Best Financial Advisors in Waukegan

2022

Baldwin Financial Advisors

• Estate Planning
• Business Tax Preparation
• Business Formation

Since 1982, Baldwin Financial Advisors has been serving clients in Waukegan. It handles financial planning and offers various solutions, such as estate review, risk management analysis, and retirement plan review. The company also creates financial statements. It advises clients on multiple kinds of investments, including variable annuities, municipal securities, and mutual funds. Managing director Kate Leipprandt is a member of The National Association of Insurance and Financial Advisors. She has been featured on media outlets like Chicago Tribune.

David A. Marcus and Associates, Inc.

• Estate Planning

David A. Marcus and Associates, Inc., provides individuals and business owners in Waukegan with financial products and services. Its team of independent planning specialists executes a financial program according to its clients' goals and needs. They offer assistance in planning for retirement and wealth transfer, as well as choosing the right life and health insurance coverages. The firm also helps small and large employers in obtaining group health insurance and employee benefits. Marcus has been a Certified Financial Planner for over 30 years.

DHJJ

• Wealth Management
• Retirement Planning
• Tax Planning

DHJJ is a financial advisory firm serving individuals and businesses in Waukegan. The company offers financial and business advisory services. Its principal advisor, Cammy Corso, is a certified financial planner who has been in the industry for over 22 years. Her financial advisory solutions include portfolio selection, estate and retirement planning, investment management, and insurance review. Corso integrates the personal and business view of her clients' financial situation to create individualized strategies to increase their options and benefits.

Don Swanson

• Certified Financial Planner (CFP)

Don Swanson is a wealth advisor at Thrivent, a Fortune 500 company that has been providing a variety of financial solutions for over a hundred years. Serving individuals and families in Waukegan and the surrounding areas, Don and his team advise and guide clients on a broad range of financial matters, such as retirement savings, life and health insurance plans, investments, mutual funds, and charitable giving. Don is both a Chartered Life Underwriter and a Chartered Financial Consultant.

Exemplar Financial Network

Exemplar Financial Network provides financial advisory services to Waukegan and the neighboring communities. It specializes in assisting individuals in handling their finances to protect the future of their wealth and loved ones. It also guides clients in creating written financial plans, reviewing investment and retirement plans, and establishing budgeting strategies. The company's president and wealth advisor, David Hubbard, has been in the financial industry since 1980. He serves as a member of the Northern Illinois Special Recreation Association's Foundation.

Financial Wealth Alliance

• Financial Planning
• Retirement Planning
• Tax Planning

Financial Wealth Alliance is a boutique financial planning company that serves clients in Waukegan. The firm exclusively caters to the financial needs of clients who are in retirement or are getting ready to retire. The team specializes in crafting retirement income plans that cover a variety of financial facets, including income and investment planning, tax planning, insurance management, health care, and legacy planning. The company's president, Dariusz Godlewski, is an Investment Adviser Representative under Brookstone Capital Management.

FSR Wealth Strategies

• Certified Financial Planner (CFP)

FSR Wealth Strategies helps individuals and families in Waukegan with financial advisory and tax-focused retirement planning services. The firm believes in a multidimensional approach to preparing for retirement, focusing on income, asset allocation, and taxes. It aids its clientele in growing their wealth through strategic business planning and investments. Its team of certified public accountants helps preserve assets by way of cash flow management and IRS problem resolution. It assists its customers in giving back to causes they care about by maximizing their estate.

GCG Financial, LLC

• Financial Planning

GCG Financial, LLC, seeks to improve the financial security of families and businesses in the Waukegan area. It develops financial roadmaps that cover individuals' current net worth and investment risk tolerance, as well as plans for retirement and transfer of estates. It also helps clients develop investment strategies and build portfolios according to their goals and risk profiles. For business owners, it administers benefit programs, insurance solutions, and retirement plans for employees. GCG Financial has been offering investment advisory services since 1975.

Horwitz & Associates

• Estate Planning
• Financial Planning

Founded in 1970, Horwitz & Associates is an investment firm that provides a wide range of services for clients in Waukegan and the surrounding areas. As a Registered Investment Advisor, it guides clients in portfolio construction while considering the overall portfolio risk and possible tax consequences. The firm also assists in other areas of financial planning like insurance, retirement, and cash management. Silvia Liu, one of the firm's financial advisors, is a FINRA Registered Representative. She speaks English, Mandarin, and German.

Lake County Financial Planning

• Certified Financial Planner (CFP)

Lake County Financial Planning has been serving clients in Waukegan since 1999. It assists clients in achieving their financial objectives through financial planning services that include cash flow management, investment management, and retirement planning. Its services are based on the needs of clients and the changes in their lifestyles, careers, charitable giving methods, and inheritances. The firm also monitors the progress of financial plans and updates them as needed. The founder, Scott Davis, obtained his financial planner certification in 2002 and his RICP designation in 2014.

