Expertise.com

2024

Last updated:

Best Financial Advisors in Mesa

Our Recommended Top 20

We did the research for you!

  • Licensing
  • User Reviews
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Our goal is to connect people with the best local professionals. We scored Mesa Financial Advisors on more than 25 variables across five categories, and analyzed the results to give you a hand-picked list of the best.

126Reviewed

83Curated

20Top Picks

Learn about our selection process.

Providers

featured provider = Featured Provider
SmartAdvisor by SmartAsset logo

SmartAdvisor by SmartAssetExpertise.com

Mesa, AZ
Free Consultation

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Why choose this provider?

SmartAsset's free, five-minute tool makes it easy to find qualified financial advisors in your area. The exclusive tool uses a quick survey to help SmartAsset's exclusive algorithm match you with up to three advisors based on your specific financial needs. Each advisor is a fiduciary, legally bound to work in your best interest, and rigorously vetted by SmartAsset. You can speak with each for free, sometimes within a matter of minutes, and choose whom you want to work with. Hundreds of thousands of smart investors and retirees have already used SmartAsset's simple, no-cost service to find the right financial advisors for them.

  • Estate Planning
  • Investment Management
  • Financial Planning
  • Retirement Planning

Mesa, AZ

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Why choose this provider?

Need help contacting a Financial Advisor in Mesa? Call our Concierge team at 848-Book-Pro (848-266-5776 from 6 am - 4 pm PT | Mon - Fri). They are standing by to help you get the service you need.

2929 North Power Road, Mesa, AZ 85215

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Why choose this provider?

Premiere Retirement Planning & Wealth Management is a team of financial fiduciaries that serves the Mesa area. It provides financial planning services in matters involving retirement income, estate and legacy, and taxes. It also assists clients with investing strategies, Medicare planning, and passive real estate investing. Jeff Vogan, the president and founder of Premiere Retirement Planning & Wealth Management, is an author and host of a weekly radio show. Vogan is also a Certified Financial Fiduciary.

  • Retirement Planning

1 North Macdonald, Mesa, AZ 85201
WebsiteLicense: 152662

Why choose this provider?

Rovin Capital is a Mesa-based company that provides clients with various financial services. It can assist clients in designing financial plans that address issues such as cash flow, debt, social security, and taxes. Its staff also helps corporate clients plan for their retirement and the succession of their business. In addition, its staff can manage a client's investment portfolio. Founder Michael A. Staffieri holds master's degrees in public administration and finance. He also holds the Chartered Financial Consultant designation.

  • Estate Planning
  • Certified Financial Planner (CFP)

222 S. Mill Ave #800, Tempe, AZ 85281
WebsiteLicense: CRD#: 282686

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Why choose this provider?

Established in 2016, Harding Wealth is an investment advisory firm serving individuals and families in and around Mesa. Its financial planning services include investment and asset management. It takes into account the clients' current situation and preferences, including their taxes, real estate, insurance, before giving advice. It offers consultation for clients and non-clients. The firm is led by Adam Harding, who started his career in wealth management in 2009. He is a Certified Financial Planner.

  • Estate Planning

233 East Southern Avenue, Tempe, AZ 85282

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Review Sources

Yelp
5.0 (1)

Why choose this provider?

Teresa Bear, CPA, CFP is a financial advisor serving Mesa and the surrounding communities. She assists individuals in developing investment strategies and retirement income for a wide range of areas including tax planning, social security strategies, life insurance, pre-retirement planning, and wealth accumulation and investments. Teresa is also a Certified Financial Planner who conducts discussions with clients to evaluate the personal and financial situations that can influence the strategy. Moreover, she has been featured in different publications such as USA Today and The Wall Street Journal.

  • Certified Financial Planner (CFP)
  • Retirement Planning

4320 E. Brown Road Suite 112, Mesa, AZ 85205
WebsiteLicense: 291807

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Review Sources

Google
5.0 (1)

Why choose this provider?

