

Wealth Guardian Group is a financial planning firm serving Mesa residents. The company's advisory services cover insurance and tax planning and use a business model that integrates investment and estate planning strategies. Its professionals assist clients in diversifying their investment accounts, helping them avoid overinvesting in a particular market. Jared R. Daniel, the company president and founder, is a Certified Financial Planner and Chartered Retirement Planning Counselor. He is also part of the Financial Planning Association, an advocacy and leadership organization.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.9
Facebook
5.0 / 5 (35)
Google
4.8 / 5 (28)
Yelp
4.6 / 5 (9)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
4320 E. Brown Road Suite 112, Mesa, AZ 85205
  • Certified Financial Planner (CFP)

Why choose this provider?

Approach Capital creates tailored investment solutions for its clients in Mesa. It gives them access to various securities, including private and public offerings, and types of market-based strategies such as equity, debt, and real estate. The firm actively manages portfolios that include global equities, fixed income, and non-standard assets. It also offers lifestyle and retirement planning and institutional business services. Approach Capital's principal, Greg Stott, has been managing wealth for almost two decades and has helped grow several RIAs into billion-dollar firms.

License Verified:

License: 291807

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
5045 East Broadway Road, Mesa, AZ 85206
  • Estate Planning
  • Retirement Planning
  • Insurance Products

Why choose this provider?

McBride Financial Services, Inc., is a wealth management firm that serves the residents of Mesa and the surrounding areas. Its financial planning services include money management, tax, retirement and estate, college, and 401k and 403b planning. It also assists clients with their investment portfolios. Company president David McBride has been working in the financial advising industry for more than three decades. He is also a registered securities principal for Cambridge Investment Research, Inc.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2500 South Power Road, Mesa, AZ 85209
  • Certified Financial Planner (CFP)
  • Insurance Products

Why choose this provider?

Sterling Group United provides financial advisory services to clients in Mesa and the surrounding communities. It helps manage the finances of individuals by offering retirement, business, investment, estate, and institutional planning services. In addition, the company assists clients who want to apply for business and individual life annuity insurance plans. One of its managing partners, Luke Vennard, has been in the financial industry since 2004. He is currently a member of the Million Dollar Round Table.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.8
Facebook
4.6 / 5 (9)
Google
5.0 / 5 (8)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
14155 N. 83rd Ave., Suite 144, Peoria, AZ 85381
  • Certified Financial Planner (CFP)

Why choose this provider?

Fullerton Financial Planning caters to clients in Mesa. Its financial proposal offerings include estate, benefit, and tax planning, risk management strategies, and investments to improve the clients' cash flow tracking. In addition, its financial advisors provide retirement planning services, which include asset protection, life insurance, tax efficiency strategies, IRA legacy planning, and annuities. They also offer investment management and medicare planning. President and co-founder Stephanie Fullerton can be heard weekly on KTAR 92.3 FM's Fullerton Financial Hour radio show.

License Verified:

License: 5165869

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.6
Google
4.6 / 5 (20)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
3654 North Power Road, Mesa, AZ 85215
  • Retirement Planning

Why choose this provider?

Cradlestone Wealth Services is a financial planning company based in Mesa. With over 50 years of combined industry experience, its staff helps clients create financial plans that address issues such as college savings, retirement income, and insurance. It also helps clients invest in mutual funds and managed discretionary accounts. Co-founder Mark Wiegenstein is a Certified Financial Planner with over two decades of industry experience. He also serves as chairman of the Board of Directors for Mountain Vista Medical Center.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2151 E Baseline Road Suite 101, Tempe, AZ 85283
  • Certified Financial Planner (CFP)

Why choose this provider?

Capital Strategies Group, LLC is a local financial advisory company serving clients in Mesa, Tempa, and surrounding areas. It offers financial planning services that guide through retirement income, insurance coverage, and tax burden. Its financial advisors take the complexity out of wealth management with straightforward advice services, including IRA/RMD solutions and life insurance options available for business owners, physicians, and any professional. Capital Strategies Group, LLC also provides wealth transfer services that help make the process easier.

License Verified:

License: 140120

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2929 N Power Rd, Ste 101, Mesa, AZ 85215
  • Tax Preparation

Why choose this provider?

Ridgeline Private Wealth is an advisory firm serving the people of Mesa and the neighboring communities. Its financial professionals conduct Peak Planning Index assessments for clients and provide them with three guided strategy meetings. These are designed to help people define and clarify their goals, manage risks, and plan investments. In addition, the team develops an action plan for tax savings and monitors clients' progress toward their financial goals. Caleb Huftalin, the company's director, is a Certified Financial Planner.

License Verified:

License: 291138

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (31)
Yelp
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
233 East Southern Avenue, Tempe, AZ 85282
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Teresa Bear, CPA, CFP is a financial advisor serving Mesa and the surrounding communities. She assists individuals in developing investment strategies and retirement income for a wide range of areas including tax planning, social security strategies, life insurance, pre-retirement planning, and wealth accumulation and investments. Teresa is also a Certified Financial Planner who conducts discussions with clients to evaluate the personal and financial situations that can influence the strategy. Moreover, she has been featured in different publications such as USA Today and The Wall Street Journal.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Yelp
5.0 / 5 (1)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
2812 North Norwalk, Mesa, AZ 85215
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Estate and Trust Specialist
  • Retirement Planning
  • Tax Planning

Why choose this provider?