Lelah Financial

• Certified Financial Planner (CFP)

Lelah Financial is an independent financial advisory firm that serves Waukegan. It offers comprehensive financial and investment management services to help clients meet their financial goals and, at the same time, prepare for otherwise unplanned life-changing events. Established by Josh Lelah, a Certified Financial Planner, the firm incorporates health and variable insurance products into asset building and financial planning strategies. Lelah has been in the industry for over 15 years and holds a degree in Consumer Science, specializing in Personal Finance.

MAI Capital Management

• Wealth Management
• Investment Management
• Certified Financial Planner (CFP)

MAI Capital Management is a firm that serves the financial planning needs of clients in Waukegan. In the business for more than 50 years, the company offers a broad spectrum of financial management solutions that are personalized according to each client's individual needs and goals. Its financial advisors have extensive experience assisting clients with estate and financial planning, insurance, investments, tax planning, and philanthropy. MAI Capital Management was recently named an honoree of the 2020 Smart Business, Medical Mutual Pillar Award for Community Service.

Oak Wealth Advisors

• Certified Financial Planner (CFP)

Oak Wealth Advisors is a financial advisory firm that caters to Waukegan clients. The firm provides a wide range of services, including cash flow, estate planning, retirement, and insurance planning. It avoids a "beat the market" investment approach and works to diversify clients' asset allocations. The firm also offers legal planning solutions for families with special needs members. Company president Michael Walther II served as the treasurer for the National Association for Down Syndrome. He has been featured in The Washington Post.

Piershale Financial Group Inc.

• Estate Planning
• Wealth Management
• Retirement Planning

Piershale Financial Group, Inc., is an advisory firm that serves the Waukegan area. Included in its services is retirement planning, which involves an assessment of clients' IRA beneficiaries. Its team also manages investment portfolios. The financial advisors provide investment recommendations according to clients' goals and needs, and they continuously monitor portfolios in addition to conducting performance meetings. Piershale Financial Group is led by Michael Piershale, who has over three decades of experience. He hosts a weekly radio show, “The Money Hour Radio.”

Professional Wealth Advisors LLC

• Wealth Management
• Retirement Planning
• Finance Planning

Professional Wealth Advisors LLC is an independent firm that serves clients in Waukegan. It provides a wide range of financial planning and wealth management services, including cash flow management, income tax planning, and insurance planning. Its financial advisors have more than 80 years of combined industry experience. They work with the advisors of clients to help them design and implement financial plans that can lead to financial independence. Stephen Potts, Peter Wilmot, and their business partners established the firm in 2015.

Rauschenberger Financial Advisors

• Financial Planning
• Retirement Planning

Rauschenberger Financial Advisors offers its services in the Waukegan metro. The firm provides a suite of services that aim to help its clients reach their financial goals. These include educating them on all matters financial; answering planning questions and providing analysis; helping identify and manage risks in life and plans; acting as an accountability coach; and seeking to minimize costs and prevent costly mistakes. Keith Rauschenberger founded the firm in 2011. He has over 25 years of experience in the banking industry.

Retirement Matters

• Certified Financial Planner (CFP)

Retirement Matters is a financial planning firm serving individuals and families in Waukegan. It assists clients in preparing for retirement, both emotionally and financially. Its advisors help clients through financial plans that cover income taxes, everyday spending, debt management, legacy building, and charitable giving. Additionally, the firm offers wealth management solutions that include tax strategies, investment management, education planning, and estate planning. Retirement Matters has been featured on The Wall Street Journal and Chicago Tribune.

The Tranel Financial Group

The Tranel Financial Group is a financial advisory firm serving the communities of Waukegan. Its advisors assist clients in navigating their finances, handling investment management and planning for taxes and retirement. They also offer estate planning services and consultations involving the division of marital assets in a divorce. The firm was founded by the husband-and-wife team of Roch and Kat Tranel in 1988 and has been striving to help people build wealth and achieve financial independence.

Vermillion Financial Advisors, Inc.

• Certified Financial Planner (CFP)

Vermillion Financial Advisors, Inc., assists individuals and businesses in Waukegan and the surrounding locations. Included in its services is financial plan development, which covers clients' insurance, cash flow, taxes, estate, and retirement. Its team of advisors also builds, analyzes, and monitors investment portfolios. The firm was co-founded in 1988 by Mark LaSpisa, who specializes in serving a niche market comprising high-net-worth individuals who are over 50 years old. He has appeared on several media outlets, including Bloomberg Wealth Manager and Forbes.