Approach Capital creates tailored investment solutions for its clients in Mesa. It gives them access to various securities, including private and public offerings, and types of market-based strategies such as equity, debt, and real estate. The firm actively manages portfolios that include global equities, fixed income, and non-standard assets. It also offers lifestyle and retirement planning and institutional business services. Approach Capital's principal, Greg Stott, has been managing wealth for almost two decades and has helped grow several RIAs into billion-dollar firms.

  • Certified Financial Planner (CFP)

1757 East Baseline Road, Gilbert, AZ 85233

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Review Sources

Facebook
5.0 (35)
Google
4.8 (28)
Yelp
4.6 (9)

Why choose this provider?

Wealth Guardian Group is a financial planning firm serving Mesa residents. The company's advisory services cover insurance and tax planning and use a business model that integrates investment and estate planning strategies. Its professionals assist clients in diversifying their investment accounts, helping them avoid overinvesting in a particular market. Jared R. Daniel, the company president and founder, is a Certified Financial Planner and Chartered Retirement Planning Counselor. He is also part of the Financial Planning Association, an advocacy and leadership organization.

  • Certified Financial Planner (CFP)

1095 W Rio Salado Pkwy #201, Tempe, AZ 85281
WebsiteLicense: 104621

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Review Sources

Facebook
5.0 (20)
Google
5.0 (4)

Why choose this provider?

Johnson Financial Advisors, which is independently owned and operated, serves individuals and families in Mesa and nearby locations. Its advisors use their backgrounds in securities, banking, and finance when creating investment and retirement plans. The firm has an average client tenure of over 20 years and manages assets worth $155 million. Philip O. Johnson, the firm's president, has been active in the financial services industry since 1976. He is a member of the Financial Planning Association.

  • Certified Financial Planner (CFP)

5045 East Broadway Road, Mesa, AZ 85206

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Review Sources

Google
5.0 (1)

Why choose this provider?

McBride Financial Services, Inc., is a wealth management firm that serves the residents of Mesa and the surrounding areas. Its financial planning services include money management, tax, retirement and estate, college, and 401k and 403b planning. It also assists clients with their investment portfolios. Company president David McBride has been working in the financial advising industry for more than three decades. He is also a registered securities principal for Cambridge Investment Research, Inc.

  • Estate Planning
  • Retirement Planning
  • Insurance Products

323 S Gilbert Road, Ste. 111, Gilbert, AZ 85296
WebsiteLicense: 5899208

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Review Sources

Google
5.0 (3)

Why choose this provider?

Heritage Financial Strategies has been serving clients in Mesa and the surrounding communities for over 30 years. The firm identifies clients' financial objectives, takes an inventory of their assets and liabilities, provides advice, and builds a financial plan for the short and long term. It also works with customers' lawyers to help in the equitable division of assets during and after divorce. Company co-founder Shanna Tingom is an Accredited Asset Management Specialist and a Certified Divorce Financial Analyst.

  • Certified Financial Planner (CFP)

4447 East Broadway Road, Mesa, AZ 85206

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Review Sources

Google
5.0 (2)

Why choose this provider?

Ensign Wealth Management is a local business that serves clients who are seeking financial advice and planning assistance in the Mesa metro. It comprises professionals who evaluate, assess, and make recommendations based on clients' unique financial situations. The financial advisors offer wealth management, asset protection, and IRA legacy planning services. In addition, they help clients develop retirement income strategies through insurance and investment vehicles. Ensign Wealth Management also provides term and permanent life insurance products.

  • Retirement Planning

14155 N. 83rd Ave., Suite 144, Peoria, AZ 85381
WebsiteLicense: 5165869

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Review Sources

Google
4.6 (32)

Why choose this provider?

Fullerton Financial Planning caters to clients in Mesa. Its financial proposal offerings include estate, benefit, and tax planning, risk management strategies, and investments to improve the clients' cash flow tracking. In addition, its financial advisors provide retirement planning services, which include asset protection, life insurance, tax efficiency strategies, IRA legacy planning, and annuities. They also offer investment management and medicare planning. President and co-founder Stephanie Fullerton can be heard weekly on KTAR 92.3 FM's Fullerton Financial Hour radio show.

  • Certified Financial Planner (CFP)

4824 East Baseline Road, Mesa, AZ 85206

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Review Sources

Google
5.0 (6)
Yelp
5.0 (2)

Why choose this provider?

Klein Financial is a Mesa-based wealth management and advisory company that covers a broad range of areas, from retirement plans and insurance to investments such as mutual funds and annuities. Its team works with clients' accountants, attorneys, real estate agents, stockbrokers, and insurance agents during the financial planning process. Firm owner Michael Klein is a Mesa native and CFP who has been providing financial services since 2003. The NAFPA member used to work as a financial analyst for Intel Corporation.

  • Estate Planning
  • Certified Financial Planner (CFP)
  • Retirement Planning

2929 N Power Rd, Ste 101, Mesa, AZ 85215
WebsiteLicense: 291138

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Review Sources

Google
5.0 (31)
Yelp
5.0 (3)

Why choose this provider?

Ridgeline Private Wealth is an advisory firm serving the people of Mesa and the neighboring communities. Its financial professionals conduct Peak Planning Index assessments for clients and provide them with three guided strategy meetings. These are designed to help people define and clarify their goals, manage risks, and plan investments. In addition, the team develops an action plan for tax savings and monitors clients' progress toward their financial goals. Caleb Huftalin, the company's director, is a Certified Financial Planner.

  • Tax Preparation

2151 E Baseline Road Suite 101, Tempe, AZ 85283
WebsiteLicense: 140120

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Review Sources

Google
5.0 (1)

Why choose this provider?

Capital Strategies Group, LLC is a local financial advisory company serving clients in Mesa, Tempa, and surrounding areas. It offers financial planning services that guide through retirement income, insurance coverage, and tax burden. Its financial advisors take the complexity out of wealth management with straightforward advice services, including IRA/RMD solutions and life insurance options available for business owners, physicians, and any professional. Capital Strategies Group, LLC also provides wealth transfer services that help make the process easier.

  • Certified Financial Planner (CFP)

3654 North Power Road, Mesa, AZ 85215

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Review Sources

Google
5.0 (3)

Why choose this provider?

Cradlestone Wealth Services is a financial planning company based in Mesa. With over 50 years of combined industry experience, its staff helps clients create financial plans that address issues such as college savings, retirement income, and insurance. It also helps clients invest in mutual funds and managed discretionary accounts. Co-founder Mark Wiegenstein is a Certified Financial Planner with over two decades of industry experience. He also serves as chairman of the Board of Directors for Mountain Vista Medical Center.

  • Retirement Planning

1138 North Alma School Road, Mesa, AZ 85201

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Review Sources

Facebook
5.0 (12)

Why choose this provider?

Serving Mesa, Public Safety Financial/Galloway is a team of investment advisors who specialize in assisting firefighters, police officers, and public servants. It offers a broad range of services, from benefit guidance, pension maximization, and investment management to financial and retirement planning. The firm is headed by Mike Galloway, a former lieutenant whose career in the investment management industry started in 1999. Public Safety Financial/Galloway supports multiple public safety charities, including PLEA Charities and the Phoenix Police Foundation.

  • Certified Financial Planner (CFP)

2812 North Norwalk, Mesa, AZ 85215

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Why choose this provider?

DecisionPoint Financial is a fiduciary investment advisory firm with offices in Mesa, Arizona and Gig Harbor, Washington. It provides financial planning assistance for families and individuals, which may include social security optimization, risk management, investment management, and charitable giving. Moreover, the advisors help clients plan for retirement and address concerns on trusts, estates, and taxes. DecisionPoint. is headed by Scott Johnson, a third-generation financial advisor whose career began in 1993. He is a Certified Plan Fiduciary Advisor and Accredited Investment Fiduciary designation holder.

  • Estate Planning
  • Certified Financial Planner (CFP)
  • Estate and Trust Specialist

2500 South Power Road, Mesa, AZ 85209

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Review Sources

Facebook
4.6 (9)
Google
5.0 (8)

Why choose this provider?

Sterling Group United provides financial advisory services to clients in Mesa and the surrounding communities. It helps manage the finances of individuals by offering retirement, business, investment, estate, and institutional planning services. In addition, the company assists clients who want to apply for business and individual life annuity insurance plans. One of its managing partners, Luke Vennard, has been in the financial industry since 2004. He is currently a member of the Million Dollar Round Table.

  • Certified Financial Planner (CFP)
  • Insurance Products

FAQs

  • Introduction

    There are many titles for financial professionals, so it's challenging to track what each one means. A financial advisor is probably the term you've heard most often. Financial advisor is a broad term for a professional who helps individuals or companies manage their finances, including investment choices. There are over 100 certifications that financial advisors can obtain.

    • Financial planners, wealth managers, and investment advisors are all financial advisors with different focus areas.
    • A financial planner helps an individual or a company make a plan to achieve long-term financial goals.
    • A wealth manager helps individuals maintain their wealth through various disciplines and services, such as taxes, estate planning, and investment advice.
    • An investment advisor offers investment advice and recommendations to individuals or organizations.
    There’s a misconception that you have to be extremely wealthy to use a financial advisor. In reality, they can be beneficial for people from any income level. Keep reading to find answers to the most commonly asked questions about financial advisors, so you know which type can fit your specific needs.

  • How can financial advisors help you secure your legacy in Mesa?

    Financial advisors can help you secure your legacy in Mesa by taking the necessary steps to protect your money or assets for the future generation. They provide a variety of trust structures, including charitable-giving tools that can minimize estate taxes and ensure that your wishes will be carried out. They work with tax professionals and lawyers to create or update your estate plans, wills, and powers of attorney.

  • If you change your job or retire in Mesa, what should you do to your employer-sponsored retirement plan?

    If you change your job or retire in Mesa, you have different ways how you can handle your employer-sponsored retirement plan. You can leave the money in the account, transfer the money to another employer plan (only advisable if the new plan allows it), or take the cash and pay income taxes or 10% additional federal tax if you are younger than 59½.

  • How does Safe Harbor 401(k)s work in Mesa?

    Safe Harbor 401(k)s are used by business owners in Mesa to contribute to their employees' retirement plans. If you are a business owner, you can maximize your contribution to your own account but should provide a match percentage of compensation from employees. Your contributions can be pre-tax or after-tax. You should also keep in mind that this should be paid on or before the 15th business day following the month you were withheld.

  • What common mistakes do financial planners encounter in Mesa?

    Most of the time, financial planners encounter several common mistakes in Mesa. They notice that most individuals do not have an appropriate mix of bonds and stocks in their portfolios. There is a disconnection between clients' financial goals and investment allocation. Oftentimes, people misallocated their investments resulting from overconfidence, misinformation, greed, and fear.

  • Who can invest in a 529 plan in Mesa?

    Parents, relatives, or family friends can invest in a 529 plan in Mesa. This plan finances a child's education and if it is used for eligible expenses, individuals do not have to pay any federal taxes on withdrawals. 529 plans fund any type of education expenses, including college fees and tuition, private K-12 education, and books.

  • Are financial advisors worth it?

    Whether or not a financial advisor is worth it depends on your personal situation. If your finances are fairly straightforward, then you may be better off handling it on your own. But if you have substantial assets or a complex investment portfolio, then hiring someone to handle it for you can be well worth the cost.