DecisionPoint Financial is a fiduciary investment advisory firm with offices in Mesa, Arizona and Gig Harbor, Washington. It provides financial planning assistance for families and individuals, which may include social security optimization, risk management, investment management, and charitable giving. Moreover, the advisors help clients plan for retirement and address concerns on trusts, estates, and taxes. DecisionPoint. is headed by Scott Johnson, a third-generation financial advisor whose career began in 1993. He is a Certified Plan Fiduciary Advisor and Accredited Investment Fiduciary designation holder.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
4.6

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
222 S. Mill Ave #800, Tempe, AZ 85281
  • Estate Planning

Why choose this provider?

Established in 2016, Harding Wealth is an investment advisory firm serving individuals and families in and around Mesa. Its financial planning services include investment and asset management. It takes into account the clients' current situation and preferences, including their taxes, real estate, insurance, before giving advice. It offers consultation for clients and non-clients. The firm is led by Adam Harding, who started his career in wealth management in 2009. He is a Certified Financial Planner.

License Verified:

License: CRD#: 282686

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
4824 East Baseline Road, Mesa, AZ 85206
  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning

Why choose this provider?

Klein Financial is a Mesa-based wealth management and advisory company that covers a broad range of areas, from retirement plans and insurance to investments such as mutual funds and annuities. Its team works with clients' accountants, attorneys, real estate agents, stockbrokers, and insurance agents during the financial planning process. Firm owner Michael Klein is a Mesa native and CFP who has been providing financial services since 2003. The NAFPA member used to work as a financial analyst for Intel Corporation.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (6)
Yelp
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Website
323 S Gilbert Road, Ste. 111, Gilbert, AZ 85296
  • Certified Financial Planner (CFP)

Why choose this provider?

Heritage Financial Strategies has been serving clients in Mesa and the surrounding communities for over 30 years. The firm identifies clients' financial objectives, takes an inventory of their assets and liabilities, provides advice, and builds a financial plan for the short and long term. It also works with customers' lawyers to help in the equitable division of assets during and after divorce. Company co-founder Shanna Tingom is an Accredited Asset Management Specialist and a Certified Divorce Financial Analyst.

License Verified:

License: 5899208

Investment Adviser Public Disclosure Database, SEC

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (3)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
3.3
Responsiveness
Friendliness
Helpfulness
Detail
––

Website
1138 North Alma School Road, Mesa, AZ 85201
  • Certified Financial Planner (CFP)

Why choose this provider?

Serving Mesa, Public Safety Financial/Galloway is a team of investment advisors who specialize in assisting firefighters, police officers, and public servants. It offers a broad range of services, from benefit guidance, pension maximization, and investment management to financial and retirement planning. The firm is headed by Mike Galloway, a former lieutenant whose career in the investment management industry started in 1999. Public Safety Financial/Galloway supports multiple public safety charities, including PLEA Charities and the Phoenix Police Foundation.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Facebook
5.0 / 5 (12)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
4.5
Responsiveness
Friendliness
Helpfulness
Detail

Website
4447 East Broadway Road, Mesa, AZ 85206
  • Retirement Planning

Why choose this provider?

Ensign Wealth Management is a local business that serves clients who are seeking financial advice and planning assistance in the Mesa metro. It comprises professionals who evaluate, assess, and make recommendations based on clients' unique financial situations. The financial advisors offer wealth management, asset protection, and IRA legacy planning services. In addition, they help clients develop retirement income strategies through insurance and investment vehicles. Ensign Wealth Management also provides term and permanent life insurance products.

Reputation:

We scour the internet for reviews from well-known resources. Each provider is evaluated based on the quality and quantity of their reviews, their presence on multiple review sites, and their average minimum rating.
5.0
Google
5.0 / 5 (2)

Professionalism:

We hire mystery shoppers to call our providers anonymously and evaluate them. Providers who respond quickly, answer questions thoroughly, and communicate politely score higher.
5.0
Responsiveness
Friendliness
Helpfulness
Detail

Frequently Asked Questions

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • How can financial advisors help you secure your legacy in Mesa?

    Financial advisors can help you secure your legacy in Mesa by taking the necessary steps to protect your money or assets for the future generation. They provide a variety of trust structures, including charitable-giving tools that can minimize estate taxes and ensure that your wishes will be carried out. They work with tax professionals and lawyers to create or update your estate plans, wills, and powers of attorney.

  • If you change your job or retire in Mesa, what should you do to your employer-sponsored retirement plan?

    If you change your job or retire in Mesa, you have different ways how you can handle your employer-sponsored retirement plan. You can leave the money in the account, transfer the money to another employer plan (only advisable if the new plan allows it), or take the cash and pay income taxes or 10% additional federal tax if you are younger than 59½.

  • How does Safe Harbor 401(k)s work in Mesa?

    Safe Harbor 401(k)s are used by business owners in Mesa to contribute to their employees' retirement plans. If you are a business owner, you can maximize your contribution to your own account but should provide a match percentage of compensation from employees. Your contributions can be pre-tax or after-tax. You should also keep in mind that this should be paid on or before the 15th business day following the month you were withheld.

  • What common mistakes do financial planners encounter in Mesa?

    Most of the time, financial planners encounter several common mistakes in Mesa. They notice that most individuals do not have an appropriate mix of bonds and stocks in their portfolios. There is a disconnection between clients' financial goals and investment allocation. Oftentimes, people misallocated their investments resulting from overconfidence, misinformation, greed, and fear.

  • Who can invest in a 529 plan in Mesa?

    Parents, relatives, or family friends can invest in a 529 plan in Mesa. This plan finances a child's education and if it is used for eligible expenses, individuals do not have to pay any federal taxes on withdrawals. 529 plans fund any type of education expenses, including college fees and tuition, private K-12 education, and books.